SEC Form 4 · accession 0000899243-17-011223
TORTOISE ENERGY INFRASTRUCTURE CORP · TYG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Nov 19, 2008
Accepted (ET)
Apr 28, 2017 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001268533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 6.11% Senior Notes, Series E, due April 10, 2015F2 | Nov 19, 2008 | J | 12,600,000 | $12,852,000.00 | D | — | I | Held through subsidiaries |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities.
- F2After giving effect to the redemption on November 19, 2008, American International Group, Inc. ("AIG") and AIG Annuity Insurance Company, a former indirect wholly owned subsidiary of AIG (which merged into American General Life Insurance Company, an indirect wholly owned subsidiary of AIG, on December 31, 2012), held $6,300,000.00 principal amount and $15,100,000.00 principal amount, respectively, of the 6.11% Senior Notes, Series E, due April 10, 2015 (the "Series E Notes"). On April 29, 2010, AIG transferred $6,300,000.00 principal amount of the Series E Notes to The Variable Annuity Life Insurance Company, an indirect wholly owned subsidiary of AIG. AIG is an indirect beneficial owner of the portion of the Series E Notes.
Remarks
Filed pursuant to Section 30(h) of the Investment Company Act of 1940.