Company · CIK 0000005272 · SIC 6331 — Fire, Marine & Casualty Insurance · NYSE

AMERICAN INTERNATIONAL GROUP, INC. · AIG

Insider activity reported against this company. All insider holders · Files at: DNP, CBA, EMO, KYN, TDW, KMF, CEM, TYG and 1 more. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $5.5M · 4sales $21.6M · 9net −$16.0M

Open-market trades as an insider elsewherebuys $2234000.07B · 2sales $441.6M · 2net $2233999.62B

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Sep 8, 2026 AForm 4 →	Sep 8, 4:20 pm EDT	Nancy M BewlayEVP, Chief Underwriting Off	55,284	—	—	55,284	—
Aug 12, 2026 SForm 4 →	Aug 13, 7:14 pm EDT	Peter ZaffinoExecutive Chair, Director	236,829	$76.42	$18,098,334	556,004	−29.9%	10b5-1
Jul 27, 2026 FForm 4 →	Jul 28, 4:16 pm EDT	Christopher SchaperEVP, Chief Risk Officer	2,476	$79.16	$196,000	98,713	—
Jun 3, 2026 FForm 4 →	Jun 3, 5:05 pm EDT	Kelly LafnitzeggerEVP, Chief HR Officer	549	$72.55	$39,830	11,225	—
Jan 18, 2019 FForm 4 →	Jan 22, 4:27 pm EST	Naohiro MouriExecutive Vice President	636	$42.45	$26,998	770	—	plan?
Jan 18, 2019 FForm 4 →	Jan 22, 4:27 pm EST	Seraina MaciaExecutive Vice President	12,887	$42.45	$547,053	18,605	—	plan?
Jan 18, 2019 FForm 4 →	Jan 22, 4:26 pm EST	Thomas B LeonardiExecutive Vice President	5,878	$42.45	$249,521	13,744	—	plan?
Jan 18, 2019 FForm 4 →	Jan 22, 4:26 pm EST	Alessandrea C. QuaneExecutive Vice President	2,825	$42.45	$119,921	12,048	—	plan?
Jan 18, 2019 FForm 4 →	Jan 22, 4:26 pm EST	Kevin T. HoganExecutive Vice President	13,459	$42.45	$571,335	94,816	—	plan?
Jan 18, 2019 FForm 4 →	Jan 22, 4:26 pm EST	Douglas A. DachilleExecutive Vice President	2,046	$42.45	$86,853	7,523	—	plan?
Jan 1, 2019 MForm 4 →	Jan 3, 7:25 pm EST	Alessandrea C. QuaneExecutive Vice President	8,233	—	—	12,889	—	plan?
Jan 1, 2019 MForm 4 →	Jan 3, 7:10 pm EST	Thomas B LeonardiExecutive Vice President	17,122	—	—	19,622	—	plan?
Jan 1, 2019 MForm 4 →	Jan 3, 7:10 pm EST	Kevin T. HoganExecutive Vice President	30,734	—	—	108,275	—	plan?
Jan 1, 2019 MForm 4 →	Jan 3, 7:10 pm EST	Douglas A. DachilleExecutive Vice President	5,829	—	—	9,569	—	plan?
Jan 1, 2019 MForm 4 →	Jan 3, 7:10 pm EST	Naohiro MouriExecutive Vice President	1,127	—	—	1,406	—	plan?
Jan 1, 2019 MForm 4 →	Jan 3, 7:08 pm EST	Seraina MaciaExecutive Vice President	26,838	—	—	31,492	—	plan?
Dec 7, 2018 FMForm 4 →	Jan 3, 2019, 7:24 pm EST	Alessandrea C. QuaneExecutive Vice President	848	$40.77	$17,286	10,260	—	plan? late
May 4, 2018 PForm 4 →	May 7, 4:36 pm EDT	Thomas B LeonardiExecutive Vice President	2,500	$51.55	$128,875	2,500	—	plan?
May 4, 2018 PForm 4 →	May 7, 4:36 pm EDT	Douglas M SteenlandDirector	4,800	$52.06	$249,879	4,800	—	plan?
Feb 27, 2018 SForm 4 →	Mar 1, 4:40 pm EST	W Don CornwellDirector	2,500	$58.78	$146,950	0	−100%	plan?
Feb 23, 2018 FForm 4 →	Feb 26, 4:44 pm EST	Kevin T. HoganExecutive Vice President	2,873	$60.04	$172,495	77,541	—	plan?
