SEC Form 4 · accession 0001498301-15-000012

Ascena Retail Group, Inc. · ASNA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, CFO

Period of report

Mar 4, 2015

Accepted (ET)

Mar 5, 2015 · 10:43 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001498301

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common	holding	—	—		—	333	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F3,F4	$0.00	Mar 4, 2015	A	10,000	A	—	—	Common	10,000	10,000	D
Resticted Stock Units^F1,F3,F5	$0.00	Mar 4, 2015	A	2,500	A	—	—	Common	2,500	2,500	D
Option To Buy	$20.41	holding	—	—	—	Dec 11, 2014	Dec 11, 2020	Common	10,000	10,000	D
Option To Buy	$14.12	holding	—	—	—	Sep 23, 2015	Sep 23, 2021	Common	15,000	15,000	D
Restricted Stock Units^F1,F2	$0.00	holding	—	—	—	—	—	Common	500	500	D

F1Resticted stock units issued under the Company's Stock Incentive Plan.
F2On December 11, 2013, the reporting person was granted 1,000 restricted stock units, vesting in two equal imstallments beginning on the first anniversary of the grant date.
F3Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock.
F4On March 4, 2015, the reporting person was granted 10,000 restricted stock units, vesting in two equal installments beginning on the first anniversary of the grant date.
F5On March 4, 2015, the reporting person was granted 2,500 restricted stock units, vesting in two equal installments beginning on the first anniversary of the grant date.