Company · CIK 0001535929 · SIC 6311 — Life Insurance · NYSE
Voya Financial, Inc. · VOYA
Insider activity reported against this company. All insider holders · Files at: KMF, KYE, FAX, KYN, DNP, BGB, BGX, CTR and 1 more. On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 27, 2017 FMForm 4 → | Mar 28, 5:47 pm EDT | Kevin D SilvaSee Remarks | 14,249 | $36.98 | $188,783 | 18,720 | — | plan? |
| Mar 10, 2017 SForm 4 → | Mar 10, 4:19 pm EST | Kevin D SilvaSee Remarks | 5,798 | $40.93 | $237,338 | 14,681 | −28.3% | plan? |
| Mar 8, 2017 SForm 4 → | Mar 8, 9:26 pm EST | Kevin D SilvaSee Remarks | 2,709 | $41.64 | $112,806 | 20,479 | −11.7% | plan? |
| Mar 8, 2017 SForm 4 → | Mar 8, 9:23 pm EST | Chetlur S RagavanSee Remarks | 2,617 | $41.46 | $108,514 | 25,379 | −9.35% | plan? |
| Mar 8, 2017 SForm 4 → | Mar 8, 9:18 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 2,529 | $41.56 | $105,104 | 105,746 | −2.34% | plan? |
| Mar 7, 2017 SForm 4 → | Mar 9, 6:48 am EST | Nancy FerraraSee Remarks | 4,406 | $41.38 | $182,323 | 17,779 | −19.9% | plan? |
| Mar 7, 2017 FMForm 4 → | Mar 9, 6:48 am EST | Nancy FerraraSee Remarks | 11,626 | $41.19 | $102,928 | 22,185 | — | plan? |
| Mar 7, 2017 FMForm 4 → | Mar 8, 9:35 pm EST | Clyde Landon Cobb Jr.See Remarks | 1,619 | $41.39 | $18,625 | 719 | — | plan? |
| Mar 7, 2017 FMForm 4 → | Mar 8, 9:29 pm EST | Patricia J WalshSee Remarks | 5,320 | $41.09 | $63,813 | 5,885 | — | plan? |
| Mar 7, 2017 SForm 4 → | Mar 8, 9:15 pm EST | Alain M KaraoglanSee Remarks | 21,368 | $41.26 | $881,593 | 34,819 | −38.0% | plan? |
| Mar 7, 2017 SForm 4 → | Mar 8, 9:10 pm EST | Christine HurtsellersSee Remarks | 15,730 | $41.27 | $649,181 | 0 | −100% | plan? |
| Mar 7, 2017 FMForm 4 → | Mar 8, 9:07 pm EST | Charles P NelsonCEO, Retirement | 11,781 | $41.09 | $140,035 | 8,567 | — | plan? |
| Mar 6, 2017 FMForm 4 → | Mar 8, 9:27 pm EST | Carolyn M JohnsonSee Remarks | 9,120 | $41.24 | $95,961 | 6,050 | — | plan? |
| Mar 6, 2017 FMForm 4 → | Mar 8, 9:26 pm EST | Kevin D SilvaSee Remarks | 25,289 | $41.19 | $335,381 | 23,188 | — | plan? |
| Mar 6, 2017 FMForm 4 → | Mar 8, 9:23 pm EST | Chetlur S RagavanSee Remarks | 18,264 | $41.18 | $217,715 | 27,996 | — | plan? |
| Mar 6, 2017 FMForm 4 → | Mar 8, 9:21 pm EST | Michael S SmithSee Remarks | 39,885 | $41.22 | $572,198 | 60,430 | — | plan? |
| Mar 6, 2017 FMForm 4 → | Mar 8, 9:18 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 178,112 | $41.20 | $2,629,104 | 108,275 | — | plan? |
| Mar 6, 2017 FMForm 4 → | Mar 8, 9:15 pm EST | Alain M KaraoglanSee Remarks | 75,374 | $41.20 | $1,112,591 | 46,941 | — | plan? |
| Mar 6, 2017 FMForm 4 → | Mar 8, 9:10 pm EST | Christine HurtsellersSee Remarks | 44,736 | $41.19 | $597,331 | 9,879 | — | plan? |
| Feb 15, 2017 SForm 4 → | Feb 15, 4:41 pm EST | Nancy FerraraSee Remarks | 2,358 | $42.52 | $100,267 | 15,557 | −13.2% | plan? |
