SEC Form 4 · accession 0000899243-16-025693
DNP SELECT INCOME FUND INC · DNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Jul 22, 2016
Accepted (ET)
Jul 26, 2016 · 11:34 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000806628
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 2.76% Series A Senior Secured Notes due July 22, 2023F1 | Jul 22, 2016 | P | 5,000,000 | $5,000,000.00 | A | — | I | Held through subsidiary |
| 3.00% Series B Senior Secured Notes due July 22, 2026F2 | Jul 22, 2016 | P | 47,000,000 | $47,000,000.00 | A | — | I | Held through subsidiaries |
| Floating Rate Mandatory Redeemable Preferred Shares Series AF3 | holding | — | — | — | 1,000 | I | Held through subsidiaries |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1National Union Fire Insurance Company of Pittsburgh, PA, an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly holds the 2.76% Series A Senior Secured Notes due July 22, 2023. AIG is an indirect beneficial owner of the 2.76% Series A Senior Secured Notes due July 22, 2023.
- F2The Variable Annuity Life Insurance Company, American General Life Insurance Company, National Union Fire Insurance Company of Pittsburgh, PA, Lexington Insurance Company and American Home Assurance Company, each an indirect wholly owned subsidiary of AIG, directly hold $18,000,000 principal amount, $15,000,000 principal amount, $4,670,000 principal amount, $4,670,000 principal amount and $4,660,000 principal amount, respectively, of the 3.00% Series B Senior Secured Notes due July 22, 2026. AIG is an indirect beneficial owner of the 3.00% Series B Senior Secured Notes due July 22, 2026.
- F3American General Life Insurance Company and American Home Assurance Company, each an indirect wholly owned subsidiary of AIG, directly hold 675 shares and 325 shares, respectively, of the Floating Rate Mandatory Redeemable Preferred Shares, Series A. AIG is an indirect beneficial owner of the Floating Rate Mandatory Redeemable Preferred Shares, Series A.
Remarks
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. The Reporting Person is informed that the referenced Floating Rate Mandatory Redeemable Preferred Shares, Series A represent, in the aggregate, in excess of 10% of this class of preferred equity securities of the Issuer.