Company · CIK 0000004281 · SIC 3350 — Rolling Drawing & Extruding of Nonferrous Metals · NYSE

Howmet Aerospace Inc. · HWM

Insider activity reported against this company. All insider holders · Files at: AA. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $207.7M · 64sales $11.0M · 3net $196.8M

Open-market trades as an insider elsewherebuys $0 · 0sales $888.1M · 1net −$888.1M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 2, 2026 AForm 4 →	Jul 6, 5:00 pm EDT	Joseph S CantieDirector	134	$270.41	$36,235	44,082	—
Mar 8, 2019 PForm 4 →	Mar 12, 5:00 pm EDT	John C PlantChairman and CEO, Director	105,000	$18.67	$1,960,298	220,000	+91.3%	plan?
Mar 5, 2019 PForm 4 →	Mar 7, 4:35 pm EST	John C PlantChairman and CEO, Director	105,000	$18.51	$1,943,053	115,000	+1,050%	plan?
Feb 28, 2019 AForm 4 →	Mar 4, 3:05 pm EST	Katherine H RamundoEVP, CLO and Corp Secretary	11,900	—	—	86,177	—	plan?
Feb 28, 2019 AForm 4 →	Mar 4, 3:03 pm EST	W Paul MyronVice President and Controller	36,350	—	—	91,119	—	plan?
Feb 28, 2019 AForm 4 →	Mar 4, 3:02 pm EST	Timothy Donald MyersExecutive Vice President	12,980	—	—	33,759	—	plan?
Feb 28, 2019 AForm 4 →	Mar 4, 2:57 pm EST	Ken GiacobbeExec. VP and CFO	12,980	—	—	102,145	—	plan?
Feb 12, 2019 AFForm 4 →	Feb 14, 4:29 pm EST	Timothy Donald MyersExecutive Vice President	5,662	$17.09	$63,934	20,779	—	plan?
Feb 12, 2019 AFForm 4 →	Feb 14, 4:27 pm EST	Ken GiacobbeExec. VP and CFO	67,381	$17.09	$85,501	89,165	—	plan?
Jan 22, 2019 FForm 4 →	Jan 24, 4:06 pm EST	W Paul MyronVice President and Controller	4,412	$17.09	$75,401	54,769	—	plan?
Jan 22, 2019 FForm 4 →	Jan 24, 4:05 pm EST	Timothy Donald MyersExecutive Vice President	5,031	$17.09	$85,980	22,599	—	plan?
Jan 22, 2019 FForm 4 →	Jan 24, 4:04 pm EST	Ken GiacobbeExec. VP and CFO	6,541	$17.09	$111,786	31,790	—	plan?
Jan 15, 2019 FForm 4 →	Jan 24, 4:05 pm EST	David P HessDirector	16,326	$20.07	$327,663	128,613	—	plan? late
Jan 3, 2019 AForm 4 →	Jan 4, 4:46 pm EST	John C PlantDirector	1,808	$18.43	$33,321	32,732	—	plan?
Jan 3, 2019 AForm 4 →	Jan 4, 4:45 pm EST	E Stanley OnealDirector	2,265	$18.43	$41,744	28,326	—	plan?
Jan 3, 2019 AForm 4 →	Jan 4, 4:37 pm EST	Sean O MahoneyDirector	2,570	$18.43	$47,365	24,239	—	plan?
Jan 3, 2019 AForm 4 →	Jan 4, 4:36 pm EST	David P HessDirector	2,346	$18.43	$43,237	144,939	—	plan?
Jan 3, 2019 AForm 4 →	Jan 4, 4:36 pm EST	Arthur D Collins Jr.Director	2,306	$18.43	$42,500	45,182	—	plan?
Jan 3, 2019 AForm 4 →	Jan 4, 4:34 pm EST	Christopher L AyersDirector	2,346	$18.43	$43,237	29,963	—	plan?
Oct 23, 2018 AForm 4 →	Oct 24, 4:24 pm EDT	John C PlantDirector	6,295	—	—	30,924	—	plan?
Oct 2, 2018 AForm 4 →	Oct 3, 2:35 pm EDT	John C PlantDirector	1,502	$22.19	$33,329	24,629	—	plan?
Oct 2, 2018 AForm 4 →	Oct 3, 2:34 pm EDT	E Stanley OnealDirector	1,678	$22.19	$37,235	26,061	—	plan?
