SEC Form 4 · accession 0000004281-18-000019
Howmet Aerospace Inc. · HWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles P Blankenship
Officer — Executive Vice President · Director
Period of report
Jan 19, 2018
Accepted (ET)
Jan 23, 2018 · 6:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 19, 2018 | A | 99,280 | $0.00 | A | 140,790 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2,F1 | $30.22 | Jan 19, 2018 | A | 173,650 | A | — | Jan 19, 2028 | Common Stock | 173,650 | 173,650 | D |
| Employee Stock Option (right to buy)F2,F3 | $30.22 | Jan 19, 2018 | A | 363,970 | A | — | Jan 19, 2028 | Common Stock | 363,970 | 537,620 | D |
Explanation of responses
- F1The option vests in three equal annual installments beginning January 19, 2019.
- F2Employee stock options are granted without payment of consideration.
- F3The option vests on the fourth anniversary of the date of grant.