Insider · CIK 0001487058

Tad Rivelle

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $3.3M · 36sales $0 · 0net $3.3M

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Feb 5, 2018 PForm 4 →	Feb 6, 6:05 pm EST	TCW STRATEGIC INCOME FUND INCTSI	1,600	$5.37	$8,592	887,454	+0.18%	plan?
Oct 20, 2016 PForm 4 →	Oct 21, 3:21 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	30,000	$5.30	$158,910	885,854	+3.51%	plan?
Jan 22, 2016 PForm 4 →	Jan 25, 7:42 pm EST	TCW STRATEGIC INCOME FUND INCTSI	450	$5.16	$2,322	855,854	+0.05%	plan?
Dec 11, 2015 PForm 4/A →	Jul 13, 2016, 1:35 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	37,600	$5.16	$194,128	227,063	+19.8%	plan?
Dec 11, 2015 PForm 4 →	Feb 18, 2016, 5:37 pm EST	TCW STRATEGIC INCOME FUND INCTSI	24,100	$5.14	$123,929	227,063	+11.9%	plan? late amended
Dec 8, 2015 PForm 4 →	Dec 9, 6:43 pm EST	TCW STRATEGIC INCOME FUND INCTSI	4,994	$5.24	$26,192	189,463	+2.71%	plan?
Dec 7, 2015 PForm 4 →	Dec 8, 1:51 pm EST	TCW STRATEGIC INCOME FUND INCTSI	5,943	$5.24	$31,137	184,469	+3.33%	plan?
Dec 4, 2015 PForm 4 →	Dec 7, 4:25 pm EST	TCW STRATEGIC INCOME FUND INCTSI	15,000	$5.23	$78,459	178,526	+9.17%	plan?
Nov 13, 2015 PForm 4 →	Nov 16, 7:26 pm EST	TCW STRATEGIC INCOME FUND INCTSI	6,616	$5.19	$34,369	163,526	+4.22%	plan?
Nov 12, 2015 PForm 4 →	Nov 13, 6:26 pm EST	TCW STRATEGIC INCOME FUND INCTSI	20,900	$5.21	$108,967	156,910	+15.4%	plan?
Nov 10, 2015 PForm 4 →	Nov 12, 11:59 am EST	TCW STRATEGIC INCOME FUND INCTSI	5,400	$5.23	$28,267	136,010	+4.13%	plan?
Nov 6, 2015 PForm 4 →	Nov 9, 6:58 pm EST	TCW STRATEGIC INCOME FUND INCTSI	12,857	$5.26	$67,628	130,610	+10.9%	plan?
Nov 4, 2015 PForm 4 →	Nov 5, 5:46 pm EST	TCW STRATEGIC INCOME FUND INCTSI	18,813	$5.29	$99,465	117,753	+19.0%	plan?
Nov 3, 2015 PForm 4 →	Nov 4, 6:18 pm EST	TCW STRATEGIC INCOME FUND INCTSI	15,000	$5.28	$79,195	478,509	+3.24%	plan?
Nov 2, 2015 PForm 4 →	Nov 3, 6:00 pm EST	TCW STRATEGIC INCOME FUND INCTSI	7,675	$5.29	$40,619	463,509	+1.68%	plan?
Oct 29, 2015 PForm 4 →	Nov 2, 6:00 pm EST	TCW STRATEGIC INCOME FUND INCTSI	59,210	$5.29	$312,937	455,834	+14.9%	plan?
Oct 28, 2015 PForm 4 →	Oct 30, 4:32 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	20,440	$5.28	$107,960	396,624	+5.43%	plan?
Oct 27, 2015 PForm 4 →	Oct 29, 4:55 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	5,130	$5.29	$27,138	376,184	+1.38%	plan?
Oct 26, 2015 PForm 4 →	Feb 6, 2018, 6:05 pm EST	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	227,063	—	plan? late
Oct 26, 2015 PForm 4 →	Oct 21, 2016, 3:21 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	227,063	—	plan? late
Oct 26, 2015 PForm 4/A →	Jul 13, 2016, 1:35 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	855,854	—	plan?
Oct 26, 2015 PForm 4 →	Feb 18, 2016, 5:37 pm EST	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	855,854	—	plan? late amended
Oct 26, 2015 PForm 4 →	Jan 25, 2016, 7:42 pm EST	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	189,463	—	plan? late
Oct 26, 2015 PForm 4 →	Dec 9, 6:43 pm EST	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	855,404	—	plan? late
Oct 26, 2015 PForm 4 →	Dec 8, 1:51 pm EST	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	855,404	—	plan? late
Oct 26, 2015 PForm 4 →	Dec 7, 4:25 pm EST	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	855,404	—	plan? late
Oct 26, 2015 PForm 4 →	Nov 16, 7:26 pm EST	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	855,404	—	plan? late
Oct 26, 2015 PForm 4 →	Nov 13, 6:26 pm EST	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	855,404	—	plan? late
Oct 26, 2015 PForm 4 →	Nov 12, 11:59 am EST	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	855,404	—	plan? late
Oct 26, 2015 PForm 4 →	Nov 9, 6:58 pm EST	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	855,404	—	plan? late
Oct 26, 2015 PForm 4 →	Nov 5, 5:46 pm EST	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	855,404	—	plan? late
Oct 26, 2015 PForm 4 →	Oct 27, 1:48 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	40,000	$5.25	$210,172	107,849	+59.0%	plan?
Oct 16, 2015 PForm 4 →	Oct 19, 3:32 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	2,600	$5.31	$13,805	371,054	+0.71%	plan?
Oct 15, 2015 PForm 4 →	Oct 16, 6:09 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	17,000	$5.30	$90,177	368,454	+4.84%	plan?
Oct 7, 2015 PForm 4 →	Oct 8, 2:04 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	21,284	$5.27	$112,167	351,454	+6.45%	plan?
Oct 6, 2015 PForm 4 →	Oct 7, 12:07 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	5,584	$5.25	$29,341	330,170	+1.72%	plan?