Oct 2, 2018 AForm 4 →	Oct 3, 2:34 pm EDT	Sean O MahoneyDirector	1,864	$22.19	$41,362	21,669	—	plan?
Oct 2, 2018 AForm 4 →	Oct 3, 2:33 pm EDT	David P HessDirector	1,678	$22.19	$37,235	142,593	—	plan?
Oct 2, 2018 AForm 4 →	Oct 3, 2:33 pm EDT	Arthur D Collins Jr.Director	1,644	$22.19	$36,480	42,876	—	plan?
Oct 2, 2018 AForm 4 →	Oct 3, 2:32 pm EDT	Christopher L AyersDirector	1,678	$22.19	$37,235	27,617	—	plan?
Jul 3, 2018 AForm 4 →	Jul 6, 3:10 pm EDT	John C PlantDirector	1,972	$16.90	$33,327	23,127	—	plan?
Jul 3, 2018 AForm 4 →	Jul 6, 3:10 pm EDT	E Stanley OnealDirector	2,115	$16.90	$35,744	24,383	—	plan?
Jul 3, 2018 AForm 4 →	Jul 6, 3:10 pm EDT	Sean O MahoneyDirector	2,359	$16.90	$39,867	19,805	—	plan?
Jul 3, 2018 AForm 4 →	Jul 6, 3:06 pm EDT	David P HessDirector	2,115	$16.90	$35,744	140,915	—	plan?
Jul 3, 2018 AForm 4 →	Jul 6, 3:05 pm EDT	Arthur D Collins Jr.Director	2,159	$16.90	$36,487	41,232	—	plan?
Jul 3, 2018 AForm 4 →	Jul 6, 3:05 pm EDT	Christopher L AyersDirector	2,115	$16.90	$35,744	25,939	—	plan?
May 18, 2018 AForm 4 →	May 22, 5:19 pm EDT	Ulrich SchmidtDirector	8,296	—	—	21,150	—	plan?
May 18, 2018 AForm 4 →	May 22, 5:18 pm EDT	John C PlantDirector	8,296	—	—	21,155	—	plan?
May 18, 2018 AForm 4 →	May 22, 5:17 pm EDT	E Stanley OnealDirector	8,296	—	—	22,268	—	plan?
May 18, 2018 AForm 4 →	May 22, 5:16 pm EDT	David J MillerDirector	8,296	—	—	10,184	—	plan?
May 18, 2018 AForm 4 →	May 22, 5:15 pm EDT	Sean O MahoneyDirector	8,296	—	—	17,446	—	plan?
May 18, 2018 AForm 4 →	May 22, 5:13 pm EDT	David P HessDirector	8,296	—	—	138,800	—	plan?
May 18, 2018 AForm 4 →	May 22, 5:12 pm EDT	Rajiv GuptaDirector	8,296	—	—	15,817	—	plan?
May 18, 2018 AForm 4 →	May 22, 5:11 pm EDT	Elmer L DotyDirector	8,296	—	—	12,705	—	plan?
May 18, 2018 AForm 4 →	May 22, 5:09 pm EDT	Arthur D Collins Jr.Director	8,296	—	—	39,073	—	plan?
May 18, 2018 AForm 4 →	May 22, 5:08 pm EDT	Christopher L AyersDirector	8,296	—	—	23,801	—	plan?
May 18, 2018 AForm 4 →	May 22, 5:06 pm EDT	Amy E AlvingDirector	8,296	—	—	13,509	—	plan?
May 18, 2018 AForm 4 →	May 22, 4:59 pm EDT	James F AlbaughDirector	8,296	—	—	17,705	—	plan?
May 16, 2018 AForm 4 →	May 23, 4:11 pm EDT	Katherine H RamundoEVP, CLO and Corp Secretary	55,530	—	—	74,277	—	plan? late
May 16, 2018 AForm 4 →	May 23, 4:11 pm EDT	W Paul MyronVice President and Controller	27,770	—	—	59,181	—	plan? late
May 15, 2018 JXForm 4 →	May 15, 9:51 pm EDT	ELLIOTT INTERNATIONAL, L.P.10% Owner	1,088,000	$17.93	$9,751,744	35,293,450	—	plan?
May 15, 2018 PForm 4 →	May 15, 9:51 pm EDT	ELLIOTT INTERNATIONAL, L.P.10% Owner	544,000	$17.96	$9,770,784	35,293,450	+1.57%	plan?
