Company · CIK 0000019617 · SIC 6021 — National Commercial Banks · NYSE

JPMORGAN CHASE & CO · JPM

Insider activity reported against this company. All insider holders · Files at: MHD, RBBN, [NONE], SLDB, TPLM, GDP. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $33.9M · 12sales $105.1M · 71net −$71.2M

Open-market trades as an insider elsewherebuys $22.0M · 1sales $0 · 0net $22.0M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 9, 2015 FMForm 4 →	Nov 10, 4:39 pm EST	Mary E. ErdoesManaging Director	371,228	$55.99	$20,784,381	244,962	—	plan?
Nov 9, 2015 FMForm 4 →	Nov 10, 4:35 pm EST	John L DonnellyDirector Human Resources	38,938	$56.45	$2,197,876	91,340	—	plan?
Oct 26, 2015 SForm 4 →	Oct 26, 5:23 pm EDT	Mark O'DonovanCorporate Controller	1,144	$63.68	$72,846	0	−100%	plan?
Oct 25, 2015 FMForm 4 →	Oct 26, 5:23 pm EDT	Mark O'DonovanCorporate Controller	3,608	$63.84	$78,654	1,144	—	plan?
Oct 21, 2015 PForm 4 →	Oct 30, 4:18 pm EDT	James DimonChairman & CEO, Director	800	$63.07	$50,452	75,800	+1.07%	plan? late
Oct 21, 2015 SForm 4 →	Oct 22, 4:07 pm EDT	Laban JacksonDirector	400	$1,037.81	$415,124	0	−100%	plan?
Oct 14, 2015 SForm 4 →	Oct 14, 5:07 pm EDT	Stephen M CutlerGeneral Counsel	7,217	$60.63	$437,532	223,138	−3.13%	plan?
Sep 30, 2015 AForm 4 →	Oct 2, 4:03 pm EDT	William C WeldonDirector	779	$60.97	$47,500	75,483	—	plan?
Sep 30, 2015 AForm 4 →	Oct 2, 4:03 pm EDT	Lee R RaymondDirector	697	$60.97	$42,500	206,816	—	plan?
Sep 30, 2015 AForm 4 →	Oct 2, 4:03 pm EDT	Michael A NealDirector	369	$60.97	$22,500	19,793	—	plan?
Sep 30, 2015 AForm 4 →	Oct 2, 4:03 pm EDT	Laban JacksonDirector	984	$60.97	$60,000	149,438	—	plan?
Sep 30, 2015 AForm 4 →	Oct 2, 4:03 pm EDT	Timothy Patrick FlynnDirector	492	$60.97	$30,000	28,643	—	plan?
Sep 30, 2015 AForm 4 →	Oct 2, 4:03 pm EDT	James S CrownDirector	656	$60.97	$40,000	282,329	—	plan?
Sep 30, 2015 AForm 4 →	Oct 2, 4:03 pm EDT	Stephen B BurkeDirector	308	$60.97	$18,750	117,798	—	plan?
Sep 30, 2015 AForm 4 →	Oct 2, 4:03 pm EDT	Crandall Close BowlesDirector	554	$60.97	$33,750	74,005	—	plan?
Jul 25, 2015 FMForm 4 →	Jul 27, 5:08 pm EDT	Daniel E PintoManaging Director	61,912	$69.12	$1,368,230	154,553	—	plan?
Jul 16, 2015 FMForm 4 →	Jul 17, 4:18 pm EDT	Daniel E PintoManaging Director	86,728	$49.56	$4,298,207	132,231	—	plan?
Jul 16, 2015 FMForm 4 →	Jul 17, 4:18 pm EDT	Stephen M CutlerGeneral Counsel	72,639	$55.10	$4,002,286	230,355	—	plan?
Jul 15, 2015 SForm 4 →	Jul 15, 5:25 pm EDT	Marianne LakeChief Financial Officer	32,468	$69.07	$2,242,532	5,282	−86.0%	plan?
Jul 15, 2015 SForm 4 →	Jul 15, 5:25 pm EDT	Mary E. ErdoesManaging Director	13,022	$69.07	$899,426	216,190	−5.68%	plan?
