SEC Form 4 · accession 0001127602-15-029687
Voya Financial, Inc. · VOYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia J Walsh
Officer — See Remarks
Period of report
Oct 26, 2015
Accepted (ET)
Oct 28, 2015 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535929
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Oct 26, 2015 | A | 24,740 | A | — | — | Common Stock | 24,740 | 24,740 | D |
Explanation of responses
- F1Each stock unit represents a conditional right to receive one share of the Issuer's Common Stock.
- F2The number of stock units granted was determined by reference to the closing price of a share of the Issuer's Common Stock on October 26, 2015, the date of the grant.
- F38,246 of the stock units will vest on October 26, 2016, 8,247 on October 26, 2017 and 8,247 on October 26, 2018.
Remarks
Executive Vice President and Chief Legal Officer