SEC Form 4 · accession 0001179110-15-014892
TCW STRATEGIC INCOME FUND INC · TSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tad Rivelle
Officer — Portfolio Manager
Period of report
Oct 26, 2015
Accepted (ET)
Nov 13, 2015 · 6:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000809559
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 12, 2015 | P | 2,100 | $5.206 | A | 138,110 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common Stock | Nov 12, 2015 | P | 600 | $5.2065 | A | 138,711 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common Stock | Nov 12, 2015 | P | 800 | $5.209 | A | 139,511 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common Stock | Nov 12, 2015 | P | 6,500 | $5.2096 | A | 146,011 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common Stock | Nov 12, 2015 | P | 1,024 | $5.21 | A | 147,035 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common Stock | Nov 12, 2015 | P | 2,863 | $5.2179 | A | 149,898 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common Stock | Nov 12, 2015 | P | 500 | $5.219 | A | 150,398 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common Stock | Nov 12, 2015 | P | 6,513 | $5.22 | A | 156,910 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common StockF1 | Oct 26, 2015 | P$0 | 0 | $0.00 | A | 107,849 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common stockF2 | Nov 3, 2015 | P$0 | 0 | $0.00 | A | 855,404 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1No transaction occurred in Common Stock owned indirectly by Reporting Person
- F2No transaction occurred in Common Stock owned directly by Reporting Person