SEC Form 4 · accession 0001179110-15-015911
TCW STRATEGIC INCOME FUND INC · TSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tad Rivelle
Officer — Portfolio Manager
Period of report
Oct 26, 2015
Accepted (ET)
Dec 7, 2015 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000809559
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 26, 2015 | P$0 | 0 | $0.00 | A | 107,849 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common stockF2 | Nov 3, 2015 | P$0 | 0 | $0.00 | A | 855,404 | D | |
| Common Stock | Dec 4, 2015 | P | 100 | $5.21 | A | 163,626 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common Stock | Dec 4, 2015 | P | 2,000 | $5.219 | A | 165,626 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common Stock | Dec 4, 2015 | P | 4,353 | $5.22 | A | 169,979 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common Stock | Dec 4, 2015 | P | 8,547 | $5.2389 | A | 178,526 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1No transaction occurred in Common Stock owned indirectly by Reporting Person
- F2No transaction occurred in Common Stock owned directly by Reporting Person