Feb 23, 2018 FForm 4 →	Feb 26, 4:44 pm EST	Elias F. HabayebSVP, Dep CFO & Grp Controller	678	$60.04	$40,707	1,298	—	plan?
Feb 23, 2018 FForm 4 →	Feb 26, 4:44 pm EST	Alessandrea C. QuaneExecutive Vice President	687	$60.04	$41,247	10,260	—	plan?
Feb 23, 2018 FForm 4 →	Feb 26, 4:44 pm EST	Seraina MaciaExecutive Vice President	1,156	$60.04	$69,406	4,654	—	plan?
Feb 23, 2018 FForm 4 →	Feb 26, 4:44 pm EST	Sid SankaranExecutive VP & CFO	1,579	$60.04	$94,803	88,683	—	plan?
Feb 23, 2018 FForm 4 →	Feb 26, 4:44 pm EST	Claudine MacartneyExecutive Vice President	252	$60.04	$15,130	2,405	—	plan?
Feb 23, 2018 FForm 4 →	Feb 26, 4:44 pm EST	Martha GalloExecutive Vice President	749	$60.04	$44,970	1,227	—	plan?
Feb 23, 2018 FForm 4 →	Feb 26, 4:44 pm EST	Donna DeMaioExecutive Vice President	570	$60.04	$34,223	15,918	—	plan?
Feb 23, 2018 FForm 4 →	Feb 26, 4:43 pm EST	Douglas A. DachilleExecutive Vice President	1,940	$60.04	$116,478	3,740	—	plan?
Feb 16, 2018 SForm 4 →	Feb 20, 4:36 pm EST	Seraina MaciaExecutive Vice President	3,503	$59.71	$209,164	5,810	−37.6%	plan?
Feb 15, 2018 SForm 4 →	Feb 16, 4:34 pm EST	Claudine MacartneyExecutive Vice President	2,052	$59.61	$122,320	2,657	−43.6%	plan?
Jan 17, 2018 MForm 4 →	Jan 19, 4:49 pm EST	Alessandrea C. QuaneExecutive Vice President	2,000	—	—	10,439	—	plan?
Jan 17, 2018 MForm 4 →	Jan 19, 4:49 pm EST	Sid SankaranExecutive VP & CFO	2,964	—	—	90,262	—	plan?
Jan 17, 2018 MForm 4 →	Jan 19, 4:48 pm EST	Claudine MacartneyExecutive Vice President	658	—	—	4,709	—	plan?
Jan 17, 2018 MForm 4 →	Jan 19, 4:48 pm EST	Kevin T. HoganExecutive Vice President	5,929	—	—	80,414	—	plan?
Jan 17, 2018 MForm 4 →	Jan 19, 4:48 pm EST	Elias F. HabayebSVP, Dep CFO & Grp Controller	1,976	—	—	1,976	—	plan?
Jan 17, 2018 MForm 4 →	Jan 19, 4:48 pm EST	Douglas A. DachilleExecutive Vice President	5,680	—	—	5,680	—	plan?
Jan 17, 2018 MForm 4 →	Jan 19, 4:48 pm EST	Seraina MaciaExecutive Vice President	2,306	—	—	9,313	—	plan?
Jan 17, 2018 MForm 4 →	Jan 19, 4:48 pm EST	Donna DeMaioExecutive Vice President	1,646	—	—	16,488	—	plan?
Jan 17, 2018 MForm 4 →	Jan 19, 4:48 pm EST	Martha GalloExecutive Vice President	1,976	—	—	1,976	—	plan?
Jan 11, 2018 FForm 4 →	Jan 16, 4:34 pm EST	Seraina MaciaExecutive Vice President	7,029	$60.63	$426,168	7,007	—	plan?
Jan 11, 2018 FForm 4 →	Jan 16, 4:34 pm EST	Alessandrea C. QuaneExecutive Vice President	6,158	$60.63	$373,360	9,921	—	plan?
Jan 11, 2018 FForm 4 →	Jan 16, 4:34 pm EST	Sid SankaranExecutive VP & CFO	14,452	$60.63	$876,225	87,298	—	plan?
Jan 11, 2018 FForm 4 →	Jan 16, 4:34 pm EST	Claudine MacartneyExecutive Vice President	2,950	$60.63	$178,859	4,051	—	plan?
Jan 11, 2018 FForm 4 →	Jan 16, 4:34 pm EST	Kevin T. HoganExecutive Vice President	27,930	$60.63	$1,693,396	74,485	—	plan?