May 15, 2018 JXForm 4 →	May 15, 9:49 pm EDT	ELLIOTT ASSOCIATES, L.P.10% Owner	512,000	$17.93	$4,589,056	16,608,683	—	plan?
May 15, 2018 PForm 4 →	May 15, 9:49 pm EDT	ELLIOTT ASSOCIATES, L.P.10% Owner	256,000	$17.96	$4,598,016	16,608,683	+1.57%	plan?
May 3, 2018 PForm 4 →	May 7, 2:26 pm EDT	Ulrich SchmidtDirector	2,000	$16.75	$33,500	12,854	+18.4%	plan?
Apr 4, 2018 AForm 4 →	Apr 6, 3:48 pm EDT	E Stanley OnealDirector	1,447	$22.63	$32,746	13,972	—	plan?
Apr 4, 2018 AForm 4 →	Apr 6, 3:47 pm EDT	Sean O MahoneyDirector	1,629	$22.63	$36,864	9,150	—	plan?
Apr 4, 2018 AForm 4 →	Apr 6, 3:46 pm EDT	David P HessDirector	1,229	$22.63	$27,812	130,504	—	plan?
Apr 4, 2018 AForm 4 →	Apr 6, 3:45 pm EDT	Arthur D Collins Jr.Director	1,546	$22.63	$34,986	30,777	—	plan?
Apr 4, 2018 AForm 4 →	Apr 6, 3:44 pm EDT	Christopher L AyersDirector	1,447	$22.63	$32,746	15,505	—	plan?
Feb 28, 2018 IForm 4 →	Mar 1, 3:46 pm EST	W Paul MyronVice President and Controller	6,072	$24.71	$150,000	21,766	—	plan?
Feb 15, 2018 AForm 4 →	Feb 16, 3:52 pm EST	Mark J KrakowiakEVP, Strategy and Development	27,760	—	—	27,760	—	plan?
Feb 8, 2018 PForm 4 →	Feb 9, 1:25 pm EST	David P HessDirector	40,300	$24.80	$999,557	44,166	+1,042%	plan?
Jan 22, 2018 AForm 4 →	Mar 22, 4:26 pm EDT	David P HessDirector	1,405	—	—	129,275	—	plan? late
Jan 22, 2018 FForm 4 →	Jan 24, 5:44 pm EST	Eric V RoegnerExecutive Vice President	5,351	$30.43	$162,831	117,028	—	plan?
Jan 22, 2018 FForm 4 →	Jan 24, 5:44 pm EST	W Paul MyronVice President and Controller	1,912	$30.43	$58,182	31,411	—	plan?
Jan 22, 2018 FForm 4 →	Jan 24, 5:41 pm EST	Timothy Donald MyersExecutive Vice President	3,082	$30.43	$93,785	27,630	—	plan?
Jan 22, 2018 FForm 4 →	Jan 24, 5:40 pm EST	Ken GiacobbeExec. VP and CFO	5,577	$30.43	$169,708	38,331	—	plan?
Jan 19, 2018 AForm 4 →	Jan 23, 6:35 pm EST	Eric V RoegnerExecutive Vice President	10,070	—	—	122,379	—	plan?
Jan 19, 2018 AForm 4 →	Jan 23, 6:19 pm EST	Vasantha NairExecutive Vice President	13,983	—	—	60,485	—	plan?
Jan 19, 2018 AForm 4 →	Jan 23, 6:17 pm EST	Timothy Donald MyersExecutive Vice President	5,024	—	—	30,712	—	plan?
Jan 19, 2018 AForm 4 →	Jan 23, 6:17 pm EST	Ken GiacobbeExec. VP and CFO	5,878	—	—	43,908	—	plan?
Jan 19, 2018 AForm 4 →	Jan 23, 6:16 pm EST	Charles P BlankenshipExecutive Vice President, Director	99,280	—	—	140,790	—	plan?
Jan 4, 2018 AForm 4 →	Jan 5, 5:45 pm EST	Patricia F RussoDirector	170	$29.32	$4,984	8,289	—	plan?
Jan 4, 2018 AForm 4 →	Jan 5, 5:44 pm EST	E Stanley OnealDirector	1,082	$29.32	$31,724	12,525	—	plan?
Jan 4, 2018 AForm 4 →	Jan 5, 5:43 pm EST	Arthur D Collins Jr.Director	852	$29.32	$24,981	29,231	—	plan?
