SEC Form 4 · accession 0001225208-19-000508
AMERICAN INTERNATIONAL GROUP, INC. · AIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Naohiro Mouri
Officer — Executive Vice President
Period of report
Jan 1, 2019
Accepted (ET)
Jan 3, 2019 · 7:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 1, 2019 | M | 468 | $0.00 | A | 747 | D | |
| Common StockF2 | Jan 1, 2019 | M | 372 | $0.00 | A | 1,119 | D | |
| Common StockF3 | Jan 1, 2019 | M | 145 | $0.00 | A | 1,264 | D | |
| Common StockF4 | Jan 1, 2019 | M | 142 | $0.00 | A | 1,406 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2015 Performance Share UnitsF3,F5 | — | Jan 1, 2019 | M | 145 | D | — | — | Common Stock | 145 | 148 | D |
| 2015 Restricted Stock UnitsF4,F5 | — | Jan 1, 2019 | M | 142 | D | — | — | Common Stock | 142 | 142 | D |
| 2015 Supplemental Restricted Stock UnitsF2,F5 | — | Jan 1, 2019 | M | 372 | D | — | — | Common Stock | 372 | 187 | D |
| 2016 Restricted Stock UnitsF1,F5 | — | Jan 1, 2019 | M | 468 | D | — | — | Common Stock | 468 | 941 | D |
Explanation of responses
- F1Represents AIG Common Stock underlying 2016 Restricted Stock Units (including dividend equivalent rights in the form of 2016 Restricted Stock Units) that vest in January 2019. The 2016 Restricted Stock Units vest one-third in January of each of 2019, 2020 and 2021, each subject to the reporting person's continued employment through the applicable vesting date, and are settled in shares of AIG Common Stock.
- F2Represents AIG Common Stock underlying 2015 Supplemental Restricted Stock Units (including dividend equivalent rights in the form of 2015 Supplemental Restricted Stock Units) that vest in January 2019. The 2015 Supplemental Restricted Stock Units vest two-thirds in January 2019 and one-third in January 2020, each subject to the reporting person's continued employment through the applicable vesting date, and are settled in shares of AIG Common Stock.
- F3Represents AIG Common Stock underlying one-third of the 2015 Performance Share Units (including dividend equivalent rights in the form of 2015 Performance Share Units) earned as determined by AIG's Compensation and Management Resources Committee in January 2018 based on pre-established performance goals for the three-year performance period ended December 31, 2017. The earned 2015 Performance Share Units vest one-third in January of each of 2018, 2019 and 2020 and are settled in shares of AIG Common Stock.
- F4Represents AIG Common Stock underlying 2015 Restricted Stock Units (including dividend equivalent rights in the form of 2015 Restricted Stock Units) that vest in January 2019. The 2015 Restricted Stock Units vest one-third in January of each of 2018, 2019 and 2020, each subject to the reporting person's continued employment through the applicable vesting date, and are settled in shares of AIG Common Stock.
- F5The securities convert to AIG Common Stock on a 1 to 1 basis.