Jan 11, 2018 FForm 4 →	Jan 16, 4:34 pm EST	Donna DeMaioExecutive Vice President	5,174	$60.63	$313,700	14,842	—	plan?
Jan 1, 2018 MForm 4 →	Jan 3, 4:44 pm EST	Seraina MaciaExecutive Vice President	14,036	—	—	14,036	—	plan?
Jan 1, 2018 MForm 4 →	Jan 3, 4:44 pm EST	Claudine MacartneyExecutive Vice President	6,948	—	—	7,001	—	plan?
Jan 1, 2018 MForm 4 →	Jan 3, 4:44 pm EST	Alessandrea C. QuaneExecutive Vice President	16,083	—	—	12,351	—	plan?
Jan 1, 2018 MForm 4 →	Jan 3, 4:44 pm EST	Sid SankaranExecutive VP & CFO	30,740	—	—	101,750	—	plan?
Jan 1, 2018 MForm 4 →	Jan 3, 4:44 pm EST	Kevin T. HoganExecutive Vice President	57,639	—	—	102,415	—	plan?
Jan 1, 2018 MForm 4 →	Jan 3, 4:44 pm EST	Donna DeMaioExecutive Vice President	14,942	—	—	20,016	—	plan?
Dec 15, 2017 WForm 5 →	Jan 25, 2018, 4:32 pm EST	John H FitzpatrickDirector	100	—	—	100	—	plan?
Nov 8, 2017 GForm 4 →	Nov 13, 4:32 pm EST	Brian DuperreaultPresident & CEO, Director	39,200	—	—	19,600	—	plan? late
Aug 8, 2017 GForm 4 →	Aug 10, 4:35 pm EDT	Brian DuperreaultPresident & CEO, Director	39,200	—	—	19,600	—	plan?
May 18, 2017 PForm 4 →	May 19, 4:25 pm EDT	Brian DuperreaultPresident & CEO, Director	80,000	$61.48	$4,918,248	80,000	—	plan?
Feb 24, 2017 SForm 4 →	Feb 28, 4:45 pm EST	Philip FasanoExecutive Vice President	6,000	$63.59	$381,566	6,544	−47.8%	plan?
Feb 24, 2017 FForm 4 →	Feb 24, 4:34 pm EST	Alessandrea C. QuaneExecutive Vice President	2,727	$63.41	$172,919	6,076	—	plan?
Feb 24, 2017 FForm 4 →	Feb 24, 4:34 pm EST	Robert S. SchimekExecutive Vice President	6,049	$63.41	$383,567	89,440	—	plan?
Feb 24, 2017 FForm 4 →	Feb 24, 4:34 pm EST	Sid SankaranExecutive VP & CFO	6,858	$63.41	$434,866	71,010	—	plan?
Feb 24, 2017 FForm 4 →	Feb 24, 4:34 pm EST	Jeffrey J HurdExecutive Vice President	5,673	$63.41	$359,725	24,825	—	plan?
Feb 24, 2017 FForm 4 →	Feb 24, 4:34 pm EST	Philip FasanoExecutive Vice President	13,812	$63.41	$875,819	12,544	—	plan?
Feb 24, 2017 FForm 4 →	Feb 24, 4:34 pm EST	Kevin T. HoganExecutive Vice President	12,553	$63.41	$795,986	44,776	—	plan?
Feb 24, 2017 FForm 4 →	Feb 24, 4:34 pm EST	Peter D. HancockPresident & CEO, Director	24,409	$63.41	$1,547,775	119,127	—	plan?
Jan 19, 2017 MForm 4 →	Jan 23, 4:43 pm EST	Alessandrea C. QuaneExecutive Vice President	6,273	—	—	7,052	—	plan?
Jan 19, 2017 MForm 4 →	Jan 23, 4:43 pm EST	Robert S. SchimekExecutive Vice President	12,392	—	—	95,489	—	plan?
Jan 19, 2017 MForm 4 →	Jan 23, 4:43 pm EST	Sid SankaranExecutive VP & CFO	12,283	—	—	77,868	—	plan?
Jan 19, 2017 MForm 4 →	Jan 23, 4:43 pm EST	Jeffrey J HurdExecutive Vice President	11,000	—	—	30,498	—	plan?
Jan 19, 2017 MForm 4 →	Jan 23, 4:43 pm EST	Kevin T. HoganExecutive Vice President	24,649	—	—	57,329	—	plan?
Jan 19, 2017 MForm 4 →	Jan 23, 4:43 pm EST	Peter D. HancockPresident & CEO, Director	47,330	—	—	143,536	—	plan?