| Nov 11, 2016 SForm 4 → | Nov 14, 5:49 pm EST | Nancy FerraraSee Remarks | 1,395 | $35.67 | $49,766 | 17,915 | −7.22% | plan? |
| Oct 31, 2016 FMForm 4 → | Nov 1, 5:30 pm EDT | Michael S SmithSee Remarks | 1,500 | $30.55 | $14,450 | 48,309 | — | plan? |
| Oct 31, 2016 FMForm 4 → | Nov 1, 5:03 pm EDT | Carolyn M JohnsonSee Remarks | 2,319 | $30.55 | $18,116 | 1,584 | — | plan? |
| Oct 26, 2016 FMForm 4 → | Oct 28, 4:37 pm EDT | Patricia J WalshSee Remarks | 12,821 | $30.64 | $140,178 | 3,671 | — | plan? |
| Sep 30, 2016 PForm 4 → | Oct 4, 6:10 pm EDT | Alain M KaraoglanSee Remarks | 820 | $26.89 | $22,053 | 34,819 | +2.41% | plan? |
| Aug 8, 2016 JForm 4 → | Aug 9, 6:03 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 100,000 | — | — | 57,779 | — | plan? |
| Jun 15, 2016 GForm 4 → | Aug 17, 5:14 pm EDT | J Barry GriswellDirector | 1,400 | — | — | 0 | — | plan? late |
| May 11, 2016 GForm 4 → | May 12, 4:31 pm EDT | J Barry GriswellDirector | 1,500 | — | — | 1,400 | — | plan? |
| May 1, 2016 FMForm 4 → | May 3, 5:14 pm EDT | Charles P NelsonCEO, Retirement | 7,326 | $32.69 | $60,869 | 3,602 | — | plan? |
| Mar 29, 2016 SForm 4 → | Mar 30, 5:26 pm EDT | Chetlur S RagavanSee Remarks | 1,420 | $30.29 | $43,012 | 20,306 | −6.54% | plan? |
| Mar 29, 2016 SForm 4 → | Mar 30, 5:23 pm EDT | Jeffrey T BeckerSee Remarks | 3,625 | $30.11 | $109,152 | 18,761 | −16.2% | plan? |
| Mar 29, 2016 SForm 4 → | Mar 30, 5:18 pm EDT | Ewout L SteenbergenSee Remarks | 1,675 | $30.11 | $50,434 | 5,097 | −24.7% | plan? |
| Mar 29, 2016 SForm 4 → | Mar 30, 5:09 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 2,324 | $30.34 | $70,501 | 157,779 | −1.45% | plan? |
| Mar 28, 2016 FMForm 4 → | Mar 30, 5:31 pm EDT | Michael S SmithSee Remarks | 12,271 | $30.45 | $117,781 | 47,755 | — | plan? |
| Mar 28, 2016 FMForm 4 → | Mar 30, 5:26 pm EDT | Chetlur S RagavanSee Remarks | 4,450 | $30.45 | $46,132 | 21,726 | — | plan? |
| Mar 28, 2016 FMForm 4 → | Mar 30, 5:23 pm EDT | Jeffrey T BeckerSee Remarks | 10,701 | $30.45 | $107,732 | 22,386 | — | plan? |
| Mar 28, 2016 FMForm 4 → | Mar 30, 5:21 pm EDT | Kevin D SilvaSee Remarks | 14,238 | $30.45 | $155,112 | 14,185 | — | plan? |
| Mar 28, 2016 FMForm 4 → | Mar 30, 5:18 pm EDT | Ewout L SteenbergenSee Remarks | 5,897 | $30.45 | $64,280 | 6,772 | — | plan? |
| Mar 28, 2016 FMForm 4 → | Mar 30, 5:14 pm EDT | Alain M KaraoglanSee Remarks | 19,053 | $30.45 | $207,608 | 33,999 | — | plan? |
| Mar 28, 2016 FMForm 4 → | Mar 30, 5:09 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 30,175 | $30.45 | $328,921 | 160,103 | — | plan? |
| Mar 8, 2016 SForm 4 → | Mar 9, 5:52 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 5,066 | $30.85 | $156,298 | 151,532 | −3.24% | plan? |
| Mar 8, 2016 SForm 4 → | Mar 9, 5:28 pm EST | Ewout L SteenbergenSee Remarks | 9,665 | $30.85 | $298,195 | 5,097 | −65.5% | plan? |
