Company · CIK 0001498301 · SIC 5600 — Retail-Apparel & Accessory Stores

Ascena Retail Group, Inc. · ASNA

Insider activity reported against this company. All insider holders · On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $1.4M · 8sales $661k · 9net $694k

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 16, 2015 SForm 4 →	Oct 16, 5:09 pm EDT	Robert GiammatteoEVP, CFO	405	$13.07	$5,295	1,178	−25.6%	plan?
Oct 16, 2015 SForm 4 →	Oct 16, 5:06 pm EDT	John E PershingEVP, Human Resources	967	$13.07	$12,643	2,891	−25.1%	plan?
Oct 15, 2015 AForm 4 →	Oct 16, 5:09 pm EDT	Robert GiammatteoEVP, CFO	1,250	—	—	1,583	—	plan?
Oct 15, 2015 AForm 4 →	Oct 16, 5:06 pm EDT	John E PershingEVP, Human Resources	3,000	—	—	3,858	—	plan?
Oct 13, 2015 MForm 4 →	Oct 15, 1:23 pm EDT	Randy L PearceDirector	13,332	$8.55	$113,989	31,532	—	plan?
Sep 25, 2015 MForm 4 →	Sep 29, 12:59 pm EDT	Randy L PearceDirector	1,666	—	—	18,200	—	plan?
Sep 25, 2015 MForm 4 →	Sep 29, 12:36 pm EDT	Elliot S JaffeChairman, Director	1,666	—	—	1,062,784	—	plan?
Sep 25, 2015 MForm 4 →	Sep 29, 12:28 pm EDT	Klaus EpplerDirector	1,666	—	—	41,298	—	plan?
Sep 25, 2015 MForm 4 →	Sep 29, 12:23 pm EDT	John UsdanDirector	1,666	—	—	14,000	—	plan?
Sep 25, 2015 MForm 4 →	Sep 29, 9:54 am EDT	Catherine Elizabeth BuggelnDirector	1,666	—	—	10,000	—	plan?
Sep 23, 2015 MForm 4 →	Sep 24, 12:05 pm EDT	Catherine Elizabeth BuggelnDirector	1,667	—	—	8,334	—	plan?
Sep 23, 2015 MForm 4 →	Sep 24, 12:02 pm EDT	Randy L PearceDirector	1,667	—	—	16,534	—	plan?
Sep 23, 2015 MForm 4 →	Sep 24, 11:54 am EDT	John UsdanDirector	1,667	—	—	12,334	—	plan?
Sep 23, 2015 MForm 4 →	Sep 24, 11:50 am EDT	Klaus EpplerDirector	1,667	—	—	39,632	—	plan?
Sep 23, 2015 MForm 4 →	Sep 24, 11:45 am EDT	Elliot S JaffeChairman, Director	1,667	—	—	1,061,118	—	plan?
Sep 18, 2015 MForm 4 →	Sep 22, 2:58 pm EDT	Elliot S JaffeChairman, Director	1,250	—	—	1,059,451	—	plan?
Sep 18, 2015 MForm 4 →	Sep 22, 2:55 pm EDT	Klaus EpplerDirector	1,667	—	—	37,965	—	plan?
Sep 18, 2015 MForm 4 →	Sep 22, 2:52 pm EDT	John UsdanDirector	1,667	—	—	10,667	—	plan?
Sep 18, 2015 MForm 4 →	Sep 22, 2:48 pm EDT	Catherine Elizabeth BuggelnDirector	1,667	—	—	6,667	—	plan?
Sep 18, 2015 MForm 4 →	Sep 22, 2:42 pm EDT	Randy L PearceDirector	1,667	—	—	14,867	—	plan?
Aug 28, 2015 MForm 4 →	Sep 1, 2:52 pm EDT	David R JaffePresident & CEO, Director	600,000	$5.92	$3,552,000	11,563,226	—	plan?
Mar 11, 2015 SForm 4 →	Mar 11, 3:41 pm EDT	John E PershingEVP, Human Resources	392	$13.65	$5,352	858	−31.4%	plan?