Jul 15, 2015 SForm 4 →	Jul 15, 5:25 pm EDT	Stephen M CutlerGeneral Counsel	5,376	$69.08	$371,347	222,994	−2.35%	plan?
Jul 15, 2015 SForm 4 →	Jul 15, 5:25 pm EDT	Ashley BaconChief Risk Officer	32,882	$69.07	$2,271,153	0	−100%	plan?
Jun 30, 2015 AForm 4 →	Jul 2, 4:21 pm EDT	William C WeldonDirector	738	$67.76	$50,000	74,227	—	plan?
Jun 30, 2015 AForm 4 →	Jul 2, 4:21 pm EDT	Lee R RaymondDirector	590	$67.76	$40,000	204,793	—	plan?
Jun 30, 2015 AForm 4 →	Jul 2, 4:21 pm EDT	Michael A NealDirector	332	$67.76	$22,500	19,356	—	plan?
Jun 30, 2015 AForm 4 →	Jul 2, 4:21 pm EDT	Laban JacksonDirector	812	$67.76	$55,000	147,628	—	plan?
Jun 30, 2015 AForm 4 →	Jul 2, 4:21 pm EDT	Timothy Patrick FlynnDirector	443	$67.76	$30,000	28,033	—	plan?
Jun 30, 2015 AForm 4 →	Jul 2, 4:21 pm EDT	James S CrownDirector	553	$67.76	$37,500	280,692	—	plan?
Jun 30, 2015 AForm 4 →	Jul 2, 4:21 pm EDT	Stephen B BurkeDirector	277	$67.76	$18,750	116,937	—	plan?
Jun 30, 2015 AForm 4 →	Jul 2, 4:21 pm EDT	Crandall Close BowlesDirector	498	$67.76	$33,750	73,015	—	plan?
May 21, 2015 FMForm 4 →	May 22, 3:25 pm EDT	Mary E. ErdoesManaging Director	373,957	$55.89	$20,899,177	229,212	—	plan?
May 21, 2015 FMForm 4 →	May 22, 3:25 pm EDT	Stephen M CutlerGeneral Counsel	218,497	$52.86	$11,550,283	228,370	—	plan?
Apr 15, 2015 SForm 4 →	Apr 15, 5:15 pm EDT	Matthew E ZamesChief Operating Officer	4,258	$64.08	$272,837	233,154	−1.79%	plan?
Apr 15, 2015 SForm 4 →	Apr 15, 5:15 pm EDT	Stephen M CutlerGeneral Counsel	18,617	$64.09	$1,193,089	206,867	−8.26%	plan?
Mar 31, 2015 AForm 4 →	Apr 2, 6:59 pm EDT	William C WeldonDirector	825	$60.58	$50,000	73,014	—	plan?
Mar 31, 2015 AForm 4 →	Apr 2, 4:51 pm EDT	Lee R RaymondDirector	660	$60.58	$40,000	202,873	—	plan?
Mar 31, 2015 AForm 4 →	Apr 2, 4:43 pm EDT	Michael A NealDirector	371	$60.58	$22,500	18,959	—	plan?
Mar 31, 2015 AForm 4 →	Apr 2, 4:43 pm EDT	Laban JacksonDirector	949	$60.58	$57,500	145,991	—	plan?
Mar 31, 2015 AForm 4 →	Apr 2, 4:43 pm EDT	Timothy Patrick FlynnDirector	495	$60.58	$30,000	27,474	—	plan?
Mar 31, 2015 AForm 4 →	Apr 2, 4:43 pm EDT	James S CrownDirector	660	$60.58	$40,000	279,155	—	plan?
Mar 31, 2015 AForm 4 →	Apr 2, 4:43 pm EDT	Stephen B BurkeDirector	310	$60.58	$18,750	116,104	—	plan?
Mar 31, 2015 AForm 4 →	Apr 2, 4:43 pm EDT	Crandall Close BowlesDirector	557	$60.58	$33,750	72,082	—	plan?