| Mar 8, 2016 SForm 4 → | Mar 9, 5:19 pm EST | Jeffrey T BeckerSee Remarks | 21,905 | $30.76 | $673,901 | 18,761 | −53.9% | plan? |
| Mar 7, 2016 FMForm 4 → | Mar 9, 5:52 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 183,465 | $31.35 | $2,058,817 | 156,598 | — | plan? |
| Mar 7, 2016 FMForm 4 → | Mar 9, 5:42 pm EST | Alain M KaraoglanSee Remarks | 81,208 | $31.35 | $904,855 | 28,582 | — | plan? |
| Mar 7, 2016 FMForm 4 → | Mar 9, 5:28 pm EST | Ewout L SteenbergenSee Remarks | 51,200 | $31.35 | $571,166 | 14,762 | — | plan? |
| Mar 7, 2016 FMForm 4 → | Mar 9, 5:23 pm EST | Michael S SmithSee Remarks | 33,600 | $31.35 | $295,568 | 43,220 | — | plan? |
| Mar 7, 2016 FMForm 4 → | Mar 9, 5:19 pm EST | Jeffrey T BeckerSee Remarks | 64,557 | $31.35 | $668,570 | 40,666 | — | plan? |
| Mar 7, 2016 FMForm 4 → | Mar 9, 5:17 pm EST | Kevin D SilvaSee Remarks | 25,875 | $31.35 | $246,725 | 10,135 | — | plan? |
| Mar 7, 2016 FMForm 4 → | Mar 9, 5:00 pm EST | Chetlur S RagavanSee Remarks | 18,760 | $31.35 | $173,083 | 20,306 | — | plan? |
| Jan 5, 2016 SForm 4 → | Jan 6, 5:27 pm EST | Jeffrey T BeckerSee Remarks | 9,065 | $36.68 | $332,530 | 32,887 | −21.6% | plan? |
| Jan 4, 2016 FMForm 4 → | Jan 6, 5:33 pm EST | Chetlur S RagavanSee Remarks | 9,824 | $37.20 | $102,709 | 17,716 | — | plan? |
| Jan 4, 2016 FMForm 4 → | Jan 6, 5:27 pm EST | Jeffrey T BeckerSee Remarks | 19,187 | $37.20 | $188,269 | 41,952 | — | plan? |
| Nov 20, 2015 SForm 4 → | Nov 23, 4:14 pm EST | Jeffrey T BeckerSee Remarks | 7,000 | $41.79 | $292,541 | 32,887 | −17.5% | plan? |
| Nov 10, 2015 SForm 4 → | Nov 12, 4:30 pm EST | Ewout L SteenbergenSee Remarks | 20,078 | $41.50 | $833,191 | 0 | −100% | plan? |
| Nov 2, 2015 SForm 4 → | Nov 4, 5:16 pm EST | Michael S SmithSee Remarks | 973 | $40.64 | $39,544 | 32,583 | −2.90% | plan? |
| Nov 2, 2015 FMForm 4 → | Nov 4, 5:16 pm EST | Michael S SmithSee Remarks | 3,133 | $40.57 | $43,816 | 33,556 | — | plan? |
| Sep 25, 2015 SForm 4 → | Sep 29, 5:33 pm EDT | Kevin D SilvaSee Remarks | 20,755 | $39.94 | $828,996 | 0 | −100% | plan? |
| Sep 11, 2015 SForm 4 → | Sep 11, 4:06 pm EDT | Joseph D. HoranSee Remarks | 2,944 | $42.45 | $124,962 | 0 | −100% | plan? |
| Sep 3, 2015 SForm 4 → | Sep 4, 5:02 pm EDT | Jeffrey T BeckerSee Remarks | 3,565 | $42.42 | $151,231 | 39,887 | −8.20% | plan? |
| Aug 21, 2015 PForm 4 → | Aug 24, 4:56 pm EDT | Joseph V TripodiDirector | 1,000 | $42.99 | $42,990 | 3,875 | +34.8% | plan? |
| Aug 13, 2015 GForm 4 → | Aug 31, 5:27 pm EDT | J Barry GriswellDirector | 2,200 | — | — | 11,395 | — | plan? late |
| Aug 10, 2015 SForm 4 → | Aug 12, 9:12 pm EDT | Alain M KaraoglanSee Remarks | 38,495 | $45.48 | $1,750,629 | 5,100 | −88.3% | plan? |
| Aug 7, 2015 PForm 4 → | Aug 7, 4:56 pm EDT | Byron H Pollitt Jr.Director | 2,000 | $44.84 | $89,679 | 3,015 | +197% | plan? |
