SEC Form 4 · accession 0000004281-16-000086
Howmet Aerospace Inc. · HWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Olivier M Jarrault
Officer — Executive Vice President
Period of report
Jan 19, 2016
Accepted (ET)
Jan 21, 2016 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 19, 2016 | F | 24,812 | $6.74 | D | 413,039 | D | |
| Common Stock | Jan 19, 2016 | F | 19,056 | $6.74 | D | 393,983 | D | |
| Common Stock | Jan 19, 2016 | F | 28,284 | $6.74 | D | 365,699 | D | |
| Common Stock | holding | — | — | — | 19,582 | I | By Company 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2,F1 | $6.74 | Jan 19, 2016 | A | 188,680 | A | — | Jan 19, 2026 | Common Stock | 188,680 | 188,680 | D |
Explanation of responses
- F1The option vests in three equal annual installments beginning January 19, 2017.
- F2Employee stock options are granted without payment of consideration.