Mar 9, 2015 MForm 4 →	Mar 11, 3:41 pm EDT	John E PershingEVP, Human Resources	1,250	—	—	1,250	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 4, 2017 MForm 4 →	Mar 7, 4:44 pm EST	Robert GiammatteoEVP, CFO	5,000	—	—	0	—
Jan 27, 2017 MForm 4 →	Jan 30, 12:35 pm EST	John E PershingEVP, Chief HR Officer	16,000	—	—	28,000	—
Jan 21, 2017 MForm 4 →	Jan 23, 11:45 am EST	Duane D HollowayEVP, General Counsel	2,513	—	—	5,027	—
Dec 10, 2016 MForm 4 →	Dec 12, 5:15 pm EST	Krill Katherine LawtherDirector	4,236	—	—	8,472	—
Dec 10, 2016 MForm 4 →	Dec 12, 2:03 pm EST	Catherine Elizabeth BuggelnDirector	364	—	—	729	—
Dec 10, 2016 MForm 4 →	Dec 12, 2:00 pm EST	Katie J BayneDirector	4,236	—	—	8,472	—
Dec 10, 2016 MForm 4 →	Dec 12, 1:48 pm EST	Randy L PearceDirector	364	—	—	729	—
Dec 8, 2016 MForm 4 →	Dec 12, 6:15 pm EST	Elliot S JaffeChairman, Director	24,603	—	—	0	—
Dec 8, 2016 AForm 4 →	Dec 12, 1:54 pm EST	Linda YaccarinoDirector	12,859	—	—	12,859	—
Dec 8, 2016 AForm 4 →	Dec 12, 1:53 pm EST	Carl RubinDirector	12,343	—	—	12,343	—
Dec 8, 2016 AForm 4 →	Dec 12, 1:51 pm EST	Steven KirshenbaumDirector	12,343	—	—	12,343	—
Dec 7, 2016 AForm 4 →	Dec 9, 12:01 pm EST	Brian E LynchChief Operating Officer	20,682	—	—	7,638	—
Oct 15, 2016 MForm 4 →	Oct 17, 7:44 pm EDT	Robert GiammatteoEVP, CFO	1,250	—	—	0	—
Oct 15, 2016 MForm 4 →	Oct 17, 7:39 pm EDT	John E PershingEVP, Chief HR Officer	3,000	—	—	0	—
Sep 29, 2016 MForm 4 →	Sep 30, 3:50 pm EDT	Robert GiammatteoEVP, CFO	2,006	—	—	4,013	—
Sep 29, 2016 MForm 4 →	Sep 30, 3:47 pm EDT	Ernest R LaPorteSVP & CAO	1,229	—	—	2,460	—
Sep 29, 2016 MForm 4 →	Sep 30, 3:45 pm EDT	John E PershingEVP, Chief HR Officer	2,552	—	—	5,104	—
Sep 23, 2016 MForm 4 →	Sep 27, 3:12 pm EDT	Elliot S JaffeChairman, Director	3,333	—	—	0	—
Sep 23, 2016 MForm 4 →	Sep 26, 3:27 pm EDT	Randy L PearceDirector	3,333	—	—	0	—
Sep 23, 2016 MForm 4 →	Sep 26, 3:22 pm EDT	Catherine Elizabeth BuggelnDirector	3,333	—	—	0	—
Sep 22, 2016 AForm 4 →	Sep 23, 4:51 pm EDT	Steven KirshenbaumDirector	16,010	—	—	16,010	—
Sep 22, 2016 AForm 4 →	Sep 23, 4:48 pm EDT	Carl RubinDirector	16,010	—	—	16,010	—
Sep 22, 2016 AForm 4 →	Sep 23, 4:45 pm EDT	Krill Katherine LawtherDirector	16,010	—	—	16,010	—
Sep 22, 2016 AForm 4 →	Sep 23, 4:42 pm EDT	Catherine Elizabeth BuggelnDirector	16,010	—	—	16,010	—
Sep 22, 2016 AForm 4 →	Sep 23, 4:40 pm EDT	Randy L PearceDirector	16,010	—	—	16,010	—