Jan 19, 2017 MForm 4 →	Jan 23, 4:43 pm EST	Philip FasanoExecutive Vice President	26,356	—	—	26,356	—	plan?
Jan 12, 2017 FForm 4 →	Jan 17, 4:55 pm EST	Alessandrea C. QuaneExecutive Vice President	4,266	$66.95	$285,609	4,860	—	plan?
Jan 12, 2017 FForm 4 →	Jan 17, 4:55 pm EST	Robert S. SchimekExecutive Vice President	10,209	$66.95	$683,493	83,097	—	plan?
Jan 12, 2017 FForm 4 →	Jan 17, 4:55 pm EST	Sid SankaranExecutive VP & CFO	8,183	$66.95	$547,852	65,585	—	plan?
Jan 12, 2017 FForm 4 →	Jan 17, 4:55 pm EST	Jeffrey J HurdExecutive Vice President	7,134	$66.95	$477,621	19,498	—	plan?
Jan 12, 2017 FForm 4 →	Jan 17, 4:55 pm EST	Kevin T. HoganExecutive Vice President	16,535	$66.95	$1,107,018	32,680	—	plan?
Jan 12, 2017 FForm 4 →	Jan 17, 4:55 pm EST	Peter D. HancockPresident & CEO, Director	30,580	$66.95	$2,047,331	96,206	—	plan?
Jan 1, 2017 MForm 4 →	Jan 4, 5:04 pm EST	Alessandrea C. QuaneExecutive Vice President	9,808	—	—	6,767	—	plan?
Jan 1, 2017 MForm 4 →	Jan 4, 4:59 pm EST	Robert S. SchimekExecutive Vice President	20,740	—	—	93,306	—	plan?
Jan 1, 2017 MForm 4 →	Jan 4, 4:59 pm EST	Sid SankaranExecutive VP & CFO	18,456	—	—	73,768	—	plan?
Jan 1, 2017 MForm 4 →	Jan 4, 4:59 pm EST	Jeffrey J HurdExecutive Vice President	17,943	—	—	26,632	—	plan?
Jan 1, 2017 MForm 4 →	Jan 4, 4:59 pm EST	Peter D. HancockPresident & CEO, Director	63,444	—	—	126,786	—	plan?
Jan 1, 2017 MForm 4 →	Jan 4, 4:59 pm EST	Kevin T. HoganExecutive Vice President	32,988	—	—	49,215	—	plan?
Dec 9, 2016 SForm 4 →	Dec 9, 4:38 pm EST	Kevin T. HoganExecutive Vice President	249	$65.78	$16,380	0	−100%	plan?
Apr 7, 2016 FForm 4 →	Apr 11, 4:59 pm EDT	Robert S. SchimekExecutive Vice President	10,531	$54.11	$569,832	72,566	—	plan?
Apr 7, 2016 FForm 4 →	Apr 11, 4:59 pm EDT	Sid SankaranExecutive VP & CFO	10,303	$54.11	$557,495	55,312	—	plan?
Apr 7, 2016 FForm 4 →	Apr 11, 4:59 pm EDT	Thomas A RussoEVP & General Counsel	23,610	$54.11	$1,277,537	43,419	—	plan?
Apr 7, 2016 FForm 4 →	Apr 11, 4:59 pm EDT	Alessandrea C. QuaneExecutive Vice President	3,918	$54.11	$212,003	2,684	—	plan?
Apr 7, 2016 FForm 4 →	Apr 11, 4:59 pm EDT	Jeffrey J HurdExecutive Vice President	9,254	$54.11	$500,734	8,689	—	plan?
Apr 7, 2016 FForm 4 →	Apr 11, 4:59 pm EDT	Kevin T. HoganExecutive Vice President	16,798	$54.11	$908,940	16,244	—	plan?
Apr 7, 2016 FForm 4 →	Apr 11, 4:59 pm EDT	Peter D. HancockPresident & CEO, Director	32,719	$54.11	$1,770,425	63,342	—	plan?
Mar 24, 2016 MForm 4/A →	Jun 30, 2017, 4:22 pm EDT	Alessandrea C. QuaneExecutive Vice President	5,725	—	—	5,863	—	plan?
Mar 24, 2016 MForm 4 →	Mar 28, 6:21 pm EDT	Alessandrea C. QuaneExecutive Vice President	9,809	—	—	4,196	—	plan? amended
Mar 24, 2016 MForm 4 →	Mar 28, 6:21 pm EDT	Robert S. SchimekExecutive Vice President	20,740	—	—	83,097	—	plan?
