SEC Form 4 · accession 0001498301-15-000102
Ascena Retail Group, Inc. · ASNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Klaus Eppler
Director
Period of report
Dec 10, 2015
Accepted (ET)
Dec 14, 2015 · 2:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001498301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | holding | — | — | — | 41,298 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Dec 10, 2015 | A | 1,093 | D | — | — | Common | 1,093 | 1,093 | D |
Explanation of responses
- F1Granted under the Company's 2010 Incentive Stock Plan.
- F2On December 10, 2015, the reporting person was granted 1,093 restricted stock units, vesting in three equall annual installments being on the first anniversary of the grant date.