SEC Form 4 · accession 0001179110-15-014306
TCW STRATEGIC INCOME FUND INC · TSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tad Rivelle
Officer — Portfolio Manager
Period of report
Jan 29, 2014
Accepted (ET)
Oct 30, 2015 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000809559
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 29, 2014 | P$0 | 0 | $0.00 | A | 98,940 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common StockF1 | Oct 26, 2015 | P$0 | 0 | $0.00 | A | 107,849 | I | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common StockF2 | Sep 28, 2015 | P$0 | 0 | $0.00 | A | 376,895 | D | |
| Common Stock | Oct 28, 2015 | P | 100 | $5.275 | A | 376,284 | D | |
| Common Stock | Oct 28, 2015 | P | 15,000 | $5.2799 | A | 391,284 | D | |
| Common Stock | Oct 28, 2015 | P | 1,500 | $5.28 | A | 392,784 | D | |
| Common Stock | Oct 28, 2015 | P | 3,840 | $5.29 | A | 396,624 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1No transaction occurred in Common Stock owned indirectly by Reporting Person
- F2No transaction occurred in Common Stock owned directly by Reporting Person