| Aug 7, 2015 PForm 4 → | Aug 7, 4:05 pm EDT | Ruth Ann M GillisDirector | 2,000 | $45.28 | $90,563 | 3,015 | +197% | plan? |
| Jul 30, 2015 AForm 4 → | Aug 3, 4:26 pm EDT | Ruth Ann M GillisDirector | 1,015 | — | — | 1,015 | — | plan? |
| Jul 30, 2015 AForm 4 → | Aug 3, 4:14 pm EDT | Byron H Pollitt Jr.Director | 1,015 | — | — | 1,015 | — | plan? |
| May 20, 2015 PForm 4 → | May 21, 4:18 pm EDT | Joseph V TripodiDirector | 1,000 | $45.70 | $45,700 | 2,875 | +53.3% | plan? |
| May 13, 2015 SForm 4 → | May 15, 4:18 pm EDT | Ewout L SteenbergenSee Remarks | 2,350 | $44.52 | $104,622 | 20,078 | −10.5% | plan? |
| Apr 20, 2015 FForm 4 → | Apr 22, 4:16 pm EDT | Alain M KaraoglanSee Remarks | 9,892 | $42.93 | $424,664 | 43,595 | — | plan? |
| Apr 20, 2015 FForm 4 → | Apr 22, 4:13 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 29,674 | $42.93 | $1,273,905 | 104,477 | — | plan? |
| Apr 13, 2015 AForm 4 → | Apr 14, 5:23 pm EDT | Joseph V TripodiDirector | 1,875 | — | — | 1,875 | — | plan? |
| Mar 31, 2015 AForm 4 → | Apr 2, 4:21 pm EDT | Deborah C WrightDirector | 2,668 | — | — | 4,471 | — | plan? |
| Mar 31, 2015 AForm 4 → | Apr 2, 4:19 pm EDT | Jane ChwickDirector | 2,668 | — | — | 4,471 | — | plan? |
| Mar 31, 2015 AForm 4 → | Apr 2, 4:15 pm EDT | J Barry GriswellDirector | 2,668 | — | — | 13,595 | — | plan? |
| Mar 31, 2015 AForm 4 → | Apr 2, 4:13 pm EDT | David K ZwienerDirector | 2,668 | — | — | 13,595 | — | plan? |
| Mar 31, 2015 AForm 4 → | Apr 2, 4:11 pm EDT | Lynne BiggarDirector | 2,668 | — | — | 3,184 | — | plan? |
| Mar 31, 2015 AForm 4 → | Apr 2, 4:08 pm EDT | Fred S HubbellDirector | 2,668 | — | — | 16,159 | — | plan? |
| Mar 30, 2015 SForm 4 → | Apr 1, 7:00 pm EDT | Steven T PiersonChief Accounting Officer | 6,829 | $43.54 | $297,355 | 8,415 | −44.8% | plan? |
| Mar 30, 2015 MForm 4 → | Apr 1, 7:00 pm EDT | Steven T PiersonChief Accounting Officer | 6,829 | — | — | 15,244 | — | plan? |
| Mar 30, 2015 SForm 4 → | Apr 1, 6:52 pm EDT | Michael S SmithSee Remarks | 1,154 | $43.79 | $50,539 | 32,583 | −3.42% | plan? |
| Mar 30, 2015 FMForm 4 → | Apr 1, 6:52 pm EDT | Michael S SmithSee Remarks | 24,530 | $43.31 | $334,570 | 33,737 | — | plan? |
| Mar 30, 2015 SForm 4 → | Apr 1, 6:50 pm EDT | Jeffrey T BeckerSee Remarks | 3,790 | $43.65 | $165,425 | 43,452 | −8.02% | plan? |
| Mar 30, 2015 FMForm 4 → | Apr 1, 6:50 pm EDT | Jeffrey T BeckerSee Remarks | 21,295 | $43.31 | $301,871 | 47,242 | — | plan? |
| Mar 30, 2015 SForm 4 → | Apr 1, 6:49 pm EDT | Kevin D SilvaSee Remarks | 999 | $43.67 | $43,628 | 20,755 | −4.59% | plan? |
| Mar 30, 2015 FMForm 4 → | Apr 1, 6:49 pm EDT | Kevin D SilvaSee Remarks | 26,617 | $43.31 | $360,772 | 21,754 | — | plan? |
| Mar 30, 2015 SForm 4 → | Apr 1, 6:47 pm EDT | Alain M KaraoglanSee Remarks | 2,368 | $43.65 | $103,353 | 53,487 | −4.24% | plan? |
