SEC Form 4 · accession 0001127602-15-014973
Voya Financial, Inc. · VOYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodney O Martin Jr.
Officer — Chairman and CEO · Director
Period of report
Apr 20, 2015
Accepted (ET)
Apr 22, 2015 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535929
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 20, 2015 | F | 29,674 | $42.93 | D | 104,477 | D | |
| Common Stock | holding | — | — | — | 2,777 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Savings Plan Issuer Stock UnitsF2 | — | holding | — | — | — | — | — | Common Stock | 4,045 | 4,045 | D |
Explanation of responses
- F1Represents shares of Voya Financial, Inc. common stock withheld to satisfy tax obligations, following vesting and delivery of restricted shares of Voya Financial, Inc.
- F2Each of these units represents a right to receive the cash value of one share of the issuer's common stock upon the reporting person's separation from the issuer. The reporting person may reallocate investments in these units to alternative investments in the future.