SEC Form 4/A · accession 0001209191-17-041746
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. · CBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
Period of report
Jul 23, 2015
Accepted (ET)
Jun 23, 2017 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series B Mandatory Redeemable Preferred StockF1 | Dec 22, 2015 | S | 160 | $102,000.00 | D | 240 | I | Held through subsidiaries |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1After giving effect to the sale on December 22, 2015, American General Life Insurance Company ("AGLIC"), Lexington Insurance Company ("Lexington"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), and The United Guaranty Mortgage Indemnity Company ("UGMIC"), a former indirect wholly owned subsidiary of AIG, directly held 160 shares, 78 shares and 2 shares, respectively, of the Series B Mandatory Redeemable Preferred Stock (the "Series B MRPS"). AIG is an indirect beneficial owner of the Series B MRPS.
Remarks
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. Amendment filed to correct transaction code.