SEC Form 4 · accession 0001624067-15-000002
Upland Software, Inc. · UPLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Mattox
Officer — President & COO
Period of report
Jul 14, 2015
Accepted (ET)
Sep 15, 2015 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 14, 2015 | F | 2,049 | $8.55 | D | 229,931 | D | |
| Common Stock | Aug 14, 2015 | F | 341 | $7.95 | D | 229,590 | D | |
| Common Stock | Sep 14, 2015 | F | 341 | $7.90 | D | 229,249 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuer's 2010 Stock Plan. This is not an open market sale of securities.