SEC Form 4 · accession 0000004281-16-000092
Howmet Aerospace Inc. · HWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Audrey Strauss
Officer — Executive Vice President
Period of report
Jan 19, 2016
Accepted (ET)
Jan 21, 2016 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 19, 2016 | F | 26,292 | $6.74 | D | 253,777 | D | |
| Common Stock | Jan 19, 2016 | F | 29,673 | $6.74 | D | 224,104 | D | |
| Common Stock | Jan 19, 2016 | F | 18,640 | $6.74 | D | 205,464 | D | |
| Common Stock | holding | — | — | — | 3,691 | I | By Company 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2,F1 | $6.74 | Jan 19, 2016 | A | 166,040 | A | — | Jan 19, 2026 | Common Stock | 166,040 | 166,040 | D |
Explanation of responses
- F1The option vests in three equal annual installments beginning January 19, 2017.
- F2Employee stock options are granted without payment of consideration.