SEC Form 4 · accession 0000004281-16-000075
Howmet Aerospace Inc. · HWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ernesto Zedillo
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 11:10 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004281
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F2 | — | Jan 4, 2016 | A | 3,474 | A | — | — | Common Stock | 3,474 | 92,032 | D |
Explanation of responses
- F1Each phantom stock unit is the economic equivalent of one share of Alcoa common stock.
- F2Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends.