SEC Form 4 · accession 0001498301-15-000014
Ascena Retail Group, Inc. · ASNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gene Wexler
Officer — SVP, General Counsel
Period of report
Mar 4, 2015
Accepted (ET)
Mar 5, 2015 · 10:48 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001498301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | holding | — | — | — | 8,397 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | $0.00 | Mar 4, 2015 | A | 2,500 | A | — | — | Common | 2,500 | 2,500 | D |
Explanation of responses
- F1Restricted share units issued under the Company's 2010 Stock Incentive Plan.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock.
- F3On March 4, 2015, the reporting person was granted 2,500 restricted stock units, vesting in two equal installments beginning on the first anniversary of the grant date.