SEC Form 4 · accession 0001209191-15-024088
Voya Financial, Inc. · VOYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
ING GROEP NV
10% Owner
Period of report
Mar 9, 2015
Accepted (ET)
Mar 9, 2015 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535929
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2015 | S | 32,018,100 | $44.20 | D | 13,599,274 | D | |
| Common StockF1 | Mar 9, 2015 | D | 13,599,274 | $44.12 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Following the sale of 32,018,100 shares in a public secondary offering and the concurrent sale of 13,599,274 shares to Voya Financial, Inc., ING Group N.V. has fully exited its stake in Voya Financial, Inc. common stock. ING Group will continue to hold warrants that are exercisable for 26,050,846 shares of Voya Financial, Inc. common stock at an exercise price of $48.75 per share of common stock, in each case subject to adjustments.