Sep 22, 2016 AForm 4 →	Sep 23, 4:37 pm EDT	Katie J BayneDirector	16,010	—	—	16,010	—
Sep 22, 2016 AForm 4 →	Sep 23, 4:33 pm EDT	Elliot S JaffeChairman, Director	16,010	—	—	16,010	—
Sep 21, 2016 AForm 4 →	Sep 23, 4:30 pm EDT	David R JaffePresident & CEO, Director	630,599	—	—	155,172	—
Sep 21, 2016 AForm 4 →	Sep 23, 4:27 pm EDT	Robert GiammatteoEVP, CFO	57,559	—	—	14,163	—
Sep 21, 2016 AForm 4 →	Sep 23, 4:24 pm EDT	Duane D HollowayEVP, General Counsel	44,046	—	—	10,838	—
Sep 21, 2016 AForm 4 →	Sep 23, 4:12 pm EDT	John E PershingEVP, Chief HR Officer	110,479	—	—	47,414	—
Sep 21, 2016 AForm 4 →	Sep 23, 4:06 pm EDT	Ernest R LaPorteSVP & CAO	24,025	—	—	5,912	—
Sep 17, 2016 MForm 4 →	Sep 21, 5:07 pm EDT	Catherine Elizabeth BuggelnDirector	2,917	—	—	5,833	—	late
Sep 17, 2016 MForm 4 →	Sep 21, 5:02 pm EDT	Randy L PearceDirector	2,917	—	—	5,833	—	late
Sep 17, 2016 MForm 4 →	Sep 21, 5:00 pm EDT	Elliot S JaffeChairman, Director	4,167	—	—	0	—	late
Sep 16, 2016 MForm 4 →	Sep 20, 5:45 pm EDT	David R JaffePresident & CEO, Director	31,396	—	—	62,774	—
Mar 4, 2016 MForm 4 →	Mar 8, 10:25 am EST	Robert GiammatteoEVP, CFO	5,000	—	—	5,000	—
Jan 27, 2016 MForm 4 →	Jan 28, 5:31 pm EST	John E PershingEVP, Chief HR Officer	12,000	—	—	44,000	—
Jan 21, 2016 AForm 4 →	Jan 13, 2017, 4:19 pm EST	Duane D HollowayEVP, General Counsel	30,617	—	—	7,540	—	late
Dec 11, 2015 AForm 4 →	Dec 15, 3:25 pm EST	Robert GiammatteoEVP, CFO	500	—	—	0	—
Dec 10, 2015 AForm 4 →	Dec 14, 2:50 pm EST	Elliot S JaffeChairman, Director	1,093	—	—	1,093	—
Dec 10, 2015 AForm 4 →	Dec 14, 2:47 pm EST	Catherine Elizabeth BuggelnDirector	1,093	—	—	1,093	—
Dec 10, 2015 MForm 4 →	Dec 14, 2:45 pm EST	John UsdanDirector	1,093	—	—	1,093	—
Dec 10, 2015 AForm 4 →	Dec 14, 2:44 pm EST	Klaus EpplerDirector	1,093	—	—	1,093	—
Dec 10, 2015 AForm 4 →	Dec 14, 2:42 pm EST	Randy L PearceDirector	1,093	—	—	1,093	—
Dec 10, 2015 AForm 4 →	Dec 14, 2:40 pm EST	Krill Katherine LawtherDirector	12,708	—	—	12,708	—
Dec 10, 2015 AForm 4 →	Dec 14, 2:30 pm EST	Katie J BayneDirector	12,708	—	—	12,708	—
Oct 15, 2015 AForm 4 →	Oct 16, 5:09 pm EDT	Robert GiammatteoEVP, CFO	1,250	—	—	1,250	—
Oct 15, 2015 AForm 4 →	Oct 16, 5:06 pm EDT	John E PershingEVP, Human Resources	3,000	—	—	3,000	—
Oct 13, 2015 MForm 4 →	Oct 15, 1:23 pm EDT	Randy L PearceDirector	13,332	—	—	0	—
Sep 29, 2015 AForm 4 →	Oct 1, 4:25 pm EDT	Ernest R LaPorteSVP & CAO	14,585	—	—	3,689	—
