SEC Form 4 · accession 0001179110-15-013378
TCW STRATEGIC INCOME FUND INC · TSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tad Rivelle
Officer — Portfolio Manager
Period of report
Jan 29, 2014
Accepted (ET)
Sep 29, 2015 · 1:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000809559
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 28, 2015 | P | 8,427 | $5.14 | A | 84,540 | D | |
| Common Stock | Sep 28, 2015 | P | 1,900 | $5.149 | A | 86,440 | D | |
| Common Stock | Sep 28, 2015 | P | 11,000 | $5.1499 | A | 97,440 | D | |
| Common Stock | Sep 28, 2015 | P | 22,100 | $5.15 | A | 119,540 | D | |
| Common Stock | Sep 28, 2015 | P | 5,000 | $5.1599 | A | 124,540 | D | |
| Common StockF1 | Jan 29, 2014 | P$0 | 0 | $0.00 | A | 98,940 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common StockF1 | Sep 23, 2015 | P$0 | 0 | $0.00 | A | 51,184 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1No transaction occurred in Common Stock owned indirectly by Reporting Person