SEC Form 4 · accession 0001127602-15-027818
Voya Financial, Inc. · VOYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin D Silva
Officer — See Remarks
Period of report
Sep 25, 2015
Accepted (ET)
Sep 29, 2015 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535929
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Sep 25, 2015 | S | 20,755 | $39.942 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2015.
- F2This transaction was executed in multiple trades at prices ranging from $39.66 to $40.45. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F3Following the transaction reported on this Form 4, Mr. Silva continues to hold 49,143 unvested restricted stock units and 11,704 unvested performance stock units of the Company.
Remarks
Executive Vice President and Chief Human Resources Officer