Form4insider filings, from the source

SEC Form 4/A · accession 0001179110-16-027624

TCW STRATEGIC INCOME FUND INC · TSI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Tad Rivelle
Officer — Portfolio Manager
Period of report
Dec 8, 2015
Accepted (ET)
Jul 13, 2016 · 1:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000809559

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1Oct 26, 2015P$00$0.00A107,849ICharles Schwab & Co Acct for Chung-Ling K Tuan (spouse)
Common StockF2Jan 22, 2016P$00$0.00A855,854D
Common StockDec 11, 2015P15,000$5.1999A204,463ICharles Schwab & Co Acct for Chung-Ling K Tuan (spouse)
Common StockDec 11, 2015P2,600$5.20A207,063ICharles Schwab & Co Acct for Chung-Ling K Tuan (spouse)
Common StockFeb 17, 2016P800$5.12A207,863ICharles Schwab & Co Acct for Chung-Ling K Tuan (spouse)
Common StockFeb 17, 2016P9,200$5.1288A217,063ICharles Schwab & Co Acct for Chung-Ling K Tuan (spouse)
Common StockFeb 17, 2016P6,500$5.13A223,563ICharles Schwab & Co Acct for Chung-Ling K Tuan (spouse)
Common StockFeb 17, 2016P400$5.136A223,963ICharles Schwab & Co Acct for Chung-Ling K Tuan (spouse)
Common StockFeb 17, 2016P1,000$5.137A224,963ICharles Schwab & Co Acct for Chung-Ling K Tuan (spouse)
Common StockFeb 17, 2016P100$5.1387A225,063ICharles Schwab & Co Acct for Chung-Ling K Tuan (spouse)
Common StockFeb 17, 2016P100$5.1388A225,163ICharles Schwab & Co Acct for Chung-Ling K Tuan (spouse)
Common StockFeb 17, 2016P1,900$5.139A227,063ICharles Schwab & Co Acct for Chung-Ling K Tuan (spouse)

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses