SEC Form 4 · accession 0001179110-16-030856
TCW STRATEGIC INCOME FUND INC · TSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tad Rivelle
Officer — Portfolio Manager
Period of report
Oct 26, 2015
Accepted (ET)
Oct 21, 2016 · 3:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000809559
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 20, 2016 | P | 9,000 | $5.29 | A | 864,854 | D | |
| Common Stock | Oct 20, 2016 | P | 21,000 | $5.30 | A | 885,854 | D | |
| Common StockF1 | Oct 26, 2015 | P$0 | 0 | $0.00 | A | 107,849 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common StockF1 | Feb 17, 2016 | P$0 | 0 | $0.00 | A | 227,063 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1No transaction occurred in Common Stock owned indirectly by Reporting Person.