| Mar 30, 2015 FMForm 4 → | Apr 1, 6:47 pm EDT | Alain M KaraoglanSee Remarks | 38,132 | $43.31 | $591,658 | 55,855 | — | plan? |
| Mar 30, 2015 SForm 4 → | Apr 1, 6:46 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 4,641 | $43.58 | $202,264 | 134,151 | −3.34% | plan? |
| Mar 30, 2015 FMForm 4 → | Apr 1, 6:46 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 60,377 | $43.31 | $936,795 | 138,792 | — | plan? |
| Mar 30, 2015 FMForm 4 → | Apr 1, 6:21 pm EDT | Ewout L SteenbergenSee Remarks | 11,803 | $43.31 | $183,158 | 22,428 | — | plan? |
| Mar 30, 2015 FMForm 4 → | Apr 1, 6:14 pm EDT | Chetlur S RagavanSee Remarks | 8,055 | $43.31 | $94,676 | 13,414 | — | plan? |
| Mar 9, 2015 DForm 4 → | Mar 9, 4:30 pm EDT | ING GROEP NV10% Owner | 13,599,274 | $44.12 | $599,999,969 | 0 | — | plan? |
| Mar 9, 2015 SForm 4 → | Mar 9, 4:30 pm EDT | ING GROEP NV10% Owner | 32,018,100 | $44.20 | $1,415,200,020 | 13,599,274 | −70.2% | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2016 AForm 4 → | Jul 1, 4:23 pm EDT | Ruth Ann M GillisDirector | 1,262 | $24.76 | $31,250 | 2,349 | — | |
| Jun 15, 2016 AForm 4 → | Jun 17, 4:21 pm EDT | Ruth Ann M GillisDirector | 1,086 | $28.94 | $31,440 | 1,086 | — | |
| Jun 15, 2016 AForm 4 → | Jun 17, 4:17 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 17 | $28.94 | $500 | 7,400 | — | |
| May 31, 2016 AForm 4 → | Jun 2, 4:31 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 15 | $32.86 | $500 | 7,383 | — | |
| May 13, 2016 AForm 4 → | May 17, 8:12 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 17 | $30.30 | $500 | 7,367 | — | |
| May 1, 2016 MForm 4 → | May 3, 5:14 pm EDT | Charles P NelsonCEO, Retirement | 5,464 | — | — | 59,467 | — | |
| Apr 29, 2016 AForm 4 → | May 3, 4:29 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 15 | $32.47 | $500 | 7,350 | — | |
| Apr 15, 2016 AForm 4 → | Apr 19, 5:57 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 16 | $31.61 | $500 | 7,334 | — | |
| Mar 31, 2016 AForm 4 → | Apr 4, 4:24 pm EDT | Byron H Pollitt Jr.Director | 3,862 | — | — | 4,877 | — | |
| Mar 31, 2016 AForm 4 → | Apr 4, 4:23 pm EDT | Joseph V TripodiDirector | 3,862 | — | — | 5,737 | — | |
| Mar 31, 2016 AForm 4 → | Apr 4, 4:21 pm EDT | Fred S HubbellDirector | 3,862 | — | — | 12,357 | — | |
| Mar 31, 2016 AForm 4 → | Apr 4, 4:20 pm EDT | Ruth Ann M GillisDirector | 3,862 | — | — | 4,877 | — | |
| Mar 31, 2016 AForm 4 → | Apr 4, 4:19 pm EDT | J Barry GriswellDirector | 3,862 | — | — | 12,357 | — | |
| Mar 31, 2016 AForm 4 → | Apr 4, 4:18 pm EDT | David K ZwienerDirector | 3,862 | — | — | 12,357 | — | |
| Mar 31, 2016 AForm 4 → | Apr 4, 4:17 pm EDT | Deborah C WrightDirector | 3,862 | — | — | 8,333 | — | |
| Mar 31, 2016 AForm 4 → | Apr 4, 4:15 pm EDT | Jane ChwickDirector | 3,862 | — | — | 8,333 | — | |
| Mar 31, 2016 AForm 4 → | Apr 4, 4:14 pm EDT | Lynne BiggarDirector | 3,862 | — | — | 7,046 | — | |