Mar 24, 2016 MForm 4 →	Mar 28, 6:21 pm EDT	Sid SankaranExecutive VP & CFO	18,456	—	—	65,615	—	plan?
Mar 24, 2016 MForm 4 →	Mar 28, 6:21 pm EDT	Thomas A RussoEVP & General Counsel	42,296	—	—	67,029	—	plan?
Mar 24, 2016 MForm 4 →	Mar 28, 6:21 pm EDT	Jeffrey J HurdExecutive Vice President	17,943	—	—	17,943	—	plan?
Mar 24, 2016 MForm 4 →	Mar 28, 6:21 pm EDT	Kevin T. HoganExecutive Vice President	32,988	—	—	33,042	—	plan?
Mar 24, 2016 MForm 4 →	Mar 28, 6:21 pm EDT	Peter D. HancockPresident & CEO, Director	63,444	—	—	96,061	—	plan?
May 5, 2015 PForm 4 →	May 5, 4:57 pm EDT	Peter R. FisherDirector	4,280	$57.99	$248,189	9,000	+90.7%	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 1, 2026 AForm 4 →	Jul 2, 4:32 pm EDT	Thomas D StoddardDirector	15	—	—	2,402	—
Jul 1, 2026 AForm 4 →	Jul 2, 4:32 pm EDT	Vanessa Ames WittmanDirector	72	—	—	11,626	—
Jul 1, 2026 AForm 4 →	Jul 2, 4:32 pm EDT	John G RiceDirector	1,371	—	—	19,762	—
Jul 1, 2026 AForm 4 →	Jul 2, 4:31 pm EDT	Peter R PorrinoDirector	863	—	—	54,072	—
Jul 1, 2026 AForm 4 →	Jul 2, 4:31 pm EDT	Juan R. PerezDirector	33	—	—	5,370	—
Jul 1, 2026 AForm 4 →	Jul 2, 4:31 pm EDT	Diana M MurphyDirector	72	—	—	11,626	—
Jul 1, 2026 AForm 4 →	Jul 2, 4:30 pm EDT	Linda A MillsDirector	795	—	—	48,139	—
Jul 1, 2026 AForm 4 →	Jul 2, 4:30 pm EDT	Courtney LeimkuhlerDirector	38	—	—	6,113	—
Jul 1, 2026 AForm 4 →	Jul 2, 4:30 pm EDT	John C InglisDirector	48	—	—	7,747	—
Jul 1, 2026 AForm 4 →	Jul 2, 4:29 pm EDT	James Cole Jr.Director	121	—	—	19,285	—
Jun 29, 2026 AForm 4 →	Jun 29, 4:14 pm EDT	Peter ZaffinoExecutive Chairman, Director	6,241	—	—	76,111	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:15 pm EST	Theresa M StoneDirector	1,036	—	—	31,819	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:15 pm EST	Linda A MillsDirector	77	—	—	9,675	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:15 pm EST	William G JurgensenDirector	115	—	—	14,477	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:15 pm EST	Johnson Suzanne M NoraDirector	181	—	—	22,786	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:15 pm EST	Douglas M SteenlandDirector	154	—	—	19,397	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:15 pm EST	Ronald A RittenmeyerDirector	154	—	—	19,397	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:15 pm EST	Henry S MillerDirector	154	—	—	19,397	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:15 pm EST	Christopher S. LynchDirector	154	—	—	19,397	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:15 pm EST	John H FitzpatrickDirector	143	—	—	18,068	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:15 pm EST	W Don CornwellDirector	154	—	—	19,244	—
Jan 1, 2019 MForm 4 →	Jan 3, 7:25 pm EST	Alessandrea C. QuaneExecutive Vice President	8,233	—	—	489	—
Jan 1, 2019 MForm 4 →	Jan 3, 7:10 pm EST	Thomas B LeonardiExecutive Vice President	17,122	—	—	17,122	—
Jan 1, 2019 MForm 4 →	Jan 3, 7:10 pm EST	Kevin T. HoganExecutive Vice President	30,734	—	—	6,088	—
Jan 1, 2019 MForm 4 →	Jan 3, 7:10 pm EST	Douglas A. DachilleExecutive Vice President	5,829	—	—	5,831	—
