Form4insider filings, from the source

Company · CIK 0001505155 · SIC 7372 — Services-Prepackaged Software · Nasdaq

Upland Software, Inc. · UPLD

Insider activity reported against this company. All insider holders · On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $15.0M · 58sales $124.9M · 40net −$109.9M
$10k$10k$1M$1M$100M$100MbuyssalesDec 2014Nov 2016Nov 2018Oct 2020Sep 2022Aug 2024Aug 2026

Reported at this company — common stock

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Jul 13, 2016 PForm 4 →Jul 18, 7:39 pm EDTESW Capital, LLC +110% Owner11,482$7.57$86,9412,786,360+0.41% plan? late
Jul 6, 2016 PForm 4 →Jul 13, 6:39 pm EDTESW Capital, LLC +110% Owner30,990$7.50$232,4222,774,878+1.13% plan? late
Jun 27, 2016 PForm 4 →Jul 7, 4:58 pm EDTESW Capital, LLC +110% Owner17,576$7.56$132,8272,743,888+0.64% plan? late
Jun 21, 2016 PForm 4 →Jun 27, 5:14 pm EDTESW Capital, LLC +110% Owner16,843$7.47$125,7872,726,312+0.62% plan? late
Jun 14, 2016 PForm 4 →Jun 17, 11:07 am EDTESW Capital, LLC +110% Owner5,624$7.17$40,3242,709,469+0.21% plan? late
Jun 8, 2016 PForm 4 →Jun 13, 8:55 pm EDTESW Capital, LLC +110% Owner51,608$7.18$370,2872,703,845+1.95% plan? late
Jun 3, 2016 PForm 4 →Jun 8, 4:06 pm EDTESW Capital, LLC +110% Owner64,106$7.17$459,6472,652,237+2.48% plan? late
May 24, 2016 PForm 4 →May 27, 7:52 pm EDTESW Capital, LLC +110% Owner63,903$7.43$474,6971,803,574+3.67% plan? late
May 16, 2016 PForm 4 →May 18, 8:37 pm EDTESW Capital, LLC +110% Owner5,999$7.00$41,9752,566,830+0.23% plan?
May 6, 2016 PForm 4 →May 16, 2:10 pm EDTESW Capital, LLC +110% Owner30,308$6.98$211,5682,560,831+1.20% plan? late
Apr 26, 2016 PForm 4 →May 2, 2:27 pm EDTESW Capital, LLC +110% Owner9,556$6.98$66,7432,530,523+0.38% plan? late
Apr 7, 2016 AForm 4 →Apr 11, 5:27 pm EDTJohn T McDonaldCEO, Director, 10% Owner50,000$6.81$340,5001,835,770— plan?
Mar 24, 2016 AForm 4 →Mar 28, 7:45 pm EDTTimothy MattoxPresident & COO150,000$6.81$1,021,500370,916— plan?
Mar 24, 2016 AForm 4 →Mar 28, 5:26 pm EDTMichael Douglass HillCFO,Treasurer & Secretary50,000$6.81$340,500254,064— plan?
Mar 18, 2016 PForm 4 →Mar 22, 12:06 pm EDTESW Capital, LLC +110% Owner11,882$6.25$74,2572,520,967+0.47% plan?
Mar 15, 2016 PForm 4 →Mar 16, 9:45 pm EDTESW Capital, LLC +110% Owner20,954$6.27$131,3822,509,085+0.84% plan?
Mar 14, 2016 PForm 4 →Mar 16, 9:45 pm EDTESW Capital, LLC +110% Owner1,000,000——1,000,000— plan?
Feb 8, 2016 PForm 4 →Feb 10, 12:02 pm ESTESW Capital, LLC +110% Owner63,996$6.94$443,8972,488,131+2.64% plan?
Jan 26, 2016 PForm 4 →Feb 1, 1:58 pm ESTESW Capital, LLC10% Owner26,510$6.93$183,6362,424,135+1.11% plan? late
Jan 20, 2016 PForm 4 →Jan 26, 1:30 pm ESTESW Capital, LLC10% Owner4,055$6.90$27,9972,397,625+0.17% plan? late
Jan 15, 2016 PForm 4 →Jan 20, 9:10 pm ESTESW Capital, LLC10% Owner13,639$7.00$95,4732,393,570+0.57% plan?
Jan 12, 2016 PForm 4 →Jan 14, 10:06 am ESTESW Capital, LLC10% Owner55,293$6.99$386,6142,379,931+2.38% plan?
Jan 7, 2016 PForm 4 →Jan 11, 1:35 pm ESTESW Capital, LLC10% Owner7,500$6.82$51,1582,324,638+0.32% plan?
Dec 31, 2015 GForm 5 →Feb 16, 2016, 5:31 pm ESTJohn T McDonaldCEO, Director, 10% Owner7,500——1,785,770— plan?
Dec 28, 2015 PForm 4 →Dec 30, 5:17 pm ESTESW Capital, LLC +110% Owner43,719$6.98$305,0532,314,738+1.93% plan?
Dec 22, 2015 PForm 4 →Dec 29, 6:06 am ESTESW Capital, LLC +110% Owner57,232$6.96$398,5892,271,019+2.59% plan? late
Dec 18, 2015 PForm 4 →Dec 22, 1:51 pm ESTESW Capital, LLC +110% Owner65,712$6.95$456,4232,213,787+3.06% plan?
Dec 16, 2015 FForm 4 →Dec 18, 5:09 pm ESTMichael Douglass HillCFO,Treasurer & Secretary3,333$6.95$23,164204,064— plan?
Dec 16, 2015 FForm 4 →Dec 18, 5:06 pm ESTTimothy MattoxPresident & COO8,333$6.95$57,914220,916— plan?
