SEC Form 4 · accession 0001498301-15-000106
Ascena Retail Group, Inc. · ASNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Giammatteo
Officer — EVP, CFO
Period of report
Dec 11, 2015
Accepted (ET)
Dec 15, 2015 · 3:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001498301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Dec 11, 2015 | A | 500 | $0.00 | A | 1,678 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | $0.00 | Dec 11, 2015 | A | 500 | D | — | — | Common | 0 | 0 | D |
Explanation of responses
- F1On Dcember 11, 2013, the reporting person was granted 1,000 restricted stock units, vesting in two equal installments on December 11, 2014 and December 11, 2015.
- F2Restricted stock units issued under the Company's 2010 Stock Incentive Plan.