Jan 1, 2019 MForm 4 →	Jan 3, 7:10 pm EST	Naohiro MouriExecutive Vice President	1,127	—	—	941	—
Jan 1, 2019 MForm 4 →	Jan 3, 7:08 pm EST	Seraina MaciaExecutive Vice President	26,838	—	—	5,333	—
Dec 26, 2018 AForm 4/A →	Jan 3, 2019, 7:25 pm EST	Alessandrea C. QuaneExecutive Vice President	53	—	—	3,275	—
Dec 26, 2018 AForm 4 →	Dec 28, 4:19 pm EST	Jonathan WismerSVP, Dep. CFO & CAO	63	—	—	7,473	—
Dec 26, 2018 AForm 4 →	Dec 28, 4:19 pm EST	John P RepkoExecutive Vice President	50	—	—	5,976	—
Dec 26, 2018 AForm 4 →	Dec 28, 4:19 pm EST	Mark Donald LyonsExecutive VP & CFO	13	—	—	1,596	—
Dec 26, 2018 AForm 4 →	Dec 28, 4:19 pm EST	Naohiro MouriExecutive Vice President	61	—	—	2,996	—
Dec 26, 2018 AForm 4 →	Dec 28, 4:18 pm EST	Seraina MaciaExecutive Vice President	402	—	—	15,682	—
Dec 26, 2018 AForm 4 →	Dec 28, 4:18 pm EST	Peter ZaffinoExecutive Vice President	405	—	—	27,287	—
Dec 26, 2018 AForm 4 →	Dec 28, 4:18 pm EST	Thomas B LeonardiExecutive Vice President	353	—	—	34,244	—
Dec 26, 2018 AForm 4 →	Dec 28, 4:18 pm EST	Luciana FatoEVP & General Counsel	215	—	—	13,376	—
Dec 26, 2018 AForm 4 →	Dec 28, 4:18 pm EST	Brian DuperreaultPresident & CEO, Director	1,093	—	—	71,911	—
Dec 26, 2018 AForm 4 →	Dec 28, 4:18 pm EST	Alessandrea C. QuaneExecutive Vice President	729	—	—	3,424	—	amended
Dec 26, 2018 AForm 4 →	Dec 28, 4:18 pm EST	Kevin T. HoganExecutive Vice President	1,356	—	—	105,516	—
Dec 26, 2018 AForm 4 →	Dec 28, 4:18 pm EST	Douglas A. DachilleExecutive Vice President	1,449	—	—	113,633	—
Dec 12, 2018 AForm 4 →	Dec 14, 5:03 pm EST	Mark Donald LyonsExecutive VP & CFO	9,796	—	—	8,213	—
Dec 7, 2018 MForm 4 →	Jan 3, 2019, 7:24 pm EST	Alessandrea C. QuaneExecutive Vice President	424	—	—	3,248	—	late
Oct 1, 2018 AForm 4 →	Oct 2, 4:37 pm EDT	Theresa M StoneDirector	768	—	—	30,783	—
Oct 1, 2018 AForm 4 →	Oct 2, 4:37 pm EDT	Johnson Suzanne M NoraDirector	135	—	—	22,605	—
Oct 1, 2018 AForm 4 →	Oct 2, 4:37 pm EDT	Linda A MillsDirector	57	—	—	9,598	—
Oct 1, 2018 AForm 4 →	Oct 2, 4:37 pm EDT	William G JurgensenDirector	86	—	—	14,362	—
Oct 1, 2018 AForm 4 →	Oct 2, 4:37 pm EDT	Douglas M SteenlandDirector	115	—	—	19,243	—
Oct 1, 2018 AForm 4 →	Oct 2, 4:36 pm EDT	Ronald A RittenmeyerDirector	115	—	—	19,243	—
Oct 1, 2018 AForm 4 →	Oct 2, 4:36 pm EDT	Henry S MillerDirector	115	—	—	19,243	—
Oct 1, 2018 AForm 4 →	Oct 2, 4:36 pm EDT	Christopher S. LynchDirector	115	—	—	19,243	—
Oct 1, 2018 AForm 4 →	Oct 2, 4:36 pm EDT	John H FitzpatrickDirector	107	—	—	17,925	—
Oct 1, 2018 AForm 4 →	Oct 2, 4:36 pm EDT	W Don CornwellDirector	114	—	—	19,090	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:33 pm EDT	Kevin T. HoganExecutive Vice President	951	—	—	104,627	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:33 pm EDT	Douglas A. DachilleExecutive Vice President	1,019	—	—	112,676	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:33 pm EDT	Naohiro MouriExecutive Vice President	41	—	—	2,970	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:32 pm EDT	Sid SankaranExecutive VP & CFO	812	—	—	96,579	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:32 pm EDT	Alessandrea C. QuaneExecutive Vice