Dec 15, 2015 PForm 4 →Dec 18, 11:19 am ESTESW Capital, LLC +110% Owner59,944$6.74$404,2582,148,075+2.87% plan? late
Sep 30, 2015 PForm 4 →Oct 2, 4:55 pm EDTESW Capital, LLC +110% Owner4,674$7.81$36,5042,088,131+0.22% plan?
Sep 28, 2015 PForm 4 →Sep 29, 6:56 pm EDTESW Capital, LLC +110% Owner6,866$7.85$53,8952,083,457+0.33% plan?
Sep 24, 2015 PForm 4 →Sep 28, 10:14 am EDTESW Capital, LLC +110% Owner1,765$7.80$13,7672,076,591+0.09% plan?
Sep 18, 2015 PForm 4 →Sep 22, 6:20 am EDTESW Capital, LLC +110% Owner600$7.90$4,7402,074,826+0.03% plan?
Sep 14, 2015 PForm 4 →Sep 15, 6:38 pm EDTESW Capital, LLC +110% Owner9,488$7.88$74,7672,074,226+0.46% plan?
Sep 10, 2015 PForm 4 →Sep 14, 6:13 am EDTESW Capital, LLC +110% Owner19,163$7.90$151,3882,064,738+0.94% plan?
Sep 8, 2015 PForm 4 →Sep 9, 6:25 pm EDTESW Capital, LLC +110% Owner44,879$7.90$354,4972,045,575+2.24% plan?
Sep 1, 2015 PForm 4 →Sep 3, 6:05 am EDTESW Capital, LLC +110% Owner1,113$7.80$8,6812,000,696+0.06% plan?
Aug 28, 2015 PForm 4 →Aug 31, 6:56 pm EDTESW Capital, LLC +110% Owner3,500$7.90$27,6491,999,583+0.18% plan?
Aug 26, 2015 PForm 4 →Aug 27, 7:52 pm EDTESW Capital, LLC +110% Owner11,802$7.84$92,5131,996,083+0.59% plan?
Aug 24, 2015 PForm 4 →Aug 25, 6:46 pm EDTESW Capital, LLC +110% Owner17,340$7.66$132,8761,984,281+0.88% plan?
Aug 20, 2015 PForm 4 →Aug 24, 6:07 am EDTESW Capital, LLC +110% Owner52,706$7.68$404,7421,966,941+2.75% plan?
Aug 14, 2015 PForm 4 →Aug 17, 5:57 pm EDTESW Capital, LLC +110% Owner13,054$7.84$102,3911,914,235+0.69% plan?
Aug 12, 2015 PForm 4 →Aug 14, 4:21 pm EDTESW Capital, LLC +110% Owner16,140$7.54$121,6481,901,181+0.86% plan?
Aug 11, 2015 PForm 4 →Aug 12, 8:24 pm EDTESW Capital, LLC +110% Owner11,273$7.59$85,5881,885,041+0.60% plan?
Aug 6, 2015 PForm 4 →Aug 10, 9:03 pm EDTESW Capital, LLC +110% Owner23,333$7.69$179,3281,873,768+1.26% plan?
Aug 4, 2015 PForm 4 →Aug 6, 4:15 pm EDTESW Capital, LLC +110% Owner7,093$7.82$55,4391,850,435+0.38% plan?
Jul 29, 2015 PForm 4 →Jul 31, 2:57 pm EDTESW Capital, LLC +110% Owner26,205$7.86$206,0121,843,342+1.44% plan?
Jul 21, 2015 PForm 4 →Jul 23, 2:08 pm EDTESW Capital, LLC +110% Owner215,000$8.15$1,752,2501,817,137+13.4% plan?
Jul 17, 2015 PForm 4 →Jul 20, 5:34 pm EDTESW Capital, LLC +110% Owner1,000$8.00$8,0001,602,137+0.06% plan?
Jul 15, 2015 PForm 4 →Jul 17, 2:08 pm EDTESW Capital, LLC +110% Owner5,375$7.96$42,7791,601,137+0.34% plan?
Jul 14, 2015 FForm 4 →Sep 15, 5:24 pm EDTTimothy MattoxPresident & COO2,731$8.39$22,924229,249— plan? late
Jun 22, 2015 PForm 4 →Jun 22, 5:59 pm EDTESW Capital, LLC +110% Owner315,000$8.00$2,520,0001,593,523+24.6% plan?
Jun 17, 2015 PForm 4 →Jun 22, 3:38 pm EDTESW Capital, LLC +110% Owner70,625$8.00$565,0001,278,523+5.85% plan? late
Jun 15, 2015 PForm 4 →Jun 16, 9:50 pm EDTESW Capital, LLC +110% Owner9,045$8.00$72,3601,207,898+0.75% plan?
Jun 9, 2015 PForm 4 →Jun 10, 6:57 pm EDTESW Capital, LLC +110% Owner6,716$8.00$53,7281,198,853+0.56% plan?
Jun 4, 2015 PForm 4 →Jun 8, 9:20 pm EDTESW Capital, LLC +110% Owner106,245$7.99$849,3191,192,137+9.78% plan?
May 12, 2015 AForm 4 →May 14, 7:01 pm EDTTimothy MattoxPresident & COO150,000——231,980— plan?
May 12, 2015 AForm 4 →May 14, 6:58 pm EDTMichael Douglass HillCFO,Treasurer & Asst Secretary40,000——207,397— plan?
Jan 16, 2015 PForm 4 →Jan 21, 4:05 pm ESTESW Capital, LLC +110% Owner59,713$8.66$517,3711,085,892+5.82% plan?
Jan 14, 2015 PForm 4 →Jan 15, 8:07 pm ESTESW Capital, LLC +110% Owner23,784$8.87$210,8841,026,179+2.37% plan?
Jan 4, 2015 PForm 4 →Jan 5, 2016, 8:51 pm ESTESW Capital, LLC +110% Owner2,400$6.97$16,7222,317,138+0.10% plan? late
Dec 17, 2014 PForm 4/A →Mar 30, 2015, 5:54 pm EDTESW Capital, LLC +110% Owner33,990$8.98$305,309995,461+3.54% plan?