| Mar 31, 2016 AForm 4 → | Apr 4, 4:11 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 17 | $29.77 | $500 | 7,318 | — | |
| Mar 28, 2016 MForm 4 → | Mar 30, 5:31 pm EDT | Michael S SmithSee Remarks | 8,403 | — | — | 54,519 | — | |
| Mar 28, 2016 MForm 4 → | Mar 30, 5:26 pm EDT | Chetlur S RagavanSee Remarks | 2,935 | — | — | 27,276 | — | |
| Mar 28, 2016 MForm 4 → | Mar 30, 5:23 pm EDT | Jeffrey T BeckerSee Remarks | 7,163 | — | — | 80,248 | — | |
| Mar 28, 2016 MForm 4 → | Mar 30, 5:21 pm EDT | Kevin D SilvaSee Remarks | 9,144 | — | — | 39,668 | — | |
| Mar 28, 2016 MForm 4 → | Mar 30, 5:18 pm EDT | Ewout L SteenbergenSee Remarks | 3,786 | — | — | 83,773 | — | |
| Mar 28, 2016 MForm 4 → | Mar 30, 5:14 pm EDT | Alain M KaraoglanSee Remarks | 12,235 | — | — | 97,145 | — | |
| Mar 28, 2016 MForm 4 → | Mar 30, 5:09 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 19,373 | — | — | 222,354 | — | |
| Mar 15, 2016 AForm 4 → | Mar 17, 6:36 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 16 | $30.96 | $500 | 7,302 | — | |
| Mar 7, 2016 AMForm 4 → | Mar 9, 5:52 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 320,082 | — | — | 165,348 | — | |
| Mar 7, 2016 AMForm 4 → | Mar 9, 5:42 pm EST | Alain M KaraoglanSee Remarks | 130,161 | — | — | 65,517 | — | |
| Mar 7, 2016 AMForm 4 → | Mar 9, 5:28 pm EST | Ewout L SteenbergenSee Remarks | 140,322 | — | — | 71,081 | — | |
| Mar 7, 2016 AMForm 4 → | Mar 9, 5:23 pm EST | Michael S SmithSee Remarks | 71,874 | — | — | 40,833 | — | |
| Mar 7, 2016 AMForm 4 → | Mar 9, 5:19 pm EST | Jeffrey T BeckerSee Remarks | 113,065 | — | — | 52,988 | — | |
| Mar 7, 2016 AMForm 4 → | Mar 9, 5:17 pm EST | Kevin D SilvaSee Remarks | 47,732 | — | — | 24,303 | — | |
| Mar 7, 2016 AForm 4 → | Mar 9, 5:13 pm EST | Charles P NelsonCEO, Retirement | 55,820 | — | — | 34,799 | — | |
| Mar 7, 2016 AMForm 4 → | Mar 9, 5:00 pm EST | Chetlur S RagavanSee Remarks | 39,180 | — | — | 19,592 | — | |
| Mar 7, 2016 AForm 4 → | Mar 9, 4:50 pm EST | Patricia J WalshSee Remarks | 25,118 | — | — | 13,815 | — | |
| Mar 7, 2016 AForm 4 → | Mar 9, 4:42 pm EST | Clyde Landon Cobb Jr.See Remarks | 6,378 | — | — | 2,870 | — | |
| Mar 4, 2016 AForm 4 → | Mar 8, 2017, 8:57 pm EST | Charles P NelsonCEO, Retirement | 1,084 | $34.67 | $37,596 | 1,084 | — | late |
| Mar 4, 2016 AForm 4 → | Mar 8, 8:33 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 3,033 | $31.05 | $94,189 | 7,285 | — | |
| Dec 31, 2015 AForm 4 → | Jan 5, 2016, 4:24 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 15 | — | — | 4,252 | — | |
| Dec 16, 2015 AForm 4 → | Dec 18, 5:41 pm EST | Ewout L SteenbergenSee Remarks | 119,200 | — | — | 119,200 | — | |
| Dec 16, 2015 AForm 4 → | Dec 18, 5:40 pm EST | Patricia J WalshSee Remarks | 87,400 | — | — | 87,400 | — | |
| Dec 16, 2015 AForm 4 → | Dec 18, 5:36 pm EST | Michael S SmithSee Remarks | 111,200 | — | — | 111,200 | — | |