Feb 13, 2015 SForm 4 →	Feb 17, 5:33 pm EST	Marianne LakeChief Financial Officer	2,826	$60.01	$169,598	37,750	−6.96%	plan?
Feb 6, 2015 FMForm 4 →	Feb 9, 4:13 pm EST	John L DonnellyDirector Human Resources	78,876	$48.72	$3,843,037	88,050	—	plan?
Jan 23, 2015 FMForm 4 →	Jan 26, 4:09 pm EST	Matthew E ZamesChief Operating Officer	130,171	$49.48	$6,441,342	237,412	—	plan?
Jan 22, 2015 SForm 4 →	Jan 23, 4:16 pm EST	Matthew E ZamesChief Operating Officer	37,760	$56.92	$2,149,341	228,897	−14.2%	plan?
Jan 22, 2015 SForm 4 →	Jan 23, 4:16 pm EST	Gordon SmithExecutive Vice President	29,238	$56.92	$1,664,259	173,143	−14.4%	plan?
Jan 22, 2015 SForm 4 →	Jan 23, 4:16 pm EST	Daniel E PintoManaging Director	88,708	$56.92	$5,049,384	118,959	−42.7%	plan?
Jan 22, 2015 SForm 4 →	Jan 23, 4:16 pm EST	Mary E. ErdoesManaging Director	77,842	$56.92	$4,430,813	203,169	−27.7%	plan?
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	William C WeldonDirector	4,025	$55.91	$225,000	71,737	—	plan?
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Lee R RaymondDirector	4,025	$55.91	$225,000	200,890	—	plan?
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Michael A NealDirector	4,025	$55.91	$225,000	18,550	—	plan?
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Laban JacksonDirector	4,025	$55.91	$225,000	144,245	—	plan?
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Timothy Patrick FlynnDirector	4,025	$55.91	$225,000	26,892	—	plan?
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	James S CrownDirector	4,025	$55.91	$225,000	277,525	—	plan?
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Stephen B BurkeDirector	4,025	$55.91	$225,000	115,258	—	plan?
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Crandall Close BowlesDirector	4,025	$55.91	$225,000	71,112	—	plan?
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	James A BellDirector	4,025	$55.91	$225,000	17,102	—	plan?
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Linda BammannDirector	4,025	$55.91	$225,000	73,977	—	plan?
Jan 15, 2015 FMForm 4 →	Jan 16, 4:50 pm EST	Laban JacksonDirector	4,707	$31.51	$148,335	140,221	—	plan?
Jan 15, 2015 PForm 4 →	Jan 16, 4:50 pm EST	Michael A NealDirector	9,050	$55.07	$498,384	14,525	+165%	plan?
Jan 15, 2015 FMForm 4 →	Jan 16, 4:49 pm EST	James DimonChairman & CEO, Director	1,114,601	$45.81	$51,061,960	3,148,451	—	plan?
Jan 15, 2015 SForm 4 →	Jan 15, 7:03 pm EST	Matthew E ZamesChief Operating Officer	17,557	$55.37	$972,184	266,657	−6.18%	plan?
Jan 15, 2015 SForm 4 →	Jan 15, 7:03 pm EST	Douglas B PetnoManaging Director	17,378	$55.37	$962,244	176,468	−8.96%	plan?
Jan 15, 2015 SForm 4 →	Jan 15, 7:03 pm EST	Mark O'DonovanCorporate Controller	4,808	$55.35	$266,146	0	−100%	plan?
Jan 15, 2015 SForm 4 →	Jan 15, 7:03 pm EST	John L DonnellyDirector Human Resources	5,396	$55.35	$298,680	82,410	−6.15%	plan?
Jan 15, 2015 SForm 4 →	Jan 15, 7:03 pm EST	Stephen M CutlerGeneral Counsel	23,027	$55.37	$1,274,961	225,484	−9.27%	plan?
Jan 15, 2015 SForm 4 →	Jan 15, 7:03 pm EST	Ashley BaconChief Risk Officer	4,860	$55.35	$269,023	32,882	−12.9%	plan?
Jan 13, 2015 FMForm 4 →	Jan 15, 7:03 pm EST	Daniel E PintoManaging Director	85,488	$59.03	$1,613,604	207,667	—	plan?