Jan 4, 2018 AForm 4 →	Jan 5, 5:42 pm EST	Christopher L AyersDirector	1,023	$29.32	$29,994	14,041	—	plan?
Dec 27, 2017 AForm 4 →	Dec 28, 5:25 pm EST	David J MillerDirector	1,888	—	—	1,888	—	plan?
Oct 23, 2017 AForm 4 →	Oct 24, 5:31 pm EDT	John C PlantDirector	5,338	—	—	12,859	—	plan?
Oct 23, 2017 AForm 4 →	Oct 24, 5:30 pm EDT	David P HessInterim CEO, Director	123,210	—	—	127,870	—	plan?
Oct 3, 2017 AForm 4 →	Oct 4, 5:06 pm EDT	Arthur D Collins Jr.Director	1,339	$26.13	$34,988	28,379	—	plan?
Oct 3, 2017 AForm 4 →	Oct 4, 5:06 pm EDT	E Stanley OnealDirector	1,253	$26.13	$32,741	11,443	—	plan?
Oct 3, 2017 AForm 4 →	Oct 4, 5:05 pm EDT	Patricia F RussoDirector	191	$26.13	$4,991	8,119	—	plan?
Oct 3, 2017 AForm 4 →	Oct 4, 5:04 pm EDT	Christopher L AyersDirector	1,148	$26.13	$29,997	12,999	—	plan?
Oct 3, 2017 AForm 4 →	Oct 4, 5:04 pm EDT	Patrice E MerrinDirector	1,148	$26.13	$29,997	15,557	—	plan?
Aug 15, 2017 PForm 4 →	Aug 15, 4:22 pm EDT	Patricia F RussoDirector	15,000	$24.57	$368,576	18,333	+450%	plan?
Aug 9, 2017 IForm 4 →	Aug 10, 5:31 pm EDT	W Paul MyronVice President and Controller	5,348	$24.76	$132,386	15,597	—	plan?
Aug 9, 2017 PForm 4 →	Aug 10, 5:30 pm EDT	James F AlbaughDirector	5,000	$24.94	$124,719	9,409	+113%	plan?
Aug 8, 2017 PForm 4 →	Aug 10, 5:30 pm EDT	Elmer L DotyDirector	6,000	$24.51	$147,080	6,000	—	plan?
Jul 6, 2017 AForm 4 →	Jul 7, 3:29 pm EDT	Arthur D Collins Jr.Director	1,527	$22.92	$34,999	27,040	—	plan?
Jul 6, 2017 AForm 4 →	Jul 7, 3:27 pm EDT	E Stanley OnealDirector	1,428	$22.92	$32,730	10,190	—	plan?
Jul 6, 2017 AForm 4 →	Jul 7, 3:27 pm EDT	Patricia F RussoDirector	218	$22.92	$4,997	7,928	—	plan?
May 30, 2017 AForm 4 →	Jun 1, 5:55 pm EDT	Ulrich SchmidtDirector	4,409	—	—	10,854	—	plan?
May 30, 2017 AForm 4 →	Jun 1, 5:55 pm EDT	Patricia F RussoDirector	4,409	—	—	7,710	—	plan?
May 30, 2017 AForm 4 →	Jun 1, 5:54 pm EDT	Julie RichardsonDirector	4,409	—	—	7,521	—	plan?
May 30, 2017 AForm 4 →	Jun 1, 5:48 pm EDT	E Stanley OnealDirector	4,409	—	—	8,762	—	plan?
May 30, 2017 AForm 4 →	Jun 1, 5:36 pm EDT	John C PlantDirector	4,409	—	—	7,521	—	plan?
May 30, 2017 AForm 4 →	Jun 1, 5:36 pm EDT	Patrice E MerrinDirector	4,409	—	—	14,409	—	plan?
May 30, 2017 PForm 4 →	Jun 1, 5:36 pm EDT	Patrice E MerrinDirector	10,000	$27.17	$271,650	10,000	—	plan?
May 30, 2017 AForm 4 →	Jun 1, 5:35 pm EDT	Sean O MahoneyDirector	4,409	—	—	7,521	—	plan?
May 30, 2017 AForm 4 →	Jun 1, 5:34 pm EDT	Rajiv GuptaDirector	4,409	—	—	7,521	—	plan?
May 30, 2017 AForm 4 →	Jun 1, 5:33 pm EDT	Elmer L DotyDirector	4,409	—	—	4,409	—	plan?
