SEC Form 4 · accession 0001498301-16-000209
Ascena Retail Group, Inc. · ASNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randy L Pearce
Director
Period of report
Dec 10, 2016
Accepted (ET)
Dec 12, 2016 · 1:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001498301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Dec 10, 2016 | M | 364 | — | D | 38,146 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Dec 10, 2016 | M | 364 | D | — | — | Common | 364 | 729 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2Granted under the Company's 2010 Stock Incentive Plan.
- F3On December 10, 2015, the reporting person was granted 1,093 restricted stock units, vesting in three equall annual installments being on the first anniversary of the grant date.