Reported at this company — derivatives (options, RSUs, warrants)

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Aug 17, 2026 AForm 4 →Aug 18, 4:25 pm EDTJennifer L. SimonChief Financial Officer6,666——6,666—
Jun 4, 2026 AForm 4 →Jun 8, 4:51 pm EDTSean NathanielCEO and President133,333——133,333—
Aug 6, 2018 AForm 4/A →Aug 30, 4:15 pm EDTDavid MayDirector4,378——4,378—
Aug 6, 2018 AForm 4 →Aug 8, 4:34 pm EDTDavid MayDirector4,378——4,378— amended
Jul 31, 2018 MForm 4 →Aug 1, 6:24 pm EDTTimothy MattoxPresident & COO15,860——19,724—
May 29, 2018 MForm 4 →May 31, 7:15 pm EDTMichael Douglass HillCFO,Treasurer & Secretary15,000——6,383—
Nov 7, 2017 AForm 4 →Nov 8, 3:58 pm ESTJoe RossDirector18,414——18,414—
Aug 22, 2017 MForm 4 →Aug 23, 4:34 pm EDTMichael Douglass HillCFO,Treasurer & Secretary16,000——21,383—
Aug 21, 2017 MForm 4 →Aug 23, 4:35 pm EDTTimothy MattoxPresident & COO30,000——4,395—
Aug 8, 2017 AForm 4 →Oct 5, 4:06 pm EDTStephen E CourterDirector6,525——37,941— late
Aug 8, 2017 AForm 4 →Oct 5, 4:04 pm EDTDavid MayDirector6,525——45,242— late
Aug 8, 2017 AForm 4 →Oct 5, 4:03 pm EDTRodney C FavaronDirector6,525——37,941— late
Aug 8, 2016 AForm 4/A →Aug 30, 2018, 6:11 pm EDTStephen E CourterDirector15,487——15,487—
Aug 8, 2016 AForm 4/A →Aug 30, 2018, 4:28 pm EDTRodney C FavaronDirector15,487——15,487—
Aug 8, 2016 AForm 4/A →Aug 30, 2018, 4:09 pm EDTDavid MayDirector38,717——38,717—
Aug 8, 2016 AForm 4 →Aug 11, 5:56 pm EDTDavid MayDirector38,717——38,717— late amended
Aug 8, 2016 AForm 4 →Aug 10, 8:12 pm EDTJohn D ThorntonDirector, 10% Owner15,487——31,416—
Aug 8, 2016 AForm 4 →Aug 10, 7:39 pm EDTRodney C FavaronDirector15,487——31,416— amended
Aug 8, 2016 AForm 4 →Aug 10, 7:04 pm EDTStephen E CourterDirector15,487——31,416— amended
Nov 9, 2015 AForm 4 →Nov 13, 4:00 pm ESTStephen E CourterDirector15,929——15,929— late
Nov 9, 2015 AForm 4 →Nov 12, 6:04 pm ESTJohn D ThorntonDirector, 10% Owner15,929——15,929— late
Nov 9, 2015 AForm 4 →Nov 12, 5:21 pm ESTRodney C FavaronDirector15,929——15,929— late
Nov 9, 2015 AForm 4 →Nov 12, 5:02 pm ESTSteven SarracinoDirector15,929——15,929— late