May 30, 2017 AForm 4 →	Jun 1, 5:32 pm EDT	Arthur D Collins Jr.Director	4,409	—	—	25,513	—	plan?
May 30, 2017 AForm 4 →	Jun 1, 5:31 pm EDT	Christopher L AyersDirector	4,409	—	—	11,834	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake
Feb 15, 2019 AForm 4 →	Feb 19, 1:13 pm EST	Elmer L DotyChief Operating Officer, Director	385,000	—	—	385,000	—
Feb 15, 2019 AForm 4 →	Feb 19, 1:13 pm EST	John C PlantChief Executive Officer, Director	1,000,000	—	—	1,000,000	—
May 15, 2018 JForm 4 →	May 15, 9:51 pm EDT	ELLIOTT INTERNATIONAL, L.P.10% Owner	1	—	—	0	—
May 15, 2018 JForm 4 →	May 15, 9:49 pm EDT	ELLIOTT ASSOCIATES, L.P.10% Owner	1	—	—	0	—
Jan 19, 2018 AForm 4 →	Jan 23, 6:35 pm EST	Eric V RoegnerExecutive Vice President	24,520	—	—	24,520	—
Jan 19, 2018 AForm 4 →	Jan 23, 6:19 pm EST	Katherine H RamundoEVP, CLO and Corp Secretary	24,520	—	—	24,520	—
Jan 19, 2018 AForm 4 →	Jan 23, 6:18 pm EST	W Paul MyronVice President and Controller	13,680	—	—	13,680	—
Jan 19, 2018 AForm 4 →	Jan 23, 6:17 pm EST	Timothy Donald MyersExecutive Vice President	26,970	—	—	26,970	—
Jan 19, 2018 AForm 4 →	Jan 23, 6:17 pm EST	Ken GiacobbeExec. VP and CFO	24,520	—	—	24,520	—
Jan 19, 2018 AForm 4 →	Jan 23, 6:16 pm EST	Charles P BlankenshipExecutive Vice President, Director	537,620	—	—	537,620	—
Mar 15, 2017 JForm 4 →	Mar 17, 7:46 pm EDT	Ulrich SchmidtDirector	820	$27.26	$22,353	3,376	—
Mar 15, 2017 JForm 4 →	Mar 17, 7:45 pm EDT	John C PlantDirector	832	$27.26	$22,680	3,557	—
Mar 15, 2017 JForm 4 →	Mar 17, 7:44 pm EDT	Sean O MahoneyDirector	1,545	$27.26	$42,117	7,234	—
Feb 3, 2017 AForm 4 →	Feb 6, 7:45 pm EST	Timothy Donald MyersExecutive Vice President	5,081	$25.55	$129,794	16,873	—
Jan 13, 2017 AForm 4 →	Jan 18, 9:24 pm EST	Karl TraglExecutive Vice President	76,680	—	—	76,680	—
Jan 13, 2017 AForm 4 →	Jan 18, 9:24 pm EST	Katherine H RamundoEVP, CLO and Corp Secretary	38,340	—	—	38,340	—
Jan 13, 2017 AForm 4 →	Jan 18, 9:21 pm EST	Timothy Donald MyersExecutive Vice President	36,430	—	—	36,430	—
Jan 13, 2017 AForm 4 →	Jan 18, 9:21 pm EST	Kay MeggersExecutive Vice President	56,240	—	—	56,240	—
Jan 13, 2017 AForm 4 →	Jan 18, 9:20 pm EST	Christoph KollatzExec Vice President	83,470	—	—	83,470	—
Jan 13, 2017 AForm 4 →	Jan 18, 9:19 pm EST	Klaus KleinfeldChairman and CEO, Director	287,540	—	—	287,540	—
Jan 13, 2017 AForm 4 →	Jan 18, 9:18 pm EST	Ken GiacobbeExec. VP and CFO	51,760	—	—	51,760	—
Oct 13, 2016 AForm 4 →	Oct 17, 2:09 pm EDT	Timothy Donald MyersExecutive Vice President	6,201	$26.57	$164,761	11,835	—
Oct 3, 2016 AForm 4 →	Oct 5, 8:41 pm EDT	Leo Rafael ReifDirector	2,981	$10.06	$29,996	20,882	—
