SEC Form 4 · accession 0001225208-15-020068
JPMORGAN CHASE & CO · JPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Dimon
Officer — Chairman & CEO · Director
Period of report
Oct 21, 2015
Accepted (ET)
Oct 30, 2015 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 21, 2015 | P | 400 | $62.51 | A | 75,400 | I | By LLC |
| Common StockF1 | Oct 26, 2015 | P | 400 | $63.62 | A | 75,800 | I | By LLC |
| Common Stock | holding | — | — | — | 7,018 | I | By 401(k) | |
| Common StockF2 | holding | — | — | — | 522,743 | I | By Family Trusts | |
| Common StockF3 | holding | — | — | — | 4,135,239 | I | By GRAT | |
| Common StockF4 | holding | — | — | — | 1,034,344 | I | By Spouse | |
| Common StockF4 | holding | — | — | — | 350,656 | I | By Spouse's GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest.
- F2Balance reflects transfer of shares held in a single Trust for the benefit of family members to three separate Trusts for the benefit of family members.
- F3Balance reflects transfer of shares from direct ownership to a GRAT for the benefit of family members.
- F4Balance reflects transfer of shares from Spouse's GRAT to Spouse.