President	510	—	—	3,395	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:32 pm EDT	Claudine MacartneyExecutive Vice President	166	—	—	15,378	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:32 pm EDT	Thomas B LeonardiExecutive Vice President	248	—	—	33,956	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:32 pm EDT	Peter ZaffinoExecutive Vice President	285	—	—	27,057	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:32 pm EDT	Luciana FatoEVP & General Counsel	151	—	—	13,263	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:32 pm EDT	Brian DuperreaultPresident & CEO, Director	768	—	—	71,306	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:32 pm EDT	Seraina MaciaExecutive Vice President	283	—	—	15,549	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:32 pm EDT	Jonathan WismerSVP, Dep. CFO & CAO	44	—	—	7,410	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:32 pm EDT	John P RepkoExecutive Vice President	35	—	—	5,926	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:42 pm EDT	John P RepkoExecutive Vice President	36,808	—	—	30,917	—
Aug 6, 2018 AForm 4 →	Aug 8, 4:36 pm EDT	Jonathan WismerSVP, Dep. CFO & CAO	26,486	—	—	19,120	—
Jul 2, 2018 AForm 4 →	Jul 5, 4:34 pm EDT	Douglas M SteenlandDirector	113	—	—	19,128	—
Jul 2, 2018 AForm 4 →	Jul 5, 4:34 pm EDT	Ronald A RittenmeyerDirector	113	—	—	19,128	—
Jul 2, 2018 AForm 4 →	Jul 5, 4:34 pm EDT	Theresa M StoneDirector	856	—	—	30,015	—
Jul 2, 2018 AForm 4 →	Jul 5, 4:33 pm EDT	Henry S MillerDirector	113	—	—	19,128	—
Jul 2, 2018 AForm 4 →	Jul 5, 4:33 pm EDT	John H FitzpatrickDirector	106	—	—	17,818	—
Jul 2, 2018 AForm 4 →	Jul 5, 4:33 pm EDT	Christopher S. LynchDirector	113	—	—	19,128	—
Jul 2, 2018 AForm 4 →	Jul 5, 4:33 pm EDT	Johnson Suzanne M NoraDirector	132	—	—	22,470	—
Jul 2, 2018 AForm 4 →	Jul 5, 4:33 pm EDT	W Don CornwellDirector	112	—	—	18,976	—
Jul 2, 2018 AForm 4 →	Jul 5, 4:33 pm EDT	Linda A MillsDirector	56	—	—	9,541	—
Jul 2, 2018 AForm 4 →	Jul 5, 4:33 pm EDT	William G JurgensenDirector	85	—	—	14,276	—
Jun 28, 2018 AForm 4 →	Jul 2, 4:50 pm EDT	Naohiro MouriExecutive Vice President	41	—	—	2,953	—
Jun 28, 2018 AForm 4 →	Jul 2, 4:50 pm EDT	Seraina MaciaExecutive Vice President	273	—	—	15,457	—
Jun 28, 2018 AForm 4 →	Jul 2, 4:49 pm EDT	Claudine MacartneyExecutive Vice President	164	—	—	15,287	—
Jun 28, 2018 AForm 4 →	Jul 2, 4:49 pm EDT	Sid SankaranExecutive VP & CFO	784	—	—	96,003	—
Jun 28, 2018 AForm 4 →	Jul 2, 4:49 pm EDT	Alessandrea C. QuaneExecutive Vice President	497	—	—	3,375	—
Jun 28, 2018 AForm 4 →	Jul 2, 4:49 pm EDT	Kevin T. HoganExecutive Vice President	921	—	—	104,003	—
Jun 28, 2018 AForm 4 →	Jul 2, 4:49 pm EDT	Martha GalloExecutive Vice President	541	—	—	72,002	—
Jun 28, 2018 AForm 4 →	Jul 2, 4:49 pm EDT	Douglas A. DachilleExecutive Vice President	984	—	—	112,004	—
Jun 28, 2018 AForm 4 →	Jul 2, 4:49 pm EDT	Elias F. HabayebSVP, Dep CFO & Grp Controller	338	—	—	28,475	—
Jun 28, 2018 AForm 4 →	Jul 2, 4:49 pm EDT	Thomas B LeonardiExecutive Vice President	241	—	—	33,753	—
Jun 28, 2018 AForm 4 →	Jul 2, 4:49 pm EDT	Peter ZaffinoExecutive Vice President	275	—	—	26,895	—