Oct 3, 2016 AForm 4 →	Oct 5, 5:35 pm EDT	Ulrich SchmidtDirector	2,981	$10.06	$29,996	9,362	—
Oct 3, 2016 AForm 4 →	Oct 5, 5:33 pm EDT	Patricia F RussoDirector	3,497	$10.06	$35,189	71,086	—
Oct 3, 2016 AForm 4 →	Oct 5, 5:32 pm EDT	Carol L RobertsDirector	3,118	$10.06	$31,375	30,317	—
Oct 3, 2016 AForm 4 →	Oct 5, 5:29 pm EDT	John C PlantDirector	3,118	$10.06	$31,375	9,791	—
Oct 3, 2016 AForm 4 →	Oct 5, 5:26 pm EDT	James W OwensDirector	3,323	$10.06	$33,438	74,759	—
Oct 3, 2016 AForm 4 →	Oct 5, 5:25 pm EDT	E Stanley OnealDirector	6,236	$10.06	$62,750	102,084	—
Oct 3, 2016 AForm 4 →	Oct 5, 5:23 pm EDT	Michael G MorrisDirector	5,386	$10.06	$54,197	98,672	—
Oct 3, 2016 AForm 4 →	Oct 5, 5:22 pm EDT	Sean O MahoneyDirector	6,236	$10.06	$62,750	19,583	—
Oct 3, 2016 AForm 4 →	Oct 5, 5:20 pm EDT	Kathryn S FullerDirector	2,981	$10.06	$29,996	55,780	—
Oct 3, 2016 AForm 4 →	Oct 5, 5:17 pm EDT	Arthur D Collins Jr.Director	6,236	$10.06	$62,750	148,408	—
Jul 1, 2016 AForm 4 →	Jul 6, 5:10 pm EDT	E Stanley OnealDirector	6,654	$9.43	$62,747	95,404	—
Jul 1, 2016 AForm 4 →	Jul 6, 5:00 pm EDT	Ulrich SchmidtDirector	3,181	$9.43	$29,997	6,351	—
Jul 1, 2016 AForm 4 →	Jul 6, 4:56 pm EDT	Patricia F RussoDirector	3,731	$9.43	$35,183	67,275	—
Jul 1, 2016 AForm 4 →	Jul 6, 4:53 pm EDT	Carol L RobertsDirector	3,327	$9.43	$31,374	27,073	—
Jul 1, 2016 AForm 4 →	Jul 6, 4:52 pm EDT	Leo Rafael ReifDirector	3,181	$9.43	$29,997	17,818	—
Jul 1, 2016 AForm 4 →	Jul 6, 4:51 pm EDT	John C PlantDirector	3,327	$9.43	$31,374	6,642	—
Jul 1, 2016 AForm 4 →	Jul 6, 4:50 pm EDT	James W OwensDirector	3,546	$9.43	$33,439	71,104	—
Jul 1, 2016 AForm 4 →	Jul 6, 4:47 pm EDT	Michael G MorrisDirector	5,748	$9.43	$54,204	92,853	—
Jul 1, 2016 AForm 4 →	Jul 6, 4:46 pm EDT	Sean O MahoneyDirector	6,654	$9.43	$62,747	13,285	—
Jul 1, 2016 AForm 4 →	Jul 6, 4:44 pm EDT	Kathryn S FullerDirector	3,181	$9.43	$29,997	52,584	—
Jul 1, 2016 AForm 4 →	Jul 6, 4:42 pm EDT	Arthur D Collins Jr.Director	6,654	$9.43	$62,747	141,513	—
Jun 30, 2016 MForm 4 →	Jul 1, 3:29 pm EDT	Henry B SchachtOther	2,244	—	—	21,948	—
Apr 1, 2016 AForm 4 →	Apr 5, 2:24 pm EDT	Arthur D Collins Jr.Director	6,607	$9.50	$62,750	134,384	—
Apr 1, 2016 AForm 4 →	Apr 5, 1:29 pm EDT	Ulrich SchmidtDirector	3,159	$9.50	$30,003	3,159	—
Apr 1, 2016 AForm 4 →	Apr 5, 1:27 pm EDT	Patricia F RussoDirector	3,705	$9.50	$35,188	63,320	—
Apr 1, 2016 AForm 4 →	Apr 5, 1:25 pm EDT	Carol L RobertsDirector	3,304	$9.50	$31,380	23,662	—
Apr 1, 2016 AForm 4 →	Apr 5, 1:24 pm EDT	Leo Rafael ReifDirector	3,159	$9.50	$30,003	14,585	—
