SEC Form 4 · accession 0001225208-19-000515

AMERICAN INTERNATIONAL GROUP, INC. · AIG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Alessandrea C. Quane

Officer — Executive Vice President

Period of report

Dec 7, 2018

Accepted (ET)

Jan 3, 2019 · 7:24 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000005272

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Dec 7, 2018	M	147	$0.00	A	10,407	I	By Spouse
Common Stock^F1	Dec 7, 2018	M	138	$0.00	A	10,545	I	By Spouse
Common Stock^F1	Dec 7, 2018	M	95	$0.00	A	10,640	I	By Spouse
Common Stock^F1	Dec 7, 2018	M	44	$0.00	A	10,684	I	By Spouse
Common Stock^F2	Dec 7, 2018	F	44	$40.77	D	10,640	I	By Spouse
Common Stock^F2	Dec 7, 2018	F	95	$40.77	D	10,545	I	By Spouse
Common Stock^F2	Dec 7, 2018	F	138	$40.77	D	10,407	I	By Spouse
Common Stock^F2	Dec 7, 2018	F	147	$40.77	D	10,260	I	By Spouse
Common Stock	holding	—	—		—	16,207	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
2014 Performance Share Units^F4,F3	—	Dec 7, 2018	M	95	D	—	—	Common Stock	95	2,097	I
2015 Performance Share Units^F5,F3	—	Dec 7, 2018	M	44	D	—	—	Common Stock	44	1,012	I
2017 Restricted Stock Units^F6,F3	—	Dec 7, 2018	M	138	D	—	—	Common Stock	138	3,081	I
2018 Restricted Stock Units^F7,F3	—	Dec 7, 2018	M	147	D	—	—	Common Stock	147	3,248	I
2014 Performance Share Units^F3,F8	—	holding	—	—	—	—	—	Common Stock	4,083	4,083	D
2015 Performance Share Units^F3,F9	—	holding	—	—	—	—	—	Common Stock	3,043	3,043	D
2017 Restricted Stock Units^F3,F10	—	holding	—	—	—	—	—	Common Stock	7,304	7,304	D
2018 Restricted Stock Units^F3,F11	—	holding	—	—	—	—	—	Common Stock	7,534	7,534	D

Explanation of responses

F1Each unit was the economic equivalent of one share of AIG Common Stock.
F10The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock.
F11The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock.
F2The amount of shares was determined on December 7, 2018 based on AIG's share price on December 4, 2018.
F3The units convert to AIG Common Stock on a 1 to 1 basis.
F4Reflects partial lapsing of restrictions on 2014 Performance Share Units to cover FICA obligation. The earned 2014 Performance Share Units have vested for the reporting person and are settled in shares of AIG Common Stock one-third in January of each of 2017, 2018 and 2019.
F5Reflects partial lapsing of restrictions on 2015 Performance Share Units to cover FICA obligation. The earned 2015 Performance Share Units have vested for the reporting person and are settled in shares of AIG Common Stock one-third in January of each of 2018, 2019 and 2020.
F6Reflects partial lapsing of restrictions on 2017 Restricted Stock Units to cover FICA obligation. The 2017 Restricted Stock Units have vested for the reporting person and are settled in shares of AIG Common Stock in January 2020.
F7Reflects partial lapsing of restrictions on 2018 Restricted Stock Units to cover FICA obligation. The 2018 Restricted Stock Units have vested for the reporting person and are settled in shares of AIG Common Stock in January 2021.
F8The earned 2014 Performance Share Units vest one-third in January of each of 2017, 2018 and 2019 and are settled in shares of AIG Common Stock.
F9The earned 2015 Performance Share Units vest one-third in January of each of 2018, 2019 and 2020 and are settled in shares of AIG Common Stock.