SEC Form 4 · accession 0001179110-15-013337
TCW STRATEGIC INCOME FUND INC · TSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tad Rivelle
Officer — Portfolio Manager
Period of report
Jan 29, 2014
Accepted (ET)
Sep 25, 2015 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000809559
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 29, 2014 | P$0 | 0 | $0.00 | A | 98,940 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common StockF1 | Sep 23, 2015 | P$0 | 0 | $0.00 | A | 51,184 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan |
| Common Stock | Sep 24, 2015 | P | 5,000 | $5.16 | A | 551,466 | D | |
| Common Stock | Sep 24, 2015 | P | 3,190 | $5.17 | A | 554,656 | D | |
| Common Stock | Sep 24, 2015 | P | 1,810 | $5.18 | A | 556,466 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1No transaction occurred in Common Stock owned indirectly by Reporting Person