Apr 1, 2016 AForm 4 →	Apr 5, 1:23 pm EDT	John C PlantDirector	3,304	$9.50	$31,380	3,304	—
Apr 1, 2016 AForm 4 →	Apr 5, 1:20 pm EDT	James W OwensDirector	3,521	$9.50	$33,441	67,321	—
Apr 1, 2016 AForm 4 →	Apr 5, 1:19 pm EDT	E Stanley OnealDirector	6,607	$9.50	$62,750	88,437	—
Apr 1, 2016 AForm 4 →	Apr 5, 1:17 pm EDT	Michael G MorrisDirector	5,707	$9.50	$54,202	86,799	—
Apr 1, 2016 AForm 4 →	Apr 5, 1:16 pm EDT	Sean O MahoneyDirector	6,607	$9.50	$62,750	6,607	—
Apr 1, 2016 AForm 4 →	Apr 5, 1:15 pm EDT	Kathryn S FullerDirector	3,159	$9.50	$30,003	49,228	—
Jan 19, 2016 AForm 4 →	Jan 21, 4:43 pm EST	Audrey StraussExecutive Vice President	166,040	—	—	166,040	—
Jan 19, 2016 AForm 4 →	Jan 21, 4:41 pm EST	William F OplingerExecutive VP & CFO	150,950	—	—	150,950	—
Jan 19, 2016 AForm 4 →	Jan 21, 4:38 pm EST	Kay MeggersExecutive Vice President	150,950	—	—	150,950	—
Jan 19, 2016 AForm 4 →	Jan 21, 4:35 pm EST	Klaus KleinfeldChairman and CEO, Director	933,020	—	—	933,020	—
Jan 19, 2016 AForm 4 →	Jan 21, 4:34 pm EST	Olivier M JarraultExecutive Vice President	188,680	—	—	188,680	—
Jan 19, 2016 AForm 4 →	Jan 21, 4:32 pm EST	Roy Christopher HarveyExecutive Vice President	171,000	—	—	171,000	—
Jan 19, 2016 AForm 4 →	Jan 21, 4:30 pm EST	Robert Sean CollinsVice President and Controller	20,880	—	—	20,880	—
Jan 4, 2016 AForm 4 →	Jan 6, 11:11 am EST	Patricia F RussoDirector	3,701	$9.63	$35,622	59,329	—
Jan 4, 2016 AForm 4 →	Jan 6, 11:10 am EST	Ernesto ZedilloDirector	3,474	$9.63	$33,437	92,032	—
Jan 4, 2016 AForm 4 →	Jan 6, 11:05 am EST	Carol L RobertsDirector	3,260	$9.63	$31,378	20,261	—
Jan 4, 2016 AForm 4 →	Jan 6, 11:04 am EST	Leo Rafael ReifDirector	3,117	$9.63	$30,001	11,371	—
Jan 4, 2016 AForm 4 →	Jan 6, 11:03 am EST	James W OwensDirector	3,474	$9.63	$33,437	63,494	—
Jan 4, 2016 AForm 4 →	Jan 6, 11:02 am EST	E Stanley OnealDirector	6,519	$9.63	$62,745	81,438	—
Jan 4, 2016 AForm 4 →	Jan 6, 11:01 am EST	Michael G MorrisDirector	4,223	$9.63	$40,646	80,704	—
Jan 4, 2016 AForm 4 →	Jan 6, 10:59 am EST	Arthur D Collins Jr.Director	6,519	$9.63	$62,745	127,165	—
Dec 31, 2015 MForm 4 →	Jan 5, 2016, 10:06 am EST	Henry B SchachtOther	989	—	—	23,946	—
Oct 1, 2015 AForm 4 →	Oct 2, 12:18 pm EDT	Ernesto ZedilloDirector	3,511	$9.52	$33,435	88,261	—
Oct 1, 2015 AForm 4 →	Oct 2, 12:16 pm EDT	Patricia F RussoDirector	3,741	$9.52	$35,626	55,442	—
Oct 1, 2015 AForm 4 →	Oct 2, 12:14 pm EDT	Carol L RobertsDirector	3,295	$9.52	$31,378	16,944	—
Oct 1, 2015 AForm 4 →	Oct 2, 12:06 pm EDT	Leo Rafael ReifDirector	3,150	$9.52	$29,997	8,227	—
