SEC Form 4 · accession 0001094792-16-000003
Upland Software, Inc. · UPLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John T McDonald
Officer — CEO · Director · 10% Owner
Period of report
Apr 7, 2016
Accepted (ET)
Apr 11, 2016 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 7, 2016 | A | 50,000 | $6.81 | A | 1,835,770 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Excludes 243,738 shares held indirectly by MLFPF&S as Cust. FBO J.McDonald IRA for a total of 2,079,508 shares