SEC Form 4 · accession 0001498301-15-000073
Ascena Retail Group, Inc. · ASNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randy L Pearce
Director
Period of report
Oct 13, 2015
Accepted (ET)
Oct 15, 2015 · 1:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001498301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Oct 13, 2015 | M | 13,332 | $8.55 | A | 31,532 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To BuyF1,F2 | $8.55 | Oct 13, 2015 | M | 13,332 | D | Dec 1, 2006 | Dec 1, 2015 | Common | 13,332 | 0 | D |
Explanation of responses
- F1Granted under the Company's 2001 Stock Incentive Plan.
- F2Vests in three equal installments with the first vesting on the indicated date.