SEC Form 4 · accession 0000004281-18-000020
Howmet Aerospace Inc. · HWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ken Giacobbe
Officer — Exec. VP and CFO
Period of report
Jan 19, 2018
Accepted (ET)
Jan 23, 2018 · 6:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 19, 2018 | A | 1,778 | $0.00 | A | 39,808 | D | |
| Common Stock | Jan 19, 2018 | A | 4,100 | $0.00 | A | 43,908 | D | |
| Common Stock | holding | — | — | — | 660 | I | by Company 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2,F1 | $30.22 | Jan 19, 2018 | A | 24,520 | A | — | Jan 19, 2028 | Common Stock | 24,520 | 24,520 | D |
Explanation of responses
- F1The option vests in three equal annual installments beginning January 19, 2019.
- F2Employee stock options are granted without payment of consideration.
Remarks
On December 31, 2017, Arconic Inc., a Delaware corporation, became the successor of Arconic Inc., a Pennsylvania corporation, pursuant to a merger. The merger had the effect of changing Arconic Inc.'s domicile, but did not alter the proportionate interests of security holders.