SEC Form 4 · accession 0001498301-16-000174
Ascena Retail Group, Inc. · ASNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Krill Katherine Lawther
Director
Period of report
Sep 22, 2016
Accepted (ET)
Sep 23, 2016 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001498301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | holding | — | — | — | 299,476 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Sep 22, 2016 | A | 16,010 | A | — | — | Common | 16,010 | 16,010 | D |
Explanation of responses
- F1Granted under the Company's 2016 Omnibus Incentive Plan.
- F2Restricted stock units convert into common stock on a one-for-one basis.
- F3On September 22, 2016, the reporting person was granted 16,010 restricted stock units, vesting one year from the grant date.