SEC Form 4 · accession 0000004281-19-000046
Howmet Aerospace Inc. · HWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Plant
Officer — Chairman and CEO · Director
Period of report
Mar 8, 2019
Accepted (ET)
Mar 12, 2019 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 8, 2019 | P | 35,000 | $18.5023 | A | 150,000 | I | By Trust |
| Common StockF4,F3 | Mar 11, 2019 | P | 35,000 | $18.6788 | A | 185,000 | I | By Trust |
| Common StockF5,F3 | Mar 12, 2019 | P | 35,000 | $18.8274 | A | 220,000 | I | By Trust |
| Common Stock | holding | — | — | — | 28,282 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $18.11 to $18.70. The reporting person undertakes to provide to Arconic Inc., any security holder of Arconic Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
- F3Revocable living trust of which the reporting person is the trustee and beneficiary, with voting and investment power.
- F4The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $18.24 to $18.91. The reporting person undertakes to provide to Arconic Inc., any security holder of Arconic Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
- F5The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $18.66 to $18.94. The reporting person undertakes to provide to Arconic Inc., any security holder of Arconic Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.