Oct 5, 2015 PForm 4 →	Oct 6, 7:06 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	28,827	$5.24	$150,994	324,586	+9.75%	plan?
Oct 2, 2015 PForm 4 →	Oct 5, 5:41 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	16,426	$5.21	$85,550	295,759	+5.88%	plan?
Oct 1, 2015 PForm 4 →	Oct 2, 6:12 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	17,302	$5.18	$89,688	279,333	+6.60%	plan?
Sep 30, 2015 PForm 4 →	Oct 1, 5:15 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	16,665	$5.12	$85,291	67,849	+32.6%	plan?
Sep 28, 2015 PForm 4 →	Sep 29, 1:47 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	48,427	$5.15	$249,361	124,540	+63.6%	plan?
Sep 25, 2015 PForm 4 →	Sep 28, 2:32 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	4,800	$5.23	$25,104	561,266	+0.86%	plan?
Sep 24, 2015 PForm 4 →	Sep 25, 5:08 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	10,000	$5.17	$51,668	556,466	+1.83%	plan?
Sep 23, 2015 PForm 4 →	Sep 24, 4:07 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	11,403	$5.14	$58,663	51,184	+28.7%	plan?
Sep 22, 2015 PForm 4 →	Sep 23, 3:14 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	20,000	$5.13	$102,529	546,466	+3.80%	plan?
May 29, 2015 PForm 4 →	Sep 30, 2:12 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	29,233	$5.11	$149,527	262,031	+12.6%	plan? late
Apr 14, 2015 PForm 4 →	Apr 15, 2:25 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	10,079	$5.39	$54,326	39,781	+33.9%	plan?
Feb 12, 2015 PForm 4 →	Feb 17, 2:48 pm EST	TCW STRATEGIC INCOME FUND INCTSI	10,178	$5.37	$54,661	29,702	+52.1%	plan?
Feb 10, 2015 PForm 4 →	Feb 11, 7:37 pm EST	TCW STRATEGIC INCOME FUND INCTSI	19,524	$5.39	$105,144	19,524	—	plan?
Jan 6, 2015 PForm 4 →	Jan 7, 2:35 pm EST	TCW STRATEGIC INCOME FUND INCTSI	25,000	$5.36	$134,000	526,466	+4.99%	plan?
Jan 29, 2014 PForm 4 →	Nov 4, 2015, 6:18 pm EST	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	376,895	—	plan? late
Jan 29, 2014 PForm 4 →	Nov 3, 2015, 6:00 pm EST	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	376,895	—	plan? late
Jan 29, 2014 PForm 4 →	Nov 2, 2015, 6:00 pm EST	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	376,895	—	plan? late
Jan 29, 2014 PForm 4 →	Oct 30, 2015, 4:32 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	376,895	—	plan? late
Jan 29, 2014 PForm 4 →	Oct 29, 2015, 4:55 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	376,895	—	plan? late
Jan 29, 2014 PForm 4 →	Oct 27, 2015, 1:48 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	747,949	—	plan? late
Jan 29, 2014 PForm 4 →	Oct 19, 2015, 3:32 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	376,895	—	plan? late
Jan 29, 2014 PForm 4 →	Oct 16, 2015, 6:09 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	376,895	—	plan? late
Jan 29, 2014 PForm 4 →	Oct 8, 2015, 2:04 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	376,895	—	plan? late
Jan 29, 2014 PForm 4 →	Oct 7, 2015, 12:07 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	67,849	—	plan? late
Jan 29, 2014 PForm 4 →	Oct 6, 2015, 7:06 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	67,849	—	plan? late
Jan 29, 2014 PForm 4 →	Oct 5, 2015, 5:41 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	67,849	—	plan? late
Jan 29, 2014 PForm 4 →	Oct 2, 2015, 6:12 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	67,849	—	plan? late
Jan 29, 2014 PForm 4 →	Oct 1, 2015, 5:15 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	98,940	—	plan? late
Jan 29, 2014 PForm 4 →	Sep 30, 2015, 2:12 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	51,184	—	plan? late
Jan 29, 2014 PForm 4 →	Sep 29, 2015, 1:47 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	51,184	—	plan? late
Jan 29, 2014 PForm 4 →	Sep 28, 2015, 2:32 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	51,184	—	plan? late
Jan 29, 2014 PForm 4 →	Sep 25, 2015, 5:08 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	51,184	—	plan? late
Jan 29, 2014 PForm 4 →	Sep 24, 2015, 4:07 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	98,940	—	plan? late
Jan 29, 2014 PForm 4 →	Sep 23, 2015, 3:14 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	39,781	—	plan? late
Jan 29, 2014 PForm 4 →	Jan 7, 2015, 2:35 pm EST	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	98,940	—	plan? late
Aug 16, 2011 PForm 4 →	Apr 15, 2015, 2:25 pm EDT	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	98,940	—	plan? late
Aug 16, 2011 PForm 4 →	Feb 17, 2015, 2:48 pm EST	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	98,940	—	plan? late
Aug 16, 2011 PForm 4 →	Feb 11, 2015, 7:37 pm EST	TCW STRATEGIC INCOME FUND INCTSI	—	—	—	98,940	—	plan? late

Reported trades — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.