SEC Form 4 · accession 0000899243-15-004659
Voya Financial, Inc. · VOYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles P Nelson
Officer — CEO, Retirement
Period of report
Sep 8, 2015
Accepted (ET)
Sep 10, 2015 · 6:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535929
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitF2,F1,F3 | — | Sep 8, 2015 | A | 4,098 | A | — | — | Common Stock | 4,098 | 4,098 | D |
Explanation of responses
- F1Each stock unit represents a conditional right to receive a number of the Issuer's common stock. See footnote (2) below.
- F2The number of shares of Common Stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of Common Stock delivered upon vesting can range from 0% to 150% of the number presented above.
- F3The performance stock units have a three-year vesting date.