Oct 1, 2015 AForm 4 →	Oct 2, 12:05 pm EDT	James W OwensDirector	3,511	$9.52	$33,435	59,819	—
Oct 1, 2015 AForm 4 →	Oct 2, 12:03 pm EDT	E Stanley OnealDirector	6,590	$9.52	$62,757	74,667	—
Oct 1, 2015 AForm 4 →	Oct 2, 12:01 pm EDT	Michael G MorrisDirector	4,269	$9.52	$40,654	76,224	—
Oct 1, 2015 AForm 4 →	Oct 2, 11:59 am EDT	Arthur D Collins Jr.Director	6,590	$9.52	$62,757	120,241	—
Jul 1, 2015 AForm 4 →	Jul 2, 1:50 pm EDT	Ernesto ZedilloDirector	3,018	$11.08	$33,439	84,048	—
Jul 1, 2015 AForm 4 →	Jul 2, 1:49 pm EDT	Patricia F RussoDirector	2,933	$11.08	$32,498	51,273	—
Jul 1, 2015 AForm 4 →	Jul 2, 1:47 pm EDT	Carol L RobertsDirector	2,832	$11.08	$31,379	13,536	—
Jul 1, 2015 AForm 4 →	Jul 2, 1:46 pm EDT	Leo Rafael ReifDirector	2,708	$11.08	$30,005	5,034	—
Jul 1, 2015 AForm 4 →	Jul 2, 1:45 pm EDT	James W OwensDirector	3,018	$11.08	$33,439	55,842	—
Jul 1, 2015 AForm 4 →	Jul 2, 1:44 pm EDT	E Stanley OnealDirector	5,663	$11.08	$62,746	67,514	—
Jul 1, 2015 AForm 4 →	Jul 2, 1:43 pm EDT	Michael G MorrisDirector	3,398	$11.08	$37,650	71,360	—
Jul 1, 2015 AForm 4 →	Jul 2, 1:42 pm EDT	Arthur D Collins Jr.Director	5,663	$11.08	$62,746	112,711	—
Jun 30, 2015 MForm 4 →	Jul 1, 4:02 pm EDT	Henry B SchachtOther	2,196	—	—	24,651	—
Apr 1, 2015 AForm 4 →	Apr 2, 4:17 pm EDT	Ernesto ZedilloDirector	2,577	$12.98	$33,439	80,510	—
Apr 1, 2015 AForm 4 →	Apr 2, 4:16 pm EDT	Patricia F RussoDirector	2,505	$12.98	$32,505	48,029	—
Apr 1, 2015 AForm 4 →	Apr 2, 4:14 pm EDT	Carol L RobertsDirector	2,418	$12.98	$31,376	10,636	—
Apr 1, 2015 AForm 4 →	Apr 2, 4:13 pm EDT	Leo Rafael ReifDirector	2,312	$12.98	$30,001	2,312	—
Apr 1, 2015 AForm 4 →	Apr 2, 4:11 pm EDT	James W OwensDirector	2,577	$12.98	$33,439	52,485	—
Apr 1, 2015 AForm 4 →	Apr 2, 4:10 pm EDT	E Stanley OnealDirector	4,836	$12.98	$62,752	61,453	—
Apr 1, 2015 AForm 4 →	Apr 2, 4:09 pm EDT	Michael G MorrisDirector	2,902	$12.98	$37,656	67,525	—
Apr 1, 2015 AForm 4 →	Apr 2, 4:05 pm EDT	Arthur D Collins Jr.Director	4,836	$12.98	$62,752	106,360	—
Jan 20, 2015 AForm 4 →	Jan 22, 5:20 pm EST	Robert G WiltExecutive Vice President	89,490	—	—	89,490	—
Jan 20, 2015 AForm 4 →	Jan 22, 5:19 pm EST	Audrey StraussExecutive Vice President	78,750	—	—	78,750	—
Jan 20, 2015 AMForm 4 →	Jan 22, 5:18 pm EST	William F OplingerExecutive VP & CFO	106,357	—	—	0	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Feb 14, 2017 SForm 4 →	Feb 15, 5:07 pm EST	Alcoa CorpAA	23,353,000	$38.03	$888,114,590	12,958,767	−64.3%	plan?
Oct 20, 2016 JForm 4 →	Oct 24, 5:32 pm EDT	Alcoa Upstream CorpAA WI	146,159,428	—	—	36,311,767	—	plan?

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.