SEC Form 4 · accession 0001127602-16-060518
Voya Financial, Inc. · VOYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Barry Griswell
Director
Period of report
Jun 15, 2016
Accepted (ET)
Aug 17, 2016 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535929
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 15, 2016 | G | 1,400 | $0.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 12,357 | 12,357 | D |
Explanation of responses
- F1Gift to a charitable organization.
- F2Each stock unit represents a conditional right to receive one share of the company's common stock.
- F3The stock units will vest based on their respective award agreements.