SEC Form 4 · accession 0001209191-19-006049
DNP SELECT INCOME FUND INC · DNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jan 29, 2019
Accepted (ET)
Jan 30, 2019 · 6:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000806628
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 4.63% Mandatory Redeemable Preferred Shares Series EF1 | Jan 29, 2019 | P | 660 | $100,000.00 | A | 660 | I | Held through subsidiaries |
| Floating Rate Mandatory Redeemable Preferred Shares Series AF2 | holding | — | — | — | 1,000 | I | Held through subsidiaries |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1American General Life Insurance Company ("AGL"), The United States Life Insurance Company in the City of New York and The Variable Annuity Life Insurance Company, each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly hold 640 shares, 10 shares and 10 shares, respectively, of the 4.63% Mandatory Redeemable Preferred Shares, Series E, of the Issuer (the "Series E Preferred Shares").
- F2AGL and American Home Assurance Company, each an indirect wholly owned subsidiary of AIG, directly hold 675 shares and 325 shares, respectively, of the Floating Rate Mandatory Redeemable Preferred Shares, Series A, of the Issuer (the "Series A Preferred Shares" and together with the Series E Preferred Shares, the "Preferred Shares"). As set forth in a notice of redemption dated January 30, 2019, the Issuer will redeem all outstanding Series A Preferred Shares effective March 1, 2019.
Remarks
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. The Reporting Persons are informed that the referenced Preferred Shares represent, in the aggregate, in excess of 10% of this class of preferred equity securities of the Issuer.