SEC Form 4 · accession 0000004281-15-000042
Howmet Aerospace Inc. · HWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry B Schacht
Other
Period of report
Jun 30, 2015
Accepted (ET)
Jul 1, 2015 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 30, 2015 | M | 2,196 | — | A | 21,332 | D | |
| Common StockF2 | Jun 30, 2015 | D | 2,196 | $11.325 | D | 19,136 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1 | — | Jun 30, 2015 | M | 2,196 | D | — | Jun 30, 2015 | Common Stock | 2,196 | 24,651 | D |
Explanation of responses
- F1On June 30, 2015, 2,196 of the reporting person's phantom stock units held under the Alcoa Deferred Fee Plan for Directors (the "Plan") were settled for cash in accordance with the terms of the Plan after termination of service as a director. Each phantom stock unit was the economic equivalent of one share of Alcoa Inc. common stock.
- F2Includes shares acquired under the Alcoa Dividend Reinvestment Plan.