| Dec 16, 2015 AForm 4 → | Dec 18, 5:33 pm EST | Kevin D SilvaSee Remarks | 87,400 | — | — | 87,400 | — | |
| Dec 16, 2015 AForm 4 → | Dec 18, 5:31 pm EST | Chetlur S RagavanSee Remarks | 87,400 | — | — | 87,400 | — | |
| Dec 16, 2015 AForm 4 → | Dec 18, 5:28 pm EST | Charles P NelsonCEO, Retirement | 111,200 | — | — | 111,200 | — | |
| Dec 16, 2015 AForm 4 → | Dec 18, 5:24 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 158,900 | — | — | 158,900 | — | |
| Dec 16, 2015 AForm 4 → | Dec 18, 5:23 pm EST | Alain M KaraoglanSee Remarks | 119,200 | — | — | 119,200 | — | |
| Dec 16, 2015 AForm 4 → | Dec 18, 5:21 pm EST | Jeffrey T BeckerSee Remarks | 111,200 | — | — | 111,200 | — | |
| Dec 16, 2015 AForm 4 → | Dec 18, 5:18 pm EST | Clyde Landon Cobb Jr.See Remarks | 25,400 | — | — | 25,400 | — | |
| Dec 15, 2015 AForm 4 → | Dec 17, 4:19 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 13 | $37.15 | $500 | 4,237 | — | |
| Nov 30, 2015 AForm 4 → | Dec 2, 5:07 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 12 | $40.70 | $500 | 4,224 | — | |
| Nov 13, 2015 AForm 4 → | Nov 17, 4:27 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 12 | $40.87 | $500 | 4,211 | — | |
| Oct 31, 2015 AForm 4 → | Nov 3, 4:09 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 12 | $40.57 | $500 | 4,199 | — | |
| Oct 26, 2015 AForm 4 → | Oct 28, 4:58 pm EDT | Patricia J WalshSee Remarks | 24,740 | — | — | 24,740 | — | |
| Oct 15, 2015 AForm 4 → | Oct 19, 4:50 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 13 | $39.26 | $500 | 4,187 | — | |
| Sep 30, 2015 AForm 4 → | Oct 2, 4:30 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 14 | $38.77 | $541 | 4,174 | — | |
| Sep 15, 2015 AForm 4 → | Sep 16, 5:59 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 12 | $42.94 | $500 | 4,160 | — | |
| Sep 8, 2015 AForm 4 → | Sep 10, 6:44 pm EDT | Charles P NelsonCEO, Retirement | 4,098 | — | — | 4,098 | — | |
| Aug 31, 2015 AForm 4 → | Sep 2, 4:17 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 12 | $43.08 | $500 | 4,149 | — | |
| Aug 14, 2015 AForm 4 → | Aug 18, 4:28 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 11 | $45.05 | $500 | 4,137 | — | |
| Jul 31, 2015 AForm 4 → | Aug 4, 4:12 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 11 | $46.95 | $500 | 4,126 | — | |
| Jul 15, 2015 AForm 4 → | Jul 17, 4:12 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 11 | $47.23 | $500 | 4,115 | — | |
| Jun 30, 2015 AForm 4 → | Jul 2, 4:55 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 15 | $46.47 | $688 | 4,105 | — | |
| Jun 15, 2015 AForm 4 → | Jun 17, 4:24 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 11 | $46.95 | $500 | 4,090 | — | |
| May 31, 2015 AForm 4 → | Jun 2, 4:20 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 11 | $45.31 | $500 | 4,079 | — | |