Jan 13, 2015 FMForm 4 →	Jan 15, 7:03 pm EST	Mary E. ErdoesManaging Director	274,801	$59.04	$5,720,492	281,011	—	plan?
Jan 13, 2015 FMForm 4 →	Jan 15, 7:03 pm EST	James DimonChairman & CEO, Director	427,409	$59.04	$8,946,813	3,062,090	—	plan?
Jan 13, 2015 FMForm 4 →	Jan 15, 7:03 pm EST	Gordon SmithExecutive Vice President	174,424	$59.04	$3,422,495	202,381	—	plan?
Jan 13, 2015 FMForm 4 →	Jan 15, 7:03 pm EST	Matthew E ZamesChief Operating Officer	338,914	$59.04	$6,738,255	284,214	—	plan?
Jan 13, 2015 FMForm 4 →	Jan 15, 7:03 pm EST	Douglas B PetnoManaging Director	126,179	$59.04	$2,440,743	193,846	—	plan?
Jan 13, 2015 FMForm 4 →	Jan 15, 7:03 pm EST	Mark O'DonovanCorporate Controller	10,762	$59.03	$175,747	4,808	—	plan?
Jan 13, 2015 FMForm 4 →	Jan 15, 7:03 pm EST	John L DonnellyDirector Human Resources	64,514	$59.04	$1,273,208	87,806	—	plan?
Jan 13, 2015 FMForm 4 →	Jan 15, 7:03 pm EST	Stephen M CutlerGeneral Counsel	177,105	$59.04	$3,463,642	248,511	—	plan?
Jan 13, 2015 FMForm 4 →	Jan 15, 7:03 pm EST	Ashley BaconChief Risk Officer	29,061	$59.04	$548,553	37,742	—	plan?
Dec 31, 2014 AForm 4 →	Jan 5, 2015, 5:27 pm EST	William C WeldonDirector	799	$62.58	$50,000	67,713	—	plan?
Dec 31, 2014 AForm 4 →	Jan 5, 2015, 5:27 pm EST	Lee R RaymondDirector	599	$62.58	$37,500	196,865	—	plan?
Dec 31, 2014 AForm 4 →	Jan 5, 2015, 5:27 pm EST	Michael A NealDirector	360	$62.58	$22,500	5,475	—	plan?
Dec 31, 2014 AForm 4 →	Jan 5, 2015, 5:27 pm EST	Laban JacksonDirector	879	$62.58	$55,000	138,694	—	plan?
Dec 31, 2014 AForm 4 →	Jan 5, 2015, 5:27 pm EST	Timothy Patrick FlynnDirector	479	$62.58	$30,000	22,867	—	plan?
Dec 31, 2014 AForm 4 →	Jan 5, 2015, 5:27 pm EST	James S CrownDirector	599	$62.58	$37,500	273,501	—	plan?
Dec 31, 2014 AForm 4 →	Jan 5, 2015, 5:27 pm EST	Stephen B BurkeDirector	300	$62.58	$18,750	111,234	—	plan?
Dec 31, 2014 AForm 4 →	Jan 5, 2015, 5:27 pm EST	Crandall Close BowlesDirector	539	$62.58	$33,750	67,088	—	plan?
