SEC Form 4 · accession 0001127602-15-014975
Voya Financial, Inc. · VOYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alain M Karaoglan
Officer — See Remarks
Period of report
Apr 20, 2015
Accepted (ET)
Apr 22, 2015 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535929
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 20, 2015 | F | 9,892 | $42.93 | D | 43,595 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Voya Financial, Inc. common stock withheld to satisfy tax obligations, following vesting and delivery of restricted shares of Voya Financial, Inc.
Remarks
Executive Vice President and Chief Operating Officer