Sep 29, 2015 AForm 4 →	Oct 1, 4:16 pm EDT	John E PershingEVP, Human Resources	30,273	—	—	7,656	—
Sep 29, 2015 AForm 4 →	Oct 1, 4:14 pm EDT	Robert GiammatteoEVP, CFO	23,798	—	—	6,019	—
Sep 25, 2015 MForm 4 →	Sep 29, 12:59 pm EDT	Randy L PearceDirector	1,666	—	—	1,667	—
Sep 25, 2015 MForm 4 →	Sep 29, 12:36 pm EDT	Elliot S JaffeChairman, Director	1,666	—	—	1,667	—
Sep 25, 2015 MForm 4 →	Sep 29, 12:28 pm EDT	Klaus EpplerDirector	1,666	—	—	1,667	—
Sep 25, 2015 MForm 4 →	Sep 29, 12:23 pm EDT	John UsdanDirector	1,666	—	—	1,667	—
Sep 25, 2015 MForm 4 →	Sep 29, 9:54 am EDT	Catherine Elizabeth BuggelnDirector	1,666	—	—	1,667	—
Sep 23, 2015 MForm 4 →	Sep 24, 12:05 pm EDT	Catherine Elizabeth BuggelnDirector	1,667	—	—	3,333	—
Sep 23, 2015 MForm 4 →	Sep 24, 12:02 pm EDT	Randy L PearceDirector	1,667	—	—	3,333	—
Sep 23, 2015 MForm 4 →	Sep 24, 11:54 am EDT	John UsdanDirector	1,667	—	—	3,333	—
Sep 23, 2015 MForm 4 →	Sep 24, 11:50 am EDT	Klaus EpplerDirector	1,667	—	—	3,333	—
Sep 23, 2015 MForm 4 →	Sep 24, 11:45 am EDT	Elliot S JaffeChairman, Director	1,667	—	—	3,333	—
Sep 18, 2015 MForm 4 →	Sep 22, 2:58 pm EDT	Elliot S JaffeChairman, Director	1,250	—	—	1,250	—
Sep 18, 2015 MForm 4 →	Sep 22, 2:55 pm EDT	Klaus EpplerDirector	1,667	—	—	0	—
Sep 18, 2015 MForm 4 →	Sep 22, 2:52 pm EDT	John UsdanDirector	1,667	—	—	0	—
Sep 18, 2015 MForm 4 →	Sep 22, 2:48 pm EDT	Catherine Elizabeth BuggelnDirector	1,667	—	—	0	—
Sep 18, 2015 MForm 4 →	Sep 22, 2:42 pm EDT	Randy L PearceDirector	1,667	—	—	0	—
Sep 17, 2015 AForm 4 →	Sep 18, 11:18 am EDT	Klaus EpplerDirector	8,750	—	—	8,750	—
Sep 17, 2015 AForm 4 →	Sep 18, 11:10 am EDT	Elliot S JaffeChairman, Director	8,750	—	—	8,750	—
Sep 17, 2015 AForm 4 →	Sep 18, 11:08 am EDT	Randy L PearceDirector	8,750	—	—	8,750	—
Sep 17, 2015 AForm 4 →	Sep 18, 11:06 am EDT	John UsdanDirector	8,750	—	—	8,750	—
Sep 17, 2015 AForm 4 →	Sep 18, 10:58 am EDT	Catherine Elizabeth BuggelnDirector	8,750	—	—	8,750	—
Sep 16, 2015 AForm 4 →	Sep 18, 10:55 am EDT	David R JaffePresident & CEO, Director	393,458	—	—	299,288	—
Aug 28, 2015 MForm 4 →	Sep 1, 2:52 pm EDT	David R JaffePresident & CEO, Director	600,000	—	—	0	—
Mar 9, 2015 MForm 4 →	Mar 11, 3:41 pm EDT	John E PershingEVP, Human Resources	1,250	—	—	0	—
Mar 4, 2015 AForm 4 →	Mar 5, 10:48 am EST	Gene WexlerSVP, General Counsel	2,500	—	—	2,500	—
Mar 4, 2015 AForm 4 →	Mar 5, 10:43 am EST	Robert GiammatteoSVP, CFO	12,500	—	—	2,500	—