SEC Form 4 · accession 0001127602-15-031161
Voya Financial, Inc. · VOYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ewout L Steenbergen
Officer — See Remarks
Period of report
Nov 10, 2015
Accepted (ET)
Nov 12, 2015 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535929
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 10, 2015 | S | 20,078 | $41.4977 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $41.13 to $41.73. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2Following the transaction reported on this Form 4, Mr. Steenbergen continues to hold 65,730 unvested restricted stock units and 17,724 unvested performance stock units of the issuer.
Remarks
Executive Vice President and Chief Financial Officer