SEC Form 4 · accession 0001179110-15-002338
TCW STRATEGIC INCOME FUND INC · TSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tad Rivelle
Officer — Portfolio Manager
Period of report
Aug 16, 2011
Accepted (ET)
Feb 11, 2015 · 7:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000809559
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 16, 2011 | P$0 | 0 | $0.00 | A | 526,466 | D | |
| Common StockF2 | Jan 29, 2014 | P$0 | 0 | $0.00 | A | 98,940 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common Stock | Feb 10, 2015 | P | 9,001 | $5.38 | A | 9,001 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan IRA (spouse) |
| Common Stock | Feb 10, 2015 | P | 10,523 | $5.39 | A | 19,524 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan IRA (spouse) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1No transaction occurred in Common Stock owned directly by Reporting Person.
- F2No transaction occurred in Common Stock owned indirectly by Reporting Person.