| May 15, 2015 AForm 4 → | May 19, 4:09 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 11 | $44.81 | $500 | 4,068 | — | |
| May 1, 2015 AForm 4 → | May 5, 6:21 pm EDT | Charles P NelsonCEO, Retirement | 39,812 | — | — | 23,419 | — | |
| Apr 30, 2015 AForm 4 → | May 4, 4:05 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 12 | $42.34 | $500 | 4,057 | — | |
| Apr 15, 2015 AForm 4 → | Apr 17, 4:28 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 12 | $43.45 | $500 | 4,045 | — | |
| Mar 31, 2015 AForm 4 → | Apr 1, 6:46 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 12 | $43.11 | $500 | 4,034 | — | |
| Mar 18, 2015 AForm 4 → | Mar 20, 4:17 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 766 | $44.38 | $33,985 | 4,022 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 9:45 pm EDT | Chetlur S RagavanSee Remarks | 14,248 | — | — | 7,836 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 9:36 pm EDT | Michael S SmithSee Remarks | 39,056 | — | — | 21,481 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 9:34 pm EDT | Jeffrey T BeckerSee Remarks | 39,011 | — | — | 21,456 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 9:31 pm EDT | Ewout L SteenbergenSee Remarks | 32,226 | — | — | 17,724 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 9:29 pm EDT | Alain M KaraoglanSee Remarks | 60,788 | — | — | 33,433 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 9:27 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 144,731 | — | — | 79,602 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 9:24 pm EDT | Kevin D SilvaSee Remarks | 21,280 | — | — | 11,704 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 9:20 pm EDT | Steven T PiersonChief Accounting Officer | 6,785 | — | — | 3,053 | — | |
| Dec 31, 2014 AForm 4 → | Jan 5, 2015, 4:10 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 12 | $42.38 | $500 | 3,256 | — |
Filed by this entity as an insider elsewhere — common stock
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2017 JForm 4 → | Aug 8, 2018, 4:24 pm EDT | Kayne Anderson Energy Total Return Fund, Inc.KYE | 1,000,000 | $25.00 | $25,004,000 | 0 | — | plan? late |
| Aug 10, 2017 PForm 4 → | Aug 11, 4:27 pm EDT | ABERDEEN ASIA-PACIFIC INCOME FUND INCFAX | 24,000,000 | $24,000,000.00 | $576,000,000,000,000 | — | — | plan? |
| Sep 7, 2016 PForm 4 → | Sep 9, 4:09 pm EDT | Kayne Anderson Energy Total Return Fund, Inc.KYE | 800,000 | $20,000,000.00 | $16,000,000,000,000 | 800,000 | — | plan? |
| Jan 13, 2016 JForm 4 → | Sep 9, 4:09 pm EDT | Kayne Anderson Energy Total Return Fund, Inc.KYE | 666,667 | $25.15 | $16,765,342 | 0 | — | plan? late |
| Jan 5, 2016 JForm 4 → | Aug 8, 2018, 4:24 pm EDT | KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.KMF | 1,050,000 | $25.07 | $26,328,167 | 800,000 | — | plan? late |
Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)
No reported derivative activity in this period.