Jun 28, 2018 AForm 4 →	Jul 2, 4:49 pm EDT	Luciana FatoEVP & General Counsel	145	—	—	13,184	—
Jun 28, 2018 AForm 4 →	Jul 2, 4:49 pm EDT	Brian DuperreaultPresident & CEO, Director	743	—	—	70,880	—
May 9, 2018 AForm 4 →	May 10, 4:32 pm EDT	Theresa M StoneDirector	3,218	—	—	29,159	—
May 9, 2018 AForm 4 →	May 10, 4:32 pm EDT	Linda A MillsDirector	3,218	—	—	9,485	—
May 9, 2018 AForm 4 →	May 10, 4:32 pm EDT	William G JurgensenDirector	3,218	—	—	14,191	—
May 9, 2018 AForm 4 →	May 10, 4:32 pm EDT	Douglas M SteenlandDirector	3,218	—	—	19,015	—
May 9, 2018 AForm 4 →	May 10, 4:32 pm EDT	Johnson Suzanne M NoraDirector	3,218	—	—	22,338	—
May 9, 2018 AForm 4 →	May 10, 4:32 pm EDT	Ronald A RittenmeyerDirector	3,218	—	—	19,015	—
May 9, 2018 AForm 4 →	May 10, 4:32 pm EDT	Henry S MillerDirector	3,218	—	—	19,015	—
May 9, 2018 AForm 4 →	May 10, 4:31 pm EDT	Christopher S. LynchDirector	3,218	—	—	19,015	—
May 9, 2018 AForm 4 →	May 10, 4:31 pm EDT	John H FitzpatrickDirector	3,218	—	—	17,712	—
May 9, 2018 AForm 4 →	May 10, 4:31 pm EDT	W Don CornwellDirector	3,218	—	—	18,864	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 1, 2019 JForm 4 →	Mar 1, 4:02 pm EST	DNP SELECT INCOME FUND INCDNP	1,000	$100,000.00	$100,000,000	0	—	plan?
Jan 29, 2019 PForm 4 →	Jan 30, 6:40 pm EST	DNP SELECT INCOME FUND INCDNP	660	$100,000.00	$66,000,000	660	—	plan?
Nov 16, 2018 JForm 4 →	Nov 19, 10:59 am EST	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA	39,531,046	—	—	0	—	plan?
Apr 26, 2018 JForm 4 →	Apr 26, 4:36 pm EDT	Kayne Anderson MLP Investment COKYN	6,820,000	$6,925,380.37	$47,231,094,123,400	—	—	plan?
Jul 22, 2016 PForm 4 →	Jul 26, 11:34 am EDT	DNP SELECT INCOME FUND INCDNP	52,000,000	$42,961,538.46	$2,234,000,000,000,000	—	—	plan?
Feb 12, 2016 JForm 4 →	Apr 28, 2017, 5:55 pm EDT	ClearBridge Energy MLP Fund Inc.CEM	4,227,408	$1,728,081.12	$7,305,304,371,035	—	—	plan? late
Dec 22, 2015 SForm 4/A →	Jun 23, 2017, 5:56 pm EDT	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA	160	$102,000.00	$16,320,000	240	−40.0%	plan?
Dec 18, 2015 JForm 4 →	Apr 28, 2017, 6:01 pm EDT	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA	30,469,454	$4,620,026.33	$140,769,678,579,511	—	—	plan? late amended
Dec 14, 2015 JForm 4 →	Apr 28, 2017, 5:43 pm EDT	Kayne Anderson MLP Investment COKYN	56,180,000	$31,879,493.77	$1,790,989,960,000,000	—	—	plan? late
Sep 24, 2015 JForm 4 →	Apr 28, 2017, 5:47 pm EDT	KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.KMF	25,350,000	$3,481,452.55	$88,254,822,214,169	—	—	plan? late
Jul 23, 2015 PForm 4 →	Apr 28, 2017, 6:01 pm EDT	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA	500	$100,000.00	$50,000,000	400	—	plan? late amended
May 4, 2015 SForm 4 →	May 6, 4:25 pm EDT	Springleaf Holdings, Inc.LEAF	8,447,049	$50.34	$425,235,428	4,179,678	−66.9%	plan?
Nov 19, 2008 JForm 4 →	Apr 28, 2017, 5:51 pm EDT	TORTOISE ENERGY INFRASTRUCTURE CORPTYG	12,600,000	$12,852,000.00	$161,935,200,000,000	—	—	plan? late

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 22, 2017 JForm 4 →	Dec 22, 5:24 pm EST	TIDEWATER INCTDW	88,175	—	—	88,175	—