SEC Form 4 · accession 0001127602-15-016362
Voya Financial, Inc. · VOYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles P Nelson
Officer — CEO, Retirement
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535929
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | May 1, 2015 | A | 16,393 | A | — | — | Common Stock | 16,393 | 16,393 | D |
| Restricted Stock UnitsF2,F1,F4 | — | May 1, 2015 | A | 23,419 | A | — | — | Common Stock | 23,419 | 23,419 | D |
Explanation of responses
- F1Each stock unit represents a conditional right to receive one share of the Issuer's Common Stock.
- F2The number of stock units granted was determined by reference to the closing price of a share of the Issuer's Common Stock on May 1, 2015, the date of the grant.
- F35,464 of the stock units will vest on May 1, 2016, 5,464 on May 1, 2017 and 5,465 on May 1, 2018.
- F411,709 of the stock units will vest on May 1, 2019 and 11,710 on May 1, 2023.