SEC Form 4 · accession 0001179110-15-016074
TCW STRATEGIC INCOME FUND INC · TSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tad Rivelle
Officer — Portfolio Manager
Period of report
Oct 26, 2015
Accepted (ET)
Dec 9, 2015 · 6:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000809559
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 26, 2015 | P$0 | 0 | $0.00 | A | 107,849 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common stockF2 | Nov 3, 2015 | P$0 | 0 | $0.00 | A | 855,404 | D | |
| Common Stock | Dec 8, 2015 | P | 1,000 | $5.229 | A | 185,469 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common Stock | Dec 8, 2015 | P | 294 | $5.23 | A | 185,763 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common stock | Dec 8, 2015 | P | 100 | $5.2499 | A | 185,863 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common Stock | Dec 8, 2015 | P | 3,600 | $5.25 | A | 189,463 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1No transaction occurred in Common Stock owned indirectly by Reporting Person
- F2No transaction occurred in Common Stock owned directly by Reporting Person