Nov 14, 2014 FGMForm 4 →	Jan 15, 2015, 7:03 pm EST	Marianne LakeChief Financial Officer	29,022	$59.04	$523,640	40,576	—	plan? late

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake
Aug 11, 2016 MForm 4 →	Aug 12, 4:04 pm EDT	Mary E. ErdoesCEO Asset Management	279,430	—	—	0	—
Jul 21, 2016 MForm 4 →	Jul 25, 10:49 am EDT	Marianne LakeChief Financial Officer	89,000	—	—	0	—
Apr 21, 2016 MForm 4 →	Apr 22, 4:10 pm EDT	John L DonnellyDirector Human Resources	42,718	—	—	0	—
Apr 19, 2016 MForm 4 →	Apr 20, 5:23 pm EDT	Gordon SmithExecutive Vice President	500,000	—	—	0	—
Apr 15, 2016 MForm 4 →	Apr 18, 5:38 pm EDT	Matthew E ZamesChief Operating Officer	52,344	—	—	0	—
Apr 15, 2016 MForm 4 →	Apr 18, 5:38 pm EDT	Daniel E PintoManaging Director	100,000	—	—	0	—
Apr 15, 2016 MForm 4 →	Apr 18, 5:38 pm EDT	Ashley BaconChief Risk Officer	50,000	—	—	0	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	Ashley BaconChief Risk Officer	48,581	—	—	48,581	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	Gordon SmithExecutive Vice President	85,168	—	—	85,168	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	Daniel E PintoManaging Director	101,466	—	—	101,466	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	Mark O'DonovanCorporate Controller	17,471	—	—	17,471	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	Marianne LakeChief Financial Officer	53,722	—	—	53,722	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	Stacey FriedmanGeneral Counsel	19,655	—	—	19,655	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	Matthew E ZamesChief Operating Officer	93,030	—	—	93,030	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	John L DonnellyDirector Human Resources	27,516	—	—	27,516	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	Douglas B PetnoManaging Director	48,481	—	—	48,481	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	Mary E. ErdoesManaging Director	90,409	—	—	90,409	—
Jan 15, 2016 MForm 4 →	Jan 20, 5:09 pm EST	Laban JacksonDirector	2,525	—	—	0	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	Marianne LakeChief Financial Officer	51,337	—	—	40,173	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	Matthew E ZamesChief Operating Officer	182,452	—	—	84,234	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	Daniel E PintoManaging Director	41,596	—	—	0	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	Mary E. ErdoesManaging Director	152,763	$58.29	$4,305,834	73,867	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	Douglas B PetnoManaging Director	82,037	—	—	40,173	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	Gordon SmithExecutive Vice President	128,258	—	—	68,683	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	James DimonChairman & CEO, Director	267,170	—	—	159,828	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	Mark O'DonovanCorporate Controller	10,519	—	—	7,085	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	Ashley BaconChief Risk Officer	54,496	—	—	37,581	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	Stacey FriedmanGeneral Counsel	12,545	—	—	10,022	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	John L DonnellyDirector Human Resources	38,486	—	—	18,359	—
Nov 9, 2015 MForm 4 →	Nov 10, 4:39 pm EST	Mary E. ErdoesManaging Director	200,000	—	—	0	—
Nov 9, 2015 MForm 4 →	Nov 10, 4:35 pm EST	John L DonnellyDirector Human Resources	20,920	—	—	31,382	—
Oct 25, 2015 MForm 4 →	Oct 26, 5:23 pm EDT	Mark O'DonovanCorporate Controller	2,376	—	—	4,752	—
Oct 20, 2015 AForm 4 →	Oct 22, 4:07 pm EDT	Mark O'DonovanCorporate Controller	24,021	—	—	24,021	—
Jul 25, 2015 MForm 4 →	Jul 27, 5:08 pm EDT	Daniel E PintoManaging Director	42,117	—	—	42,117	—
Jul 16, 2015 MForm 4 →	Jul 17, 4:18 pm EDT	Daniel E PintoManaging Director	50,000	—	—	0	—
Jul 16, 2015 MForm 4 →	Jul 17, 4:18 pm EDT	Stephen M CutlerGeneral Counsel	40,000	—	—	40,000	—
May 21, 2015 MForm 4 →	May 22, 3:25 pm EDT	Mary E. ErdoesManaging Director	200,000	—	—	0	—
May 21, 2015 MForm 4 →	May 22, 3:25 pm EDT	Stephen M CutlerGeneral Counsel	120,000	—	—	50,000	—
