SEC Form 4 · accession 0001225208-19-000511
AMERICAN INTERNATIONAL GROUP, INC. · AIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas B Leonardi
Officer — Executive Vice President
Period of report
Jan 1, 2019
Accepted (ET)
Jan 3, 2019 · 7:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 1, 2019 | M | 17,122 | $0.00 | A | 19,622 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jan 1, 2019 | M | 17,122 | D | — | — | Common Stock | 17,122 | 17,122 | D |
Explanation of responses
- F1Represents AIG Common Stock underlying Restricted Stock Units (including dividend equivalent rights in the form of Restricted Stock Units) that vest in January 2019. The Restricted Stock Units vest 50 percent in January 2019 and 50 percent in January 2020, each subject to the reporting person's continued employment through the applicable vesting date, and are settled in shares of AIG Common Stock.
- F2The securities convert to AIG Common Stock on a 1 to 1 basis.