SEC Form 4 · accession 0000004281-18-000036
Howmet Aerospace Inc. · HWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David P Hess
Director
Period of report
Feb 8, 2018
Accepted (ET)
Feb 9, 2018 · 1:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 8, 2018 | P | 40,300 | $24.8029 | A | 44,166 | I | By Trust |
| Common Stock | holding | — | — | — | 127,870 | D | ||
| Common StockF3 | holding | — | — | — | 2,666 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $24.7696 to $24.8237. The reporting person undertakes to provide Arconic Inc., any security holder of Arconic Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
- F2Shares held in a revocable trust, of which the reporting person and his spouse are trustees and beneficiaries.
- F3Shares held in a charitable remainder unitrust, of which the reporting person and his spouse are trustees and beneficiaries.
Remarks
On December 31, 2017, Arconic Inc., a Delaware corporation, became the successor of Arconic Inc., a Pennsylvania corporation, pursuant to a merger. The merger had the effect of changing Arconic Inc.'s domicile, but did not alter the proportionate interests of security holders.