Feb 6, 2015 MForm 4 →	Feb 9, 4:13 pm EST	John L DonnellyDirector Human Resources	42,258	—	—	0	—
Jan 23, 2015 MForm 4 →	Jan 26, 4:09 pm EST	Matthew E ZamesChief Operating Officer	69,343	—	—	0	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Matthew E ZamesChief Operating Officer	174,399	—	—	174,399	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Gordon SmithExecutive Vice President	152,934	—	—	152,934	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Douglas B PetnoManaging Director	88,541	—	—	88,541	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Daniel E PintoManaging Director	171,433	—	—	171,433	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Mark O'DonovanCorporate Controller	16,099	—	—	16,099	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Marianne LakeChief Financial Officer	99,273	—	—	99,273	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Stephen M CutlerGeneral Counsel	99,273	—	—	99,273	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Mary E. ErdoesManaging Director	169,032	—	—	169,032	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	John L DonnellyDirector Human Resources	42,482	—	—	42,482	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	James DimonChairman & CEO, Director	198,546	—	—	198,546	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Ashley BaconChief Risk Officer	88,095	—	—	88,095	—
Jan 15, 2015 MForm 4 →	Jan 16, 4:50 pm EST	Laban JacksonDirector	3,117	—	—	0	—
Jan 15, 2015 MForm 4 →	Jan 16, 4:49 pm EST	James DimonChairman & CEO, Director	600,481	—	—	0	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	Daniel E PintoManaging Director	58,155	—	—	0	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	Marianne LakeChief Financial Officer	20,152	—	—	11,164	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	Mary E. ErdoesManaging Director	177,901	—	—	78,897	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	James DimonChairman & CEO, Director	275,858	—	—	107,343	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	Gordon SmithExecutive Vice President	116,450	—	—	59,575	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	Matthew E ZamesChief Operating Officer	224,774	—	—	98,219	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	Douglas B PetnoManaging Director	84,835	—	—	41,864	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	Mark O'DonovanCorporate Controller	7,785	—	—	3,435	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	John L DonnellyDirector Human Resources	42,947	—	—	20,127	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	Stephen M CutlerGeneral Counsel	118,434	—	—	53,135	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	Ashley BaconChief Risk Officer	19,769	—	—	0	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jun 2, 2026 JForm 4 →	Jun 5, 9:20 am EDT	BLACKROCK MUNIHOLDINGS FUND, INC.MHD	14,356	—	—	7,178	—	late
Dec 5, 2018 JForm 4 →	Dec 7, 7:30 pm EST	Ribbon Communications Inc.RBBN	1,142,007	$6.83	$7,799,908	49,940,222	—	plan?
Jul 2, 2018 XForm 4 →	Jul 5, 3:52 pm EDT	Ribbon Communications Inc.RBBN	327	$7.20	$2,354	49,948,380	—	plan?
May 31, 2018 PForm 4 →	Jun 4, 4:53 pm EDT	IMH Financial Corpno symbol	22,000	$1,000.00	$22,000,000	22,000	—	plan?
Mar 16, 2018 XForm 4 →	Mar 20, 4:16 pm EDT	Ribbon Communications Inc.RBBN	241,779	$5.12	$1,237,908	49,948,707	—	plan?
Jun 20, 2017 XForm 4 →	Jun 21, 3:39 pm EDT	GOODRICH PETROLEUM CORPGDP	223	$13.00	$2,899	609,041	—	plan?
Jun 19, 2017 XForm 4 →	Jun 20, 5:06 pm EDT	GOODRICH PETROLEUM CORPGDP	40	$13.32	$533	609,264	—	plan?
Jun 16, 2017 XForm 4 →	Jun 19, 3:23 pm EDT	GOODRICH PETROLEUM CORPGDP	9,930	$13.39	$132,963	609,304	—	plan?
Jun 15, 2017 XForm 4 →	Jun 16, 2:48 pm EDT	GOODRICH PETROLEUM CORPGDP	5,766	$13.37	$77,091	619,234	—	plan?
May 26, 2017 XForm 4 →	Jun 1, 12:53 pm EDT	GOODRICH PETROLEUM CORPGDP	625,000	$0.01	$6,250	625,000	—	plan? late

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Feb 9, 2018 PForm 4 →	Feb 13, 3:13 pm EST	IMH Financial Corpno symbol	2,952,941	—	—	600,000	—
May 26, 2017 XForm 4 →	Jun 1, 12:53 pm EDT	GOODRICH PETROLEUM CORPGDP